BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.1T
Holdings
749
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (749 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —AMZN 11/15/2019 CALL 2050 | 248 | $43.1B | 3.95% | Call |
| 2 | QQQQQQ 11/15/2019 PUT 140 | 1,534 | $29.0B | 2.66% | Put |
| 3 | GOOGLALPHABET INC | 13,165 | $16.1B | 1.47% | |
| 4 | CELGCelgene Corp | 151,027 | $15.0B | 1.38% | |
| 5 | —Allergan Plc | 72,789 | $12.3B | 1.12% | |
| 6 | AABAUSDAltaba Inc | 519,239 | $10.1B | 0.93% | |
| 7 | FISVFiserv Inc | 89,730 | $9.3B | 0.85% | |
| 8 | —Megalith Financial Acquisition Corp | 910,300 | $9.3B | 0.85% | |
| 9 | —Trident Acquisitions Corp Wts $11.5 Exp. 06/13/2021 | 885,923 | $9.2B | 0.84% | |
| 10 | GPNGlobal Payments Inc | 57,194 | $9.1B | 0.83% | |
| 11 | —Wealthbridge Acquisition Ltd Wts$ 11.5 Exp.03/01/24 | 875,000 | $8.8B | 0.81% | |
| 12 | MSFTMicrosoft Corp | 63,254 | $8.8B | 0.81% | |
| 13 | FISFidelity National Information Services Inc | 65,181 | $8.7B | 0.79% | |
| 14 | TLTTLT 12/20/2019 PUT 130 | 568 | $8.1B | 0.75% | Put |
| 15 | —Cf Finance Acquisition Corp | 800,000 | $8.1B | 0.74% | |
| 16 | —Spark Therapeutics Inc | 76,557 | $7.4B | 0.68% | |
| 17 | SPYSPY 10/18/2019 PUT 292 | 250 | $7.4B | 0.68% | Put |
| 18 | WCGEURWellcare Health Plans Inc | 27,575 | $7.1B | 0.66% | |
| 19 | —Gigcapital2 Inc Wts $ 11.50 Exp. 07/01/2024 | 700,000 | $6.9B | 0.63% | |
| 20 | —Tuscan Holdings Corp Wts $11.5 Exp. 04/01/26 | 678,615 | $6.7B | 0.61% | |
| 21 | CPE3EURCallon Petroleum Co | 1,473,118 | $6.4B | 0.59% | |
| 22 | VSMEURVersum Materials Inc | 119,793 | $6.3B | 0.58% | |
| 23 | —AMZN 11/15/2019 CALL 1875 | 36 | $6.2B | 0.57% | Call |
| 24 | —Tuscan Holdings Corp II | 575,000 | $5.6B | 0.52% | |
| 25 | —AMZN 11/15/2019 CALL 1830 | 32 | $5.6B | 0.51% | Call |
| 26 | CEF/USprott Physical Gold And Silver Etv | 387,745 | $5.5B | 0.50% | |
| 27 | ADPAutomatic Data Processing Inc | 33,321 | $5.4B | 0.49% | |
| 28 | —Presidio Inc | 312,892 | $5.3B | 0.48% | |
| 29 | —Netfin Acquisition Corp | 535,000 | $5.2B | 0.48% | |
| 30 | DISWalt Disney Co | 39,372 | $5.1B | 0.47% | |
| 31 | VVisa Inc | 29,490 | $5.1B | 0.47% | |
| 32 | RMRRMR Group Inc | 111,100 | $5.1B | 0.46% | |
| 33 | ADBEAdobe Inc | 17,958 | $5.0B | 0.45% | |
| 34 | —Monocle Acquisition Corp | 487,500 | $4.9B | 0.45% | |
| 35 | —Netfin Acquisition Corp Wts $ 11.50 Exp 08/01/24 | 485,000 | $4.8B | 0.44% | |
| 36 | —Andina Acquisition Corp Iii | 465,000 | $4.6B | 0.43% | |
| 37 | —Andina Acquisition Corp Iii Wts $11.5 Exp. 03/06/24 | 465,000 | $4.6B | 0.43% | |
| 38 | AAPLAAPL 01/15/2021 PUT 90 | 200 | $4.5B | 0.41% | Put |
| 39 | —Alberton Acquisition Corp | 424,300 | $4.3B | 0.40% | |
| 40 | —Health Sciences Acquisitions Corp | 436,264 | $4.3B | 0.40% | |
| 41 | —Health Sciences Acquisitions Corp Wts.$11.5 Exp.04/01/2024 | 436,264 | $4.3B | 0.40% | |
| 42 | —Tuscan Holdings Corp | 441,334 | $4.3B | 0.40% | |
| 43 | UTXZUnited Technologies Corp | 31,095 | $4.2B | 0.39% | |
| 44 | —Orisun Acquisition Corp | 419,631 | $4.2B | 0.38% | |
| 45 | CZREURCaesars Entertainment Corp | 359,327 | $4.2B | 0.38% | |
| 46 | PEOAdams Natural Resources Closed Fund | 263,530 | $4.2B | 0.38% | |
| 47 | —Tottenham Acquisition I Ltd | 400,000 | $4.1B | 0.38% | |
| 48 | NXPINXP Semiconductors NV | 37,768 | $4.1B | 0.38% | |
| 49 | —Edtechx Holdings Acquisition Corp Wts $11.50 Exp. 12/31/2025 | 399,345 | $4.1B | 0.37% | |
| 50 | METAFacebook Inc | 21,802 | $3.9B | 0.36% | |
| 51 | BIDSotheby's | 67,781 | $3.9B | 0.35% | |
| 52 | —MDCO 10/18/2019 PUT 15 | 769 | $3.8B | 0.35% | Put |
| 53 | —Alberton Acquisition Corp Wts$ 11.5 Exp.11/21/23 | 375,000 | $3.8B | 0.35% | |
| 54 | —Sprint Corp | 622,154 | $3.8B | 0.35% | |
| 55 | —Edtechx Holdings Acquisition Corp | 374,845 | $3.8B | 0.35% | |
| 56 | AONAon PLC | 19,603 | $3.8B | 0.35% | |
| 57 | —Nuveen Connecticut Premium Income Municipal Fund | 282,767 | $3.8B | 0.35% | |
| 58 | —Wealthbridge Acquisition Ltd | 375,000 | $3.8B | 0.35% | |
| 59 | MDYMDY 12/20/2019 CALL 370 | 107 | $3.8B | 0.35% | Call |
| 60 | UNHUnitedHealth Group Inc | 17,277 | $3.8B | 0.34% | |
| 61 | —Cf Finance Acquisition Corp Wts $11.5 Exp 04/30/25 | 370,000 | $3.7B | 0.34% | |
| 62 | AZNAstraZeneca PLC | 83,334 | $3.7B | 0.34% | |
| 63 | VV 11/01/2019 PUT 170 | 214 | $3.7B | 0.34% | Put |
| 64 | MSDMorgan Stanley Emerging Markets Debt Closed Fund | 400,000 | $3.7B | 0.34% | |
| 65 | CCIFVertical Capital Income Fund | 342,492 | $3.7B | 0.34% | |
| 66 | —8i Enterprises Acquisition Corp | 360,091 | $3.6B | 0.33% | |
| 67 | SPYSPY 10/18/2019 PUT 290 | 120 | $3.6B | 0.33% | Put |
| 68 | —Laboratory Corporation of America Holdings | 20,771 | $3.5B | 0.32% | |
| 69 | QSRRestaurant Brands International Inc | 48,970 | $3.5B | 0.32% | |
| 70 | BDXBecton Dickinson and Co | 13,758 | $3.5B | 0.32% | |
| 71 | —KRE 12/20/2019 PUT 50 | 650 | $3.4B | 0.31% | Put |
| 72 | ADBEADBE 11/15/2019 CALL 310 | 122 | $3.4B | 0.31% | Call |
| 73 | PCGPCG 01/17/2020 PUT 10 | 3,340 | $3.3B | 0.31% | Put |
| 74 | LM03Liberty Media Corp-Liberty Formula one | 79,552 | $3.3B | 0.30% | |
| 75 | —Dd3 Acquisition Corp Wts $11.5 Exp.10/23/2023 | 324,250 | $3.3B | 0.30% | |
| 76 | TSMTaiwan Semiconductor Manufacturing Co Ltd | 70,300 | $3.3B | 0.30% | |
| 77 | —XLNX 10/04/2019 CALL 105 | 336 | $3.2B | 0.30% | Call |
| 78 | AGXArgan Inc | 81,818 | $3.2B | 0.29% | |
| 79 | —Churchill Capital Corp II | 300,000 | $3.2B | 0.29% | |
| 80 | BAXBaxter International Inc | 35,684 | $3.1B | 0.29% | |
| 81 | LTXBUSDLegacyTexas Financial Group Inc | 71,500 | $3.1B | 0.29% | |
| 82 | —Invesco Dynamic Credit Opportunities Fund | 280,810 | $3.1B | 0.28% | |
| 83 | KHCKraft Heinz Co | 109,078 | $3.0B | 0.28% | |
| 84 | MSGEMSG 11/15/2019 CALL 300 | 115 | $3.0B | 0.28% | Call |
| 85 | IPHIInphi Corp | 49,435 | $3.0B | 0.28% | |
| 86 | SPYSPY 10/04/2019 PUT 298 | 100 | $3.0B | 0.27% | Put |
| 87 | —ICPT 02/21/2020 PUT 70 | 446 | $3.0B | 0.27% | Put |
| 88 | —Dnb Financial Corp | 65,594 | $2.9B | 0.27% | |
| 89 | EPRTEssential Properties Realty Trust Inc | 126,926 | $2.9B | 0.27% | |
| 90 | —United Financial Bancorp Inc | 210,816 | $2.9B | 0.26% | |
| 91 | —KBL Merger Corp IV | 271,727 | $2.9B | 0.26% | |
| 92 | SPYSPDR S&P 500 ETF Trust | 9,530 | $2.8B | 0.26% | |
| 93 | —Tuscan Holdings Corp II Wts $ 11.5 Exp. 07/16/2025 | 287,500 | $2.8B | 0.26% | |
| 94 | LVLNKBE 12/20/2019 PUT 40 | 650 | $2.8B | 0.26% | Put |
| 95 | AMAGAMAG Pharmaceuticals Inc | 240,000 | $2.8B | 0.25% | |
| 96 | —Haymaker Acquisition Corp II | 261,339 | $2.7B | 0.25% | |
| 97 | —SAGE 11/15/2019 CALL 160 | 192 | $2.7B | 0.25% | Call |
| 98 | —SAGE 01/17/2020 PUT 120 | 192 | $2.7B | 0.25% | Put |
| 99 | AMDAdvanced Micro Devices Inc | 91,482 | $2.7B | 0.24% | |
| 100 | MRKMerck & Co Inc | 31,339 | $2.6B | 0.24% |
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