K2 PRINCIPAL FUND, L.P. Q1 2016 Filing
Filed May 12, 2016
Portfolio Value
$732.9B
Holdings
178
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (178 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —POWERSHARES QQQ TRUST | 887,000 | $96.9B | 13.22% | Put |
| 2 | GOOGLALPHABET INC CAP STK | 51,163 | $39.0B | 5.33% | Put |
| 3 | —PROSHARES TR II | 184,700 | $36.5B | 4.98% | Put |
| 4 | XLFSELECT SECTOR SPDR TR | 1,013,100 | $22.8B | 3.11% | Call |
| 5 | CAMCAMERON INTERNATIONAL CORP | 332,477 | $22.3B | 3.04% | |
| 6 | —TIME WARNER CABLE INC | 92,130 | $18.9B | 2.57% | Put |
| 7 | SMHUSDMARKET VECTORS ETF TR | 290,000 | $16.0B | 2.18% | Put |
| 8 | —JARDEN CORP | 269,933 | $15.9B | 2.17% | |
| 9 | PYPLPAYPAL HLDGS INC | 354,500 | $13.7B | 1.87% | Put |
| 10 | —YAHOO INC | 368,873 | $13.6B | 1.85% | |
| 11 | SPYSPDR S&P 500 ETF TR | 65,000 | $13.4B | 1.82% | Put |
| 12 | —NEW YORK REIT INC | 1,305,816 | $13.2B | 1.80% | Call |
| 13 | —YOUKU TUDOU INC | 474,706 | $13.1B | 1.78% | |
| 14 | FXIISHARES TR | 362,400 | $12.2B | 1.67% | Put |
| 15 | —CYPRESS SEMICONDUCTOR CORP | 1,371,000 | $11.9B | 1.62% | Call |
| 16 | TSLATESLA MTRS INC | 48,500 | $11.1B | 1.52% | Put |
| 17 | —MYLAN N V | 228,200 | $10.6B | 1.44% | Put |
| 18 | INGMINGRAM MICRO INC | 285,207 | $10.2B | 1.40% | |
| 19 | —COLUMBIA PIPELINE GROUP INC | 401,669 | $10.1B | 1.38% | |
| 20 | —ALERE INC | 198,523 | $10.0B | 1.37% | |
| 21 | —ALLERGAN PLC | 34,410 | $9.2B | 1.26% | |
| 22 | —HARMONY MERGER CORP | 900,000 | $8.9B | 1.22% | |
| 23 | NXPINXP SEMICONDUCTORS N V | 106,000 | $8.6B | 1.17% | Put |
| 24 | —SHORETEL INC | 1,135,583 | $8.4B | 1.15% | |
| 25 | FDO.FMACYS INC | 186,000 | $8.2B | 1.12% | Call |
| 26 | —STARWOOD HOTELS&RESORTS WRLD | 96,100 | $8.0B | 1.09% | |
| 27 | MSFTMICROSOFT CORP | 139,036 | $7.7B | 1.05% | |
| 28 | —SILVER WHEATON CORP | 449,000 | $7.4B | 1.02% | Put |
| 29 | —SILVER RUN ACQUISITION CORP | 700,000 | $7.2B | 0.99% | |
| 30 | AAPLAPPLE INC | 62,421 | $6.8B | 0.93% | |
| 31 | —CLECO CORP NEW | 122,134 | $6.7B | 0.92% | |
| 32 | —AMERICAN CAP LTD | 440,548 | $6.7B | 0.92% | |
| 33 | TNADIREXION SHS ETF TR | 108,300 | $6.3B | 0.86% | Put |
| 34 | —HARMONY MERGER CORP | 600,000 | $6.2B | 0.84% | |
| 35 | SHLDEURSEARS HLDGS CORP | 395,261 | $6.1B | 0.83% | Put |
| 36 | —PINNACLE ENTMT INC | 169,036 | $5.9B | 0.81% | |
| 37 | —KLR ENERGY ACQUISITION CORP | 500,000 | $5.0B | 0.68% | |
| 38 | —FAIRCHILD SEMICONDUCTOR INTL | 245,000 | $4.9B | 0.67% | |
| 39 | —IHS INC | 38,227 | $4.7B | 0.65% | |
| 40 | GILDGILEAD SCIENCES INC | 48,110 | $4.4B | 0.60% | Put |
| 41 | —PHOENIX COS INC NEW | 109,819 | $4.0B | 0.55% | |
| 42 | MRVLMARVELL TECHNOLOGY GROUP LTD ORD | 377,063 | $3.9B | 0.53% | |
| 43 | SLVISHARES SILVER TRUST ISHARES | 260,000 | $3.8B | 0.52% | Put |
| 44 | —ANCHOR BANCORP WIS INC DEL | 83,013 | $3.7B | 0.51% | |
| 45 | TQQQPROSHARES TR | 35,600 | $3.6B | 0.50% | Put |
| 46 | MARMARRIOTT INTL INC NEW | 50,000 | $3.6B | 0.49% | Put |
| 47 | —POLYCOM INC | 300,443 | $3.4B | 0.46% | Put |
| 48 | BGCPEURBGC PARTNERS INC | 367,814 | $3.3B | 0.45% | |
| 49 | CMICUMMINS INC | 30,000 | $3.3B | 0.45% | Put |
| 50 | —ELECTRUM SPL ACQUISITION COR | 331,397 | $3.2B | 0.44% | |
| 51 | TXNTEXAS INSTRS INC | 55,500 | $3.2B | 0.43% | Put |
| 52 | —DIREXION SHS ETF TR | 244,000 | $3.1B | 0.42% | Put |
| 53 | UHALAMERCO | 8,565 | $3.1B | 0.42% | |
| 54 | CDECOEUR MNG INC | 541,500 | $3.0B | 0.42% | Put |
| 55 | —DOUBLE EAGLE ACQUISITION COR | 305,451 | $3.0B | 0.40% | |
| 56 | —BANK OF THE OZARKS INC | 69,400 | $2.9B | 0.40% | Put |
| 57 | —BIOTIE THERAPIES OYJ | 109,381 | $2.9B | 0.39% | |
| 58 | WDCWESTERN DIGITAL CORP | 60,567 | $2.9B | 0.39% | Put |
| 59 | AXPAMERICAN EXPRESS CO | 45,000 | $2.8B | 0.38% | Call |
| 60 | CVCEURCABLEVISION SYS CORP | 82,951 | $2.7B | 0.37% | |
| 61 | —DIREXION SHS ETF TR | 45,500 | $2.7B | 0.36% | Put |
| 62 | XLKSELECT SECTOR SPDR TR | 60,000 | $2.7B | 0.36% | |
| 63 | —QIHOO 360 TECHNOLOGY CO LTD | 35,195 | $2.7B | 0.36% | |
| 64 | —CSRA INC | 98,500 | $2.6B | 0.36% | |
| 65 | —GP INVTS ACQUISITION COR | 270,000 | $2.6B | 0.36% | |
| 66 | PENNPENN NATL GAMING INC | 156,700 | $2.6B | 0.36% | Put |
| 67 | STTSPDR SERIES TRUST | 74,000 | $2.5B | 0.35% | Put |
| 68 | —THE ADT CORPORATION | 59,809 | $2.5B | 0.34% | |
| 69 | BKRBAKER HUGHES INC | 55,376 | $2.4B | 0.33% | |
| 70 | ILFISHARES TR | 94,167 | $2.4B | 0.32% | Put |
| 71 | IGTINTERNATIONAL GAME TECHNOLOG SHS USD | 127,500 | $2.3B | 0.32% | Put |
| 72 | GOOGALPHABET INC CAP STK | 3,000 | $2.2B | 0.30% | Call |
| 73 | SJNKSPDR SER TR | 85,500 | $2.2B | 0.30% | Put |
| 74 | TRVCCITIGROUP INC | 50,000 | $2.1B | 0.28% | Call |
| 75 | —HEARTLAND PMT SYS INC | 20,900 | $2.0B | 0.28% | |
| 76 | —TERRAPIN 3 ACQUISITION CORP COM | 201,766 | $2.0B | 0.27% | |
| 77 | PFEPFIZER INC | 66,900 | $2.0B | 0.27% | Call |
| 78 | —QUINPARIO ACQUISITION CORP 2 | 201,806 | $2.0B | 0.27% | |
| 79 | —BAXALTA INC | 48,700 | $2.0B | 0.27% | |
| 80 | —POWERSECURE INTL INC | 100,000 | $1.9B | 0.26% | |
| 81 | HONHONEYWELL INTL INC | 16,610 | $1.9B | 0.25% | Put |
| 82 | NGNOVAGOLD RES INC | 357,900 | $1.8B | 0.25% | Put |
| 83 | —FIRST NIAGARA FINL GP INC | 184,619 | $1.8B | 0.24% | |
| 84 | —C1 FINL INC | 72,964 | $1.8B | 0.24% | |
| 85 | XPOXPO LOGISTICS INC | 55,000 | $1.7B | 0.23% | Put |
| 86 | DKSDICKS SPORTING GOODS INC | 35,800 | $1.7B | 0.23% | Call |
| 87 | MXIMMAXIM INTEGRATED PRODS INC | 45,310 | $1.7B | 0.23% | |
| 88 | DVNDEVON ENERGY CORP NEW | 60,000 | $1.6B | 0.22% | Put |
| 89 | —WL ROSS HLDG CORP | 159,410 | $1.6B | 0.22% | |
| 90 | GSGOLDMAN SACHS GROUP INC | 10,000 | $1.6B | 0.21% | Call |
| 91 | CLBCORE LABORATORIES N V | 13,914 | $1.6B | 0.21% | |
| 92 | NFLXNETFLIX INC | 15,000 | $1.5B | 0.21% | Put |
| 93 | UAAUNDER ARMOUR INC | 18,000 | $1.5B | 0.21% | Put |
| 94 | GLPIGAMING & LEISURE PPTYS INC | 47,700 | $1.5B | 0.20% | Put |
| 95 | SLVISHARES SILVER TRUST | 100,000 | $1.5B | 0.20% | Put |
| 96 | —COMPUTER SCIENCES CORP | 42,500 | $1.5B | 0.20% | |
| 97 | LPXLOUISIANA PAC CORP | 85,000 | $1.5B | 0.20% | Put |
| 98 | —GAS NAT INC | 189,897 | $1.4B | 0.20% | |
| 99 | BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW | 9,343 | $1.3B | 0.18% | |
| 100 | EGRXEAGLE PHARMACEUTICALS INC | 32,000 | $1.3B | 0.18% | Put |
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