K2 PRINCIPAL FUND, L.P. Q1 2018 Filing
Filed May 14, 2018
Portfolio Value
$1.8T
Holdings
267
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (267 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GOOGLALPHABET INC | 150,510 | $156.1B | 8.89% | Put |
| 2 | TLTISHARES TR | 1,076,400 | $131.2B | 7.47% | Put |
| 3 | XLKSELECT SECTOR SPDR TR | 1,885,500 | $123.3B | 7.03% | Put |
| 4 | TRVCCITIGROUP INC | 783,200 | $52.9B | 3.01% | Call |
| 5 | —MYLAN N V | 1,205,000 | $49.6B | 2.83% | Put |
| 6 | LQDISHARES TR | 405,600 | $47.6B | 2.71% | Put |
| 7 | —MONSANTO CO NEW | 351,573 | $41.0B | 2.34% | Call |
| 8 | TWXCHFTIME WARNER INC | 350,300 | $33.1B | 1.89% | Call |
| 9 | SPYSPDR S AND P 500 ETF TR | 125,000 | $32.9B | 1.87% | Put |
| 10 | NXPINXP SEMICONDUCTORS N V | 280,000 | $32.8B | 1.87% | Put |
| 11 | SMHVANECK VECTORS ETF TR | 270,000 | $28.2B | 1.60% | Put |
| 12 | —ETF MANAGERS TR | 853,000 | $25.2B | 1.43% | Put |
| 13 | —CYPRESS SEMICONDUCTOR CORP | 1,431,200 | $24.3B | 1.38% | Call |
| 14 | —BUNGE LIMITED | 307,000 | $22.7B | 1.29% | Call |
| 15 | DWDMORGAN STANLEY | 410,000 | $22.1B | 1.26% | Call |
| 16 | DELLDELL TECHNOLOGIES INC | 285,000 | $20.9B | 1.19% | Call |
| 17 | AABAUSDALTABA INC | 276,052 | $20.4B | 1.16% | |
| 18 | DISHDISH NETWORK CORP | 513,900 | $19.5B | 1.11% | Put |
| 19 | —CAVIUM INC | 234,862 | $18.6B | 1.06% | Put |
| 20 | —AETNA INC NEW | 108,549 | $18.3B | 1.04% | |
| 21 | XLFSELECT SECTOR SPDR TR | 645,000 | $17.8B | 1.01% | Put |
| 22 | NESRNATIONAL ENERGY SERVICES REU | 1,723,548 | $17.1B | 0.97% | |
| 23 | DBDEURDIEBOLD NXDF INC | 1,108,000 | $17.1B | 0.97% | Call |
| 24 | OLEDUNIVERSAL DISPLAY CORP | 165,500 | $16.7B | 0.95% | Call |
| 25 | LPXLOUISIANA PAC CORP | 544,150 | $15.7B | 0.89% | Call |
| 26 | —LEGACY ACQUISITION CORP | 1,549,120 | $15.4B | 0.88% | |
| 27 | XLNXEURXILINX INC | 201,700 | $14.6B | 0.83% | Call |
| 28 | MERCMERCER INTL INC | 1,119,100 | $13.9B | 0.79% | Call |
| 29 | —BLACKHAWK NETWORK HLDGS INC | 12,000 | $13.3B | 0.76% | |
| 30 | —MICROSEMI CORP | 191,970 | $12.4B | 0.71% | Put |
| 31 | TAT AND T INC | 345,000 | $12.3B | 0.70% | Call |
| 32 | AMCAMC ENTMT HLDGS INC | 873,500 | $12.3B | 0.70% | Put |
| 33 | —ZILLOW GROUP INC | 10,000 | $12.2B | 0.70% | |
| 34 | WPMWHEATON PRECIOUS METALS CORP | 600,000 | $12.2B | 0.70% | Call |
| 35 | NVDANVIDIA CORP | 50,000 | $11.6B | 0.66% | Put |
| 36 | CWHCAMPING WORLD HLDGS INC | 345,000 | $11.1B | 0.63% | Put |
| 37 | GOOGALPHABET INC | 10,000 | $10.3B | 0.59% | Put |
| 38 | —ROCKWELL COLLINS INC | 76,339 | $10.3B | 0.59% | |
| 39 | VYXNCR CORP NEW | 311,200 | $9.8B | 0.56% | Put |
| 40 | —TPG PACE ENERGY HLDGS CORP | 955,876 | $9.7B | 0.55% | |
| 41 | —ONE MADISON CORP | 959,998 | $9.6B | 0.55% | |
| 42 | BABAALIBABA GROUP HLDG LTD | 50,000 | $9.2B | 0.52% | Call |
| 43 | —VANTAGE ENERGY ACQUISITION | 935,508 | $9.1B | 0.52% | |
| 44 | —EXPRESS SCRIPTS HLDG CO | 130,813 | $9.0B | 0.51% | Put |
| 45 | —DYCOM INDS INC | 7,130 | $9.0B | 0.51% | |
| 46 | GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW | 8,430 | $8.9B | 0.51% | |
| 47 | GEGENERAL ELECTRIC CO | 655,000 | $8.8B | 0.50% | Put |
| 48 | —HAYMAKER ACQUISITION CORP | 874,626 | $8.7B | 0.50% | |
| 49 | MXMAGNACHIP SEMICONDUCTOR CORP | 870,000 | $8.4B | 0.48% | |
| 50 | TRCOTRIBUNE MEDIA CO | 200,352 | $8.1B | 0.46% | |
| 51 | WTTRSELECT ENERGY SVCS INC | 633,221 | $8.0B | 0.46% | |
| 52 | —DFB HEALTHCARE ACQUISTION CO | 758,416 | $7.6B | 0.43% | |
| 53 | —EASTERLY ACQUISITION CORP | 742,263 | $7.6B | 0.43% | |
| 54 | CASYCASEYS GEN STORES INC | 68,100 | $7.5B | 0.43% | Put |
| 55 | —GORES HLDGS II INC | 699,800 | $7.0B | 0.40% | |
| 56 | WFCWELLS FARGO CO NEW | 130,000 | $6.8B | 0.39% | Call |
| 57 | —KAYNE ANDERSON ACQUISITION | 649,403 | $6.4B | 0.36% | |
| 58 | —CONSTELLATION ALPHA CAP CORP | 637,903 | $6.3B | 0.36% | |
| 59 | —GGP INC | 307,168 | $6.3B | 0.36% | Put |
| 60 | —TPG PACE HLDGS CORP | 620,200 | $6.1B | 0.34% | |
| 61 | UPBDRENT A CTR INC NEW | 688,031 | $5.9B | 0.34% | Put |
| 62 | ABGAMERISOURCEBERGEN CORP | 68,000 | $5.9B | 0.33% | Call |
| 63 | —AEROJET ROCKETDYNE HLDGS INC | 4,500 | $5.7B | 0.32% | |
| 64 | —FINTECH ACQUISITION CORP II | 567,603 | $5.6B | 0.32% | |
| 65 | —LEISURE ACQUISITION CORP | 565,507 | $5.6B | 0.32% | |
| 66 | —OPES ACQUISITION CORP | 551,400 | $5.5B | 0.32% | |
| 67 | —SIGMA DESIGNS INC | 883,101 | $5.5B | 0.31% | |
| 68 | —PLATINUM EAGLE ACQUISITIN CO | 520,200 | $5.3B | 0.30% | |
| 69 | —SENTINEL ENERGY SVCS INC | 529,956 | $5.3B | 0.30% | |
| 70 | —RTI INTL METALS INC | 5,000 | $5.2B | 0.30% | |
| 71 | BRK/BBERKSHIRE HATHAWAY INC DEL | 26,138 | $5.2B | 0.30% | |
| 72 | —PENSARE ACQUISITION CORP | 520,807 | $5.1B | 0.29% | |
| 73 | —UNION ACQUISITION CORP | 488,500 | $5.0B | 0.28% | |
| 74 | —KAPSTONE PAPER AND PACKAGING C | 145,033 | $5.0B | 0.28% | |
| 75 | —M I ACQUISITIONS INC | 473,216 | $4.9B | 0.28% | |
| 76 | —LANDCADIA HLDGS INC | 490,219 | $4.9B | 0.28% | |
| 77 | —CM SEVEN STAR ACQUISITION CO | 471,700 | $4.8B | 0.28% | |
| 78 | ARNCCHFARCONIC INC | 208,700 | $4.8B | 0.27% | Call |
| 79 | —DYNEGY INC NEW DEL | 355,437 | $4.8B | 0.27% | |
| 80 | SIVBEURSVB FINL GROUP | 19,900 | $4.8B | 0.27% | Put |
| 81 | LOGILOGITECH INTL S A | 127,600 | $4.7B | 0.27% | Call |
| 82 | —U S G CORP | 114,727 | $4.6B | 0.26% | Put |
| 83 | —SILICON LABORATORIES INC | 4,000 | $4.6B | 0.26% | |
| 84 | —TIBERIUS ACQUISITION CORP | 450,000 | $4.5B | 0.26% | |
| 85 | CEF/USPROTT PHYSICAL GOLD AND SILVE | 339,156 | $4.5B | 0.25% | |
| 86 | —AVISTA HEALTHCARE PUB ACQ CO | 440,909 | $4.4B | 0.25% | |
| 87 | —DOWDUPONT INC | 68,073 | $4.3B | 0.25% | Put |
| 88 | GDXJVANECK VECTORS ETF TR | 134,236 | $4.3B | 0.25% | |
| 89 | —HENNESSY CAP ACQUSTON CORP I | 434,800 | $4.3B | 0.25% | |
| 90 | ABJAABB LTD | 180,000 | $4.3B | 0.24% | |
| 91 | —SABAN CAP ACQUISITION CORP | 426,236 | $4.2B | 0.24% | |
| 92 | —ELECTRUM SPL ACQUISITION COR | 405,643 | $4.2B | 0.24% | |
| 93 | —BLACKBERRY LTD | 3,000 | $4.1B | 0.24% | |
| 94 | XOMEXXON MOBIL CORP | 55,000 | $4.1B | 0.23% | Call |
| 95 | —HRG GROUP INC | 247,019 | $4.1B | 0.23% | |
| 96 | XOPUSDSPDR SERIES TRUST | 115,500 | $4.1B | 0.23% | Call |
| 97 | ITA*ISHARES TR | 20,000 | $4.0B | 0.23% | Put |
| 98 | —CITRIX SYS INC | 3,000 | $4.0B | 0.23% | |
| 99 | HEIHEICO CORP NEW | 55,640 | $3.9B | 0.22% | |
| 100 | —MATLIN AND PARTNERS ACQUISITIO | 399,498 | $3.9B | 0.22% |
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