AWM Investment Company, Inc. Q4 2018 Filing
Filed February 13, 2019
Portfolio Value
$459.5M
Holdings
85
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (85 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 1,430,959 | $27.0M | 5.87% | |
| 2 | OOMAOoma,Inc. | 1,296,706 | $18.0M | 3.92% | |
| 3 | KIDSOrthoPediatrics, Corp. | 484,418 | $16.9M | 3.68% | |
| 4 | CEVACEVA, Inc. | 740,477 | $16.4M | 3.56% | |
| 5 | AMSCAmerican Superconductor Corpor | 1,385,341 | $15.4M | 3.36% | |
| 6 | —NeoPhotonics Corporation | 2,330,000 | $15.1M | 3.29% | |
| 7 | —OptimizeRx Corporation | 1,367,925 | $15.0M | 3.27% | |
| 8 | LOVELovesac Company, The | 609,600 | $14.0M | 3.04% | |
| 9 | —LRAD Corporation | 4,950,706 | $12.5M | 2.72% | |
| 10 | —Adesto Technologies Corporatio | 2,778,968 | $12.2M | 2.66% | |
| 11 | —Loxo Oncology, Inc. | 70,000 | $9.8M | 2.13% | |
| 12 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $9.1M | 1.99% | |
| 13 | MRAMEverspin Technology, Inc. | 1,582,742 | $8.9M | 1.93% | |
| 14 | PIImpinj, Inc. | 596,949 | $8.7M | 1.89% | |
| 15 | —DSP Group, Inc. | 775,140 | $8.7M | 1.89% | |
| 16 | CNTCentury Casinos, Inc. | 1,135,111 | $8.4M | 1.83% | |
| 17 | TCMDTactile Systems Technology | 182,208 | $8.3M | 1.81% | |
| 18 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $7.8M | 1.71% | |
| 19 | CDNACareDx, Inc. | 311,002 | $7.8M | 1.70% | |
| 20 | LMATLeMaitre Vascular Inc. | 330,000 | $7.8M | 1.70% | |
| 21 | TBCHTurtle Beach Corporation | 519,543 | $7.4M | 1.61% | |
| 22 | UCTTUltra Clean Holdings, Inc. | 860,000 | $7.3M | 1.59% | |
| 23 | SQNSSequans Communications - ADR | 9,214,784 | $7.2M | 1.56% | |
| 24 | CTRNCiti Trends, Inc. | 345,808 | $7.1M | 1.53% | |
| 25 | KOPNKopin Corporation | 6,564,694 | $6.6M | 1.43% | |
| 26 | —SharpSpring, Inc. | 511,006 | $6.5M | 1.42% | |
| 27 | RGENRepligen Corporation | 121,000 | $6.4M | 1.39% | |
| 28 | —LiqTech International Inc. | 4,636,182 | $6.4M | 1.38% | |
| 29 | MCFTMasterCraft Boat Holdings Inc. | 323,174 | $6.0M | 1.32% | |
| 30 | —Maxwell Technologies, Inc. | 2,876,067 | $6.0M | 1.30% | |
| 31 | INFUInfusystem Holdings, Inc. | 1,700,270 | $5.8M | 1.27% | |
| 32 | PFSWUSDPfsweb, Inc. | 1,097,306 | $5.6M | 1.23% | |
| 33 | —eMagin Corporation | 5,429,524 | $5.6M | 1.22% | |
| 34 | KRNTKornit Digital, Ltd. (Israel) | 288,796 | $5.4M | 1.18% | |
| 35 | —Zealand Pharma A/S (Denmark) | 410,185 | $5.2M | 1.13% | |
| 36 | MVISMicrovision, Inc. | 8,157,718 | $4.9M | 1.07% | |
| 37 | —voxeljet AG, ADR (Germany) | 2,785,927 | $4.7M | 1.03% | |
| 38 | INSEInspired Entertainment, Inc. | 979,483 | $4.7M | 1.02% | |
| 39 | AXGNAxoGen, Inc. | 222,500 | $4.5M | 0.99% | |
| 40 | —BioTelemetry, Inc. | 75,000 | $4.5M | 0.97% | |
| 41 | —Nuvectra Corporation | 269,089 | $4.4M | 0.96% | |
| 42 | RETAEURReata Pharmaceuticals, Inc. | 75,000 | $4.2M | 0.92% | |
| 43 | ATOMAtomera Incorporated | 1,459,450 | $4.2M | 0.91% | |
| 44 | RDCMRADCOM, Ltd. | 499,298 | $3.7M | 0.81% | |
| 45 | WCPCPI Aerostructures, Inc. | 578,438 | $3.7M | 0.80% | |
| 46 | AQMSEURAqua Metals, Inc. | 1,963,386 | $3.6M | 0.78% | |
| 47 | —Biofrontera AG ADR (Germany) | 302,418 | $3.5M | 0.77% | |
| 48 | —Boingo Wireless, Inc. | 171,741 | $3.5M | 0.77% | |
| 49 | —Zafgen, Inc. | 703,977 | $3.5M | 0.76% | |
| 50 | GHMGraham Corp. | 149,146 | $3.4M | 0.74% | |
| 51 | GAIAGaia, Inc. | 327,034 | $3.4M | 0.74% | |
| 52 | SPROSpero Therapeutics, Inc. | 524,025 | $3.2M | 0.70% | |
| 53 | —Tuesday Morning Corporation | 1,601,989 | $2.7M | 0.59% | |
| 54 | —Vivint Solar, Inc. | 705,354 | $2.7M | 0.58% | |
| 55 | AEHRAehr Test Systems | 1,898,524 | $2.7M | 0.58% | |
| 56 | ETONEton Pharmaceuticals, Inc. | 425,000 | $2.6M | 0.57% | |
| 57 | ASPUAspen Group, Inc. | 464,156 | $2.5M | 0.55% | |
| 58 | —Yatra Online, Inc. (India) | 611,100 | $2.5M | 0.53% | |
| 59 | STIMNeuronetics, Inc. | 125,000 | $2.4M | 0.53% | |
| 60 | MXLMaxLinear, Inc. | 120,000 | $2.1M | 0.46% | |
| 61 | —Manitex International, Inc. | 340,634 | $1.9M | 0.42% | |
| 62 | —QuickLogic Corp. | 2,626,153 | $1.9M | 0.42% | |
| 63 | OPKOPKO Health, Inc. | 600,000 | $1.8M | 0.39% | |
| 64 | —Magal Security System, Ltd | 395,656 | $1.8M | 0.38% | |
| 65 | ECORGBPElectrocore, LLC | 268,997 | $1.7M | 0.37% | |
| 66 | AMRSEURAmyris, Inc. | 504,250 | $1.7M | 0.37% | |
| 67 | —Reed's, Inc. | 809,202 | $1.7M | 0.36% | |
| 68 | —Enservco Corporation | 4,217,450 | $1.6M | 0.34% | |
| 69 | SCPHscPharmaceuticals, Inc. | 413,504 | $1.6M | 0.34% | |
| 70 | BWENBroadwind Energy, Inc. | 1,171,834 | $1.5M | 0.33% | |
| 71 | VERUEURVeru,Inc. | 1,000,000 | $1.4M | 0.30% | |
| 72 | ITIEURIteris, Inc. | 334,769 | $1.2M | 0.27% | |
| 73 | —PC-Tel, Inc. | 274,399 | $1.2M | 0.26% | |
| 74 | —Del Frisco's Restaurant Group | 161,718 | $1.2M | 0.25% | |
| 75 | CVVCVD Equipment Corporation | 259,414 | $921K | 0.20% | |
| 76 | NVEEUSDNV5 Global, Inc. | 15,000 | $908K | 0.20% | |
| 77 | DMRCDigimarc Corporation | 43,772 | $635K | 0.14% | |
| 78 | DXLGDestination XL Group, Inc. | 285,176 | $619K | 0.13% | |
| 79 | —Neonode (Pre-fund $1) @.10 no | 360,000 | $562K | 0.12% | |
| 80 | —Neonode, Inc. | 320,279 | $532K | 0.12% | |
| 81 | —Sensus Healthcare, Inc @6.75 7 | 494,939 | $480K | 0.10% | |
| 82 | —Corium International CVR rcv $ | 2,240,461 | $403K | 0.09% | |
| 83 | —Ideal Power, Inc. Series A PS | 1,518,430 | $373K | 0.08% | |
| 84 | IMMRImmersion Corporation | 37,896 | $340K | 0.07% | |
| 85 | —Determine, Inc. | 1,455,220 | $335K | 0.07% | |
| 86 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $244K | 0.05% | |
| 87 | —Zealand Pharma A/S ADR(Denmark | 19,981 | $232K | 0.05% | |
| 88 | —eMagin Corporation @1.55 1/29/ | 890,000 | $205K | 0.04% | |
| 89 | —Ideal Power, Inc. | 823,399 | $202K | 0.04% | |
| 90 | —Millendo Therapeutics, Inc. | 20,000 | $159K | 0.03% | |
| 91 | —Neonode Inc @11.20 2/17/17-2/1 | 200,000 | $64K | 0.01% | |
| 92 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $8K | 0.00% | |
| 93 | —Cellectar Biosciences @4.68 8/ | 106,600 | $5K | 0.00% | |
| 94 | —Ideal Power @2.41 9/4/17-3/3/2 | 1,183,430 | $2K | 0.00% |