AWM Investment Company, Inc. Q3 2019 Filing
Filed November 12, 2019
Portfolio Value
$471.3M
Holdings
88
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (88 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 739,394 | $26.4M | 5.60% | |
| 2 | —LiqTech International, Inc. | 2,173,290 | $17.2M | 3.64% | |
| 3 | —LRAD Corporation | 4,850,706 | $16.3M | 3.45% | |
| 4 | —Adesto Technologies Corporatio | 1,853,651 | $15.9M | 3.37% | |
| 5 | PIImpinj, Inc. | 499,077 | $15.4M | 3.26% | |
| 6 | —OptimizeRx Corporation | 1,044,164 | $15.1M | 3.21% | |
| 7 | CEVACEVA, Inc. | 480,000 | $14.3M | 3.04% | |
| 8 | OOMAOoma,Inc. | 1,253,006 | $13.0M | 2.77% | |
| 9 | KIDSOrthoPediatrics, Corp. | 343,041 | $12.1M | 2.57% | |
| 10 | —NeoPhotonics Corporation | 1,951,722 | $11.9M | 2.52% | |
| 11 | LOVELovesac Company, The | 584,600 | $10.9M | 2.32% | |
| 12 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $10.8M | 2.30% | |
| 13 | LMATLeMaitre Vascular Inc. | 315,000 | $10.8M | 2.28% | |
| 14 | INFUInfusystem Holdings, Inc. | 2,000,000 | $10.6M | 2.24% | |
| 15 | —Zealand Pharma A/S (Denmark) | 410,185 | $10.4M | 2.22% | |
| 16 | MRAMEverspin Technology, Inc. | 1,553,091 | $9.5M | 2.02% | |
| 17 | —Bellus Health, Inc. (Canada) | 1,461,988 | $9.4M | 1.99% | |
| 18 | —Exicure, Inc. | 3,669,200 | $9.3M | 1.97% | |
| 19 | RGENRepligen Corporation | 121,000 | $9.3M | 1.97% | |
| 20 | AMSCAmerican Superconductor Corp | 1,114,328 | $8.7M | 1.85% | |
| 21 | AQMSEURAqua Metals, Inc. | 5,121,986 | $8.7M | 1.85% | |
| 22 | SQNSSequans Communications S.A. AD | 9,559,338 | $8.3M | 1.76% | |
| 23 | UCTTUltra Clean Holdings, Inc. | 565,000 | $8.3M | 1.75% | |
| 24 | CNTCentury Casinos, Inc. | 1,050,836 | $8.1M | 1.72% | |
| 25 | INSEInspired Entertainment, Inc. | 998,543 | $7.2M | 1.52% | |
| 26 | VMDViemed Healthcare, Inc. | 1,040,200 | $7.2M | 1.52% | |
| 27 | CTRNCiti Trends, Inc. | 355,808 | $6.5M | 1.38% | |
| 28 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $6.4M | 1.36% | |
| 29 | SPROSpero Therapeutics, Inc. | 598,315 | $6.3M | 1.35% | |
| 30 | ATOMAtomera Incorporated | 1,659,450 | $6.3M | 1.33% | |
| 31 | TBCHTurtle Beach Corporation | 535,543 | $6.3M | 1.33% | |
| 32 | —Limelight Networks, Inc. | 2,000,000 | $6.1M | 1.29% | |
| 33 | RETAEURReata Pharmaceuticals, Inc. | 75,000 | $6.0M | 1.28% | |
| 34 | —Boingo Wireless, Inc. | 501,381 | $5.6M | 1.18% | |
| 35 | TCMDTactile Systems Technology | 130,714 | $5.5M | 1.17% | |
| 36 | CDNACareDx, Inc. | 235,000 | $5.3M | 1.13% | |
| 37 | —voxeljet AG, ADR (Germany) | 2,785,927 | $5.3M | 1.12% | |
| 38 | GAIAGaia, Inc. | 791,835 | $5.2M | 1.10% | |
| 39 | KOPNKopin Corporation | 7,282,997 | $4.9M | 1.05% | |
| 40 | PFSWUSDPfsweb, Inc. | 1,832,185 | $4.6M | 0.98% | |
| 41 | RDCMRADCOM, Ltd. | 499,298 | $4.6M | 0.97% | |
| 42 | GHMGraham Corp. | 227,794 | $4.5M | 0.96% | |
| 43 | PPHMEURAvid Bioservices, Inc. | 833,162 | $4.4M | 0.94% | |
| 44 | MVISMicrovision, Inc. | 6,927,200 | $4.1M | 0.87% | |
| 45 | —Vivint Solar, Inc. | 609,205 | $4.0M | 0.85% | |
| 46 | —Mohawk Group Holdings, Inc. | 488,638 | $3.8M | 0.81% | |
| 47 | AEHRAehr Test Systems | 1,898,524 | $3.4M | 0.72% | |
| 48 | —DSP Group, Inc. | 236,538 | $3.3M | 0.71% | |
| 49 | —SharpSpring, Inc. | 317,020 | $3.1M | 0.65% | |
| 50 | CELHCelsius Holdings, Inc. | 883,520 | $3.1M | 0.65% | |
| 51 | ETONEton Pharmaceuticals, Inc. | 483,466 | $3.1M | 0.65% | |
| 52 | WCPCPI Aerostructures, Inc. | 347,140 | $2.9M | 0.61% | |
| 53 | KRUSKura Sushi USA, Inc. | 136,554 | $2.7M | 0.57% | |
| 54 | —BioTelemetry, Inc. | 60,000 | $2.4M | 0.52% | |
| 55 | —Trevena, Inc. | 2,278,345 | $2.2M | 0.47% | |
| 56 | ITIEURIteris, Inc. | 373,859 | $2.1M | 0.46% | |
| 57 | BWENBroadwind Energy, Inc. | 1,221,874 | $2.1M | 0.44% | |
| 58 | OPKOPKO Health, Inc. | 945,000 | $2.0M | 0.42% | |
| 59 | —Reed's, Inc. | 1,500,000 | $1.9M | 0.41% | |
| 60 | —QuickLogic Corporation | 5,419,435 | $1.9M | 0.40% | |
| 61 | WPRTWestport Fuel Systems Inc. | 676,139 | $1.8M | 0.39% | |
| 62 | —eMagin Corporation | 4,492,624 | $1.7M | 0.37% | |
| 63 | —Magal Security System, Ltd | 395,656 | $1.6M | 0.35% | |
| 64 | —eMagin Corporation @.01 pre fu | 4,000,000 | $1.5M | 0.32% | |
| 65 | —PC-Tel, Inc. | 170,987 | $1.4M | 0.30% | |
| 66 | —Primo Water Corp. | 102,000 | $1.3M | 0.27% | |
| 67 | —Enservco Corporation | 4,486,629 | $1.2M | 0.24% | |
| 68 | AIOTPowerfleet, Inc. | 200,000 | $1.1M | 0.23% | |
| 69 | VERUEURVeru,Inc. | 500,000 | $1.1M | 0.23% | |
| 70 | NVEEUSDNV5 Global, Inc. | 15,000 | $1.0M | 0.22% | |
| 71 | CVVCVD Equipment Corporation | 259,414 | $859K | 0.18% | |
| 72 | —Neonode (Pre-fund $1) @.10 no | 360,000 | $824K | 0.17% | |
| 73 | —Manitex International, Inc. | 122,798 | $817K | 0.17% | |
| 74 | —Tuesday Morning Corporation | 444,300 | $698K | 0.15% | |
| 75 | —Verb Technology Company, Inc. | 640,000 | $691K | 0.15% | |
| 76 | —Zagg, Inc. | 110,000 | $690K | 0.15% | |
| 77 | —Ideal Power, Inc. | 240,035 | $646K | 0.14% | |
| 78 | —IZEA Worldwide, Inc. | 2,278,000 | $587K | 0.12% | |
| 79 | —Neonode, Inc. | 238,413 | $572K | 0.12% | |
| 80 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $507K | 0.11% | |
| 81 | DXLGDestination XL Group, Inc. | 285,176 | $482K | 0.10% | |
| 82 | ALOTAstroNova, Inc. | 26,188 | $423K | 0.09% | |
| 83 | OPTTOcean Power Technologies, Inc. | 229,168 | $410K | 0.09% | |
| 84 | —TravelCenters of America LLC | 28,934 | $355K | 0.08% | |
| 85 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $330K | 0.07% | |
| 86 | —Sonim Technologies, Inc. | 106,042 | $311K | 0.07% | |
| 87 | —Myomo, Inc. | 473,159 | $291K | 0.06% | |
| 88 | AMTXAemetis, Inc. | 241,443 | $263K | 0.06% | |
| 89 | —Ideal Power, Inc. Series A PS | 810,000 | $218K | 0.05% | |
| 90 | —Verb Technology Co. @3.443 4/9 | 640,000 | $218K | 0.05% | |
| 91 | STIMNeuronetics, Inc. | 23,074 | $192K | 0.04% | |
| 92 | —Flowr Corporation Reg S @5.00C | 425,000 | $59K | 0.01% | |
| 93 | —eMagin Corporation @1.55 1/29/ | 890,000 | $53K | 0.01% | |
| 94 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $49K | 0.01% | |
| 95 | —Sensus Healthcare, Inc @6.75 6 | 130,261 | $33K | 0.01% | |
| 96 | —Neonode Inc @11.20 2/17/17-2/1 | 200,000 | $28K | 0.01% | |
| 97 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $3K | 0.00% |