D. E. Shaw & Co., Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$87.5T
Holdings
2,720
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (2,720 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AMZNAMAZON COM INC | 1,241,813 | $2.3B | 0.00% | Put |
| 2 | —COOPER TIRE & RUBR CO | 360,437 | $1.9B | 0.00% | Put |
| 3 | PBVPRESTIGE CONSMR HEALTHCARE I | 44,265 | $1.8B | 0.00% | |
| 4 | COFCAPITAL ONE FINL CORP | 93,778 | $1.8B | 0.00% | Put |
| 5 | CCCHEMOURS CO | 390,648 | $1.8B | 0.00% | Put |
| 6 | DECKDECKERS OUTDOOR CORP | 101,750 | $1.8B | 0.00% | Put |
| 7 | CVLTCOMMVAULT SYSTEMS INC | 1,258,509 | $1.8B | 0.00% | Put |
| 8 | MORNMORNINGSTAR INC | 11,418 | $1.7B | 0.00% | |
| 9 | CDWCDW CORP | 12,100 | $1.7B | 0.00% | Put |
| 10 | BZUNBAOZUN INC | 51,354 | $1.7B | 0.00% | Put |
| 11 | FULTFULTON FINL CORP PA | 96,869 | $1.7B | 0.00% | |
| 12 | HCKTHACKETT GROUP INC | 103,112 | $1.7B | 0.00% | |
| 13 | AKAMAKAMAI TECHNOLOGIES INC | 892,674 | $1.6B | 0.00% | Put |
| 14 | AAPLAPPLE INC | 5,494,067 | $1.6B | 0.00% | Put |
| 15 | CNHICNH INDL N V | 146,610 | $1.6B | 0.00% | |
| 16 | —SEASPAN CORP | 113,471 | $1.6B | 0.00% | |
| 17 | CHRWC H ROBINSON WORLDWIDE INC | 385,216 | $1.6B | 0.00% | Put |
| 18 | HQYHEALTHEQUITY INC | 46,648 | $1.6B | 0.00% | Put |
| 19 | OLLIOLLIES BARGAIN OUTLT HLDGS I | 490,410 | $1.6B | 0.00% | Put |
| 20 | FSTRFOSTER L B CO | 80,095 | $1.6B | 0.00% | |
| 21 | —NATUS MEDICAL INC | 46,952 | $1.5B | 0.00% | |
| 22 | WINGWINGSTOP INC | 204,533 | $1.5B | 0.00% | Put |
| 23 | —COREPOINT LODGING INC | 143,837 | $1.5B | 0.00% | |
| 24 | EMBJEMBRAER S A | 78,459 | $1.5B | 0.00% | |
| 25 | TPCTUTOR PERINI CORP | 117,553 | $1.5B | 0.00% | Put |
| 26 | —TEXTAINER GROUP HOLDINGS LTD | 140,193 | $1.5B | 0.00% | |
| 27 | MNKDMANNKIND CORP | 1,162,174 | $1.5B | 0.00% | |
| 28 | RRYDER SYS INC | 91,550 | $1.5B | 0.00% | Put |
| 29 | OGSONE GAS INC | 29,014 | $1.5B | 0.00% | Put |
| 30 | WABCWESTAMERICA BANCORPORATION | 21,780 | $1.5B | 0.00% | |
| 31 | ADNTADIENT PLC | 69,105 | $1.5B | 0.00% | Put |
| 32 | IMAIMAX CORP | 70,791 | $1.4B | 0.00% | |
| 33 | CDECOEUR MNG INC | 178,873 | $1.4B | 0.00% | |
| 34 | ARNAEURARENA PHARMACEUTICALS INC | 66,777 | $1.4B | 0.00% | Put |
| 35 | DVADAVITA INC | 33,265 | $1.4B | 0.00% | Put |
| 36 | RLIRLI CORP | 15,901 | $1.4B | 0.00% | Put |
| 37 | BUSEFIRST BUSEY CORP | 51,965 | $1.4B | 0.00% | |
| 38 | TUPTUPPERWARE BRANDS CORP | 514,922 | $1.4B | 0.00% | Put |
| 39 | TTCTORO CO | 17,568 | $1.4B | 0.00% | |
| 40 | BBBLACKBERRY LTD | 3,106,435 | $1.4B | 0.00% | Put |
| 41 | —TALEND S A | 35,475 | $1.4B | 0.00% | Put |
| 42 | MSFTMICROSOFT CORP | 8,775,066 | $1.4B | 0.00% | Put |
| 43 | FISIFINANCIAL INSTNS INC | 43,074 | $1.4B | 0.00% | |
| 44 | SOHUSOHU COM LTD | 696,976 | $1.4B | 0.00% | Put |
| 45 | PVACUSDPENN VA CORP NEW | 45,100 | $1.4B | 0.00% | Put |
| 46 | NKTREURNEKTAR THERAPEUTICS | 158,069 | $1.4B | 0.00% | Put |
| 47 | —GASLOG LTD | 136,800 | $1.3B | 0.00% | Put |
| 48 | CRONCRONOS GROUP INC | 174,308 | $1.3B | 0.00% | |
| 49 | JBGSJBG SMITH PPTYS | 33,391 | $1.3B | 0.00% | |
| 50 | —FIVE PRIME THERAPEUTICS INC | 286,096 | $1.3B | 0.00% | |
| 51 | PSECPROSPECT CAPITAL CORPORATION | 199,982 | $1.3B | 0.00% | |
| 52 | PBYIPUMA BIOTECHNOLOGY INC | 396,119 | $1.3B | 0.00% | Put |
| 53 | WDFCWD-40 CO | 6,616 | $1.3B | 0.00% | |
| 54 | PIIMPINJ INC | 701,265 | $1.3B | 0.00% | Call |
| 55 | HCAHCA HEALTHCARE INC | 104,037 | $1.3B | 0.00% | Put |
| 56 | CNSCOHEN & STEERS INC | 20,304 | $1.3B | 0.00% | |
| 57 | SEASEABRIDGE GOLD INC | 91,731 | $1.3B | 0.00% | |
| 58 | NGSNATURAL GAS SERVICES GROUP | 103,346 | $1.3B | 0.00% | |
| 59 | SSUPSUPERIOR INDS INTL INC | 342,740 | $1.3B | 0.00% | |
| 60 | IMMRIMMERSION CORP | 168,829 | $1.3B | 0.00% | |
| 61 | MCRB1EURSERES THERAPEUTICS INC | 361,414 | $1.2B | 0.00% | |
| 62 | ALBALBEMARLE CORP | 113,075 | $1.2B | 0.00% | Put |
| 63 | —UNITED CMNTY FINL CORP OHIO | 106,090 | $1.2B | 0.00% | |
| 64 | HTBHOMETRUST BANCSHARES INC | 45,777 | $1.2B | 0.00% | |
| 65 | GHCGRAHAM HLDGS CO | 1,921 | $1.2B | 0.00% | |
| 66 | ENQENTEGRIS INC | 24,416 | $1.2B | 0.00% | |
| 67 | —QUOTIENT LTD | 127,410 | $1.2B | 0.00% | |
| 68 | SAMBOSTON BEER INC | 40,267 | $1.2B | 0.00% | Put |
| 69 | CLBCORE LABORATORIES N V | 66,887 | $1.2B | 0.00% | Put |
| 70 | —STRONGBRIDGE BIOPHARMA PLC | 572,225 | $1.2B | 0.00% | |
| 71 | RPDRAPID7 INC | 162,747 | $1.2B | 0.00% | Call |
| 72 | PPGPPG INDS INC | 47,751 | $1.2B | 0.00% | Put |
| 73 | UMCUNITED MICROELECTRONICS CORP | 439,640 | $1.2B | 0.00% | |
| 74 | PANWPALO ALTO NETWORKS INC | 1,048,954 | $1.2B | 0.00% | Put |
| 75 | TTMCHFTATA MTRS LTD | 347,638 | $1.2B | 0.00% | Put |
| 76 | VIRTVIRTU FINL INC | 141,771 | $1.2B | 0.00% | Put |
| 77 | NOVEURNATIONAL OILWELL VARCO INC | 107,553 | $1.2B | 0.00% | Put |
| 78 | —DEL TACO RESTAURANTS INC | 146,568 | $1.2B | 0.00% | |
| 79 | QUREUNIQURE NV | 60,019 | $1.2B | 0.00% | Put |
| 80 | SIXEURSIX FLAGS ENTMT CORP NEW | 556,672 | $1.2B | 0.00% | Put |
| 81 | DBDEUTSCHE BANK AG | 147,200 | $1.1B | 0.00% | Put |
| 82 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 2,409,535 | $1.1B | 0.00% | Put |
| 83 | BG3BIG 5 SPORTING GOODS CORP | 381,149 | $1.1B | 0.00% | |
| 84 | BKBANK NEW YORK MELLON CORP | 3,906,549 | $1.1B | 0.00% | Put |
| 85 | MGRCMCGRATH RENTCORP | 14,868 | $1.1B | 0.00% | |
| 86 | CRSPCRISPR THERAPEUTICS AG | 18,667 | $1.1B | 0.00% | Call |
| 87 | NOCNORTHROP GRUMMAN CORP | 392,046 | $1.1B | 0.00% | Put |
| 88 | —AMALGAMATED BK NEW YORK N Y | 57,836 | $1.1B | 0.00% | |
| 89 | SMGSCOTTS MIRACLE GRO CO | 60,541 | $1.1B | 0.00% | Call |
| 90 | ACHOWENS & MINOR INC NEW | 216,798 | $1.1B | 0.00% | |
| 91 | ENTAENANTA PHARMACEUTICALS INC | 18,068 | $1.1B | 0.00% | Put |
| 92 | NWNNORTHWEST NAT HLDG CO | 15,041 | $1.1B | 0.00% | Call |
| 93 | —AG MTG INVT TR INC | 71,533 | $1.1B | 0.00% | |
| 94 | HLFHERBALIFE NUTRITION LTD | 3,138,763 | $1.1B | 0.00% | Put |
| 95 | ETNEATON CORP PLC | 309,127 | $1.1B | 0.00% | Put |
| 96 | ACLSAXCELIS TECHNOLOGIES INC | 45,626 | $1.1B | 0.00% | |
| 97 | NOKNOKIA CORP | 296,556 | $1.1B | 0.00% | Put |
| 98 | PSMTPRICESMART INC | 15,235 | $1.1B | 0.00% | Put |
| 99 | NVGSNAVIGATOR HOLDINGS LTD | 80,192 | $1.1B | 0.00% | |
| 100 | FFINFIRST FINL BANKSHARES | 30,777 | $1.1B | 0.00% |
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