HIGHBRIDGE CAPITAL MANAGEMENT LLC Q3 2020 Filing
Filed November 12, 2020
Portfolio Value
$1.9T
Holdings
85
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (85 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 525,000 | $174.5B | 9.41% | Put |
| 2 | W 1.125 11/01/24WAYFAIR INC | 38,500,000 | $99.9B | 5.38% | |
| 3 | —CLOVIS ONCOLOGY INC | 64,842,000 | $63.5B | 3.42% | |
| 4 | —SEMPRA ENERGY | 621,338 | $61.2B | 3.30% | |
| 5 | —COLFAX CORP | 433,901 | $58.2B | 3.14% | |
| 6 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 1,066,006 | $56.8B | 3.06% | |
| 7 | AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC | 58,500,000 | $54.1B | 2.92% | |
| 8 | OPK 4.5 02/15/25OPKO HEALTH INC | 44,920,000 | $49.5B | 2.67% | |
| 9 | W 1 08/15/26WAYFAIR INC | 22,500,000 | $47.2B | 2.54% | |
| 10 | TVTX 2.5 09/15/25RETROPHIN INC | 53,400,000 | $44.7B | 2.41% | |
| 11 | —AMAG PHARMACEUTICALS INC | 48,555,000 | $43.7B | 2.36% | |
| 12 | —AEGERION PHARMACEUTICALS INC | 35,456,854 | $42.7B | 2.30% | |
| 13 | —GREEN PLAINS INC | 45,243,000 | $42.7B | 2.30% | |
| 14 | —INOVIO PHARMACEUTICALS INC | 16,000,000 | $40.8B | 2.20% | |
| 15 | —INVACARE CORP | 45,863,000 | $40.4B | 2.18% | |
| 16 | DHRDANAHER CORPORATION | 185,854 | $39.2B | 2.11% | |
| 17 | —INTERCEPT PHARMACEUTICALS IN | 55,943,000 | $39.1B | 2.11% | |
| 18 | TRIB 4 04/01/45TRINITY BIOTECH INVT LTD | 52,925,000 | $36.5B | 1.97% | |
| 19 | OMER 5.25 02/15/26OMEROS CORP | 41,600,000 | $33.7B | 1.81% | |
| 20 | —INFINERA CORP | 37,000,000 | $33.5B | 1.81% | |
| 21 | —NANTHEALTH INC | 36,445,000 | $33.1B | 1.78% | |
| 22 | —COLLEGIUM PHARMACEUTICAL INC | 32,495,000 | $31.3B | 1.69% | |
| 23 | CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC | 46,566,000 | $31.0B | 1.67% | |
| 24 | MLAB 1.375 08/15/25MESA LABS INC | 27,350,000 | $29.5B | 1.59% | |
| 25 | —QUOTIENT LTD | 5,428,844 | $28.3B | 1.52% | |
| 26 | —TORTOISE ACQUISITION CORP | 525,000 | $28.1B | 1.51% | Put |
| 27 | —GOGO INC | 17,308,000 | $27.4B | 1.48% | |
| 28 | —VERASTEM INC | 28,000,000 | $26.7B | 1.44% | |
| 29 | EZPW 2.875 07/01/24EZCORP INC | 29,377,000 | $26.6B | 1.43% | |
| 30 | —PARATEK PHARMACEUTICALS INC | 31,481,000 | $26.2B | 1.41% | |
| 31 | NIONIO INC | 1,232,900 | $25.7B | 1.39% | |
| 32 | —PROOFPOINT INC | 25,000,000 | $24.9B | 1.34% | |
| 33 | AVGOBROADCOM INC | 64,446 | $23.5B | 1.27% | |
| 34 | BDXBECTON DICKINSON & CO | 102,990 | $23.2B | 1.25% | |
| 35 | WK 1.125 08/15/26WORKIVA INC | 22,041,000 | $21.6B | 1.17% | |
| 36 | —HELIX ENERGY SOLUTIONS GRP I | 25,500,000 | $19.4B | 1.04% | |
| 37 | —OMEROS CORP | 18,845,000 | $18.8B | 1.01% | |
| 38 | —INTERCEPT PHARMACEUTICALS IN | 22,977,000 | $18.5B | 1.00% | |
| 39 | EZPW 2.375 05/01/25EZCORP INC | 23,325,000 | $18.3B | 0.99% | |
| 40 | —TORTOISE ACQUISITION CORP | 322,280 | $17.2B | 0.93% | |
| 41 | —PROTALIX BIOTHERAPEUTICS INC | 19,014,000 | $16.9B | 0.91% | |
| 42 | WWAYFAIR INC | 50,000 | $14.7B | 0.79% | Put |
| 43 | KKRKKR & CO INC | 422,889 | $14.5B | 0.78% | |
| 44 | —FORUM MERGER II CORP | 551,000 | $14.1B | 0.76% | Put |
| 45 | —AMERICAN ELEC PWR CO INC | 277,597 | $13.6B | 0.73% | |
| 46 | IVC 5 11/15/24INVACARE CORP | 15,809,000 | $12.9B | 0.70% | |
| 47 | AEPAMERICAN ELEC PWR CO INC | 156,960 | $12.7B | 0.69% | |
| 48 | —TORTOISE ACQUISITION CORP | 416,200 | $11.6B | 0.63% | |
| 49 | —CONTURA ENERGY INC | 1,454,967 | $10.7B | 0.57% | |
| 50 | —VEONEER INC | 10,800,000 | $9.8B | 0.53% | |
| 51 | INVA 2.125 01/15/23THERAVANCE INC | 10,000,000 | $9.6B | 0.52% | |
| 52 | PLXPROTALIX BIOTHERAPEUTICS INC | 2,414,487 | $9.4B | 0.51% | |
| 53 | —TRINE ACQUISITION CORP | 850,000 | $9.3B | 0.50% | |
| 54 | —FORUM MERGER II CORP | 326,000 | $8.3B | 0.45% | |
| 55 | —AMRYT PHARMA PLC | 676,034 | $8.3B | 0.45% | |
| 56 | BKNGBOOKING HOLDINGS INC | 4,453 | $7.5B | 0.40% | |
| 57 | —UTZ BRANDS INC | 1,000,425 | $6.5B | 0.35% | |
| 58 | —1LIFE HEALTHCARE INC | 220,000 | $6.3B | 0.34% | |
| 59 | MTARCELORMITTAL SA LUXEMBOURG | 433,180 | $5.8B | 0.31% | |
| 60 | MAXNMAXEON SOLAR TECHNOLOGIES LT | 298,137 | $5.4B | 0.29% | |
| 61 | RNGRINGCENTRAL INC | 19,000 | $5.1B | 0.28% | |
| 62 | —FORUM MERGER II CORP | 500,000 | $4.8B | 0.26% | |
| 63 | —ASSERTIO HOLDINGS INC | 6,158,759 | $4.1B | 0.22% | |
| 64 | CDLXCARDLYTICS INC | 58,919 | $4.1B | 0.22% | |
| 65 | —TORTOISE ACQUISITION CORP II | 350,000 | $3.8B | 0.20% | |
| 66 | —MEDALLIA INC | 117,766 | $3.3B | 0.18% | |
| 67 | —CLOVIS ONCOLOGY INC | 3,187,000 | $3.0B | 0.16% | |
| 68 | OXY/WSOCCIDENTAL PETE CORP | 1,000,000 | $3.0B | 0.16% | |
| 69 | —HOSTESS BRANDS INC | 3,509,593 | $2.8B | 0.15% | |
| 70 | —K12 INC | 97,875 | $2.6B | 0.14% | |
| 71 | —SPARTAN ENERGY ACQUISITION C | 132,600 | $1.9B | 0.10% | Put |
| 72 | —SPARTAN ENERGY ACQUISITION C | 122,600 | $1.8B | 0.10% | |
| 73 | —TRINE ACQUISITION CORP | 159,400 | $1.7B | 0.09% | Put |
| 74 | —SPARTAN ENERGY ACQUISITION C | 300,000 | $1.4B | 0.07% | |
| 75 | —INVACARE CORP | 1,000,000 | $1.0B | 0.05% | |
| 76 | HYMCHYCROFT MINING HOLDING CORP | 520,532 | $718.0M | 0.04% | |
| 77 | —VERASTEM INC | 250,000 | $308.0M | 0.02% | Call |
| 78 | —HENNESSY CAP ACQUSTION CORP | 100,000 | $237.0M | 0.01% | |
| 79 | AMTXAEMETIS INC | 70,768 | $224.0M | 0.01% | |
| 80 | —TELIGENT INC NEW | 447,940 | $134.0M | 0.01% | |
| 81 | —PANACEA ACQUISITION CORP | 7,065 | $17.0M | 0.00% | |
| 82 | PLTRPALANTIR TECHNOLOGIES INC | 870,468 | $9.0M | 0.00% | |
| 83 | —DOLPHIN ENTMT INC | 110,000 | $7.0M | 0.00% | |
| 84 | TGTXTG THERAPEUTICS INC | 127 | $3.0M | 0.00% | |
| 85 | —HC2 HLDGS INC | 2 | $0 | 0.00% |