AWM Investment Company, Inc. Q2 2021 Filing
Filed August 13, 2021
Portfolio Value
$1.0B
Holdings
121
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (121 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | INFUInfusystem Holdings, Inc. | 2,000,000 | $41.6M | 4.10% | |
| 2 | PPHMEURAvid Bioservices, Inc. | 1,233,000 | $31.6M | 3.12% | |
| 3 | OPRXOptimizeRx Corporation | 489,876 | $30.3M | 2.99% | |
| 4 | LOVELovesac Company, The | 340,091 | $27.1M | 2.68% | |
| 5 | PIImpinj, Inc. | 492,477 | $25.4M | 2.51% | |
| 6 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $24.1M | 2.38% | |
| 7 | GNSSGenasys, Inc. | 4,349,544 | $23.8M | 2.35% | |
| 8 | LPSNUSDLivePerson, Inc. | 349,900 | $22.1M | 2.18% | |
| 9 | OOMAOoma, Inc. | 1,106,165 | $20.9M | 2.06% | |
| 10 | WPRTWestport Fuel Systems, Inc. | 3,832,047 | $20.3M | 2.01% | |
| 11 | RGENRepligen Corporation | 100,000 | $20.0M | 1.97% | |
| 12 | CNTCentury Casinos, Inc. | 1,482,888 | $19.9M | 1.97% | |
| 13 | TAUSDTravelCenters of America LLC | 674,800 | $19.7M | 1.95% | |
| 14 | —NeoPhotonics Corporation | 1,920,722 | $19.6M | 1.94% | |
| 15 | QSequans Communications S.A. AD | 3,214,540 | $19.4M | 1.91% | |
| 16 | KIDSOrthoPediatrics Corporation | 298,221 | $18.8M | 1.86% | |
| 17 | EMKREUREMCORE Corp. | 1,962,446 | $18.1M | 1.79% | |
| 18 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $17.6M | 1.73% | |
| 19 | TBCHTurtle Beach Corporation | 545,543 | $17.4M | 1.72% | |
| 20 | CEVACEVA, Inc. | 368,037 | $17.4M | 1.72% | |
| 21 | —SharpSpring, Inc. | 968,353 | $16.4M | 1.61% | |
| 22 | AMSCAmerican Superconductor Corp | 854,534 | $14.9M | 1.47% | |
| 23 | —LiqTech International, Inc. | 2,028,444 | $14.8M | 1.47% | |
| 24 | PFSWUSDPfsweb, Inc. | 1,935,179 | $14.3M | 1.41% | |
| 25 | LMATLeMaitre Vascular, Inc. | 230,000 | $14.0M | 1.39% | |
| 26 | —NeoGames S.A. (Luxembourg) | 226,500 | $13.9M | 1.37% | |
| 27 | MRAMEverspin Technology, Inc. | 1,878,597 | $12.1M | 1.19% | |
| 28 | KOPNKopin Corporation | 1,446,746 | $11.8M | 1.17% | |
| 29 | UCTTUltra Clean Holdings, Inc. | 215,000 | $11.6M | 1.14% | |
| 30 | —RADA Electronic Industries Ltd | 930,000 | $11.3M | 1.12% | |
| 31 | SPNEUSDSeaSpine Holdings Corp. | 541,547 | $11.1M | 1.10% | |
| 32 | BUEURBurcon NutraScience Corp. (Can | 3,902,823 | $10.9M | 1.08% | |
| 33 | SCTLRecro Pharma, Inc. | 4,269,081 | $9.9M | 0.97% | |
| 34 | TLSTelos Corp. | 288,181 | $9.8M | 0.97% | |
| 35 | AIOTPowerFleet, Inc. | 1,359,825 | $9.8M | 0.97% | |
| 36 | LASRnLight, Inc. | 260,000 | $9.4M | 0.93% | |
| 37 | PLBYPLBY Group,Inc. | 240,000 | $9.3M | 0.92% | |
| 38 | VERUEURVeru, Inc. | 1,127,509 | $9.1M | 0.90% | |
| 39 | DZSIQDZS, Inc. | 425,110 | $8.8M | 0.87% | |
| 40 | —Zealand Pharma A/S (Denmark) | 297,226 | $8.8M | 0.87% | |
| 41 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $8.7M | 0.86% | |
| 42 | —Resonant, Inc. | 2,686,785 | $8.6M | 0.85% | |
| 43 | GAIAGaia, Inc. | 772,282 | $8.5M | 0.84% | |
| 44 | UTIUniversal Technical Institute | 1,294,575 | $8.4M | 0.83% | |
| 45 | —voxeljet AG, ADR (Germany) | 654,978 | $8.4M | 0.83% | |
| 46 | VICRVicor Corporation | 79,000 | $8.4M | 0.82% | |
| 47 | KRTKarat Packaging, Inc. | 400,000 | $8.1M | 0.80% | |
| 48 | VMDViemed Healthcare, Inc. (Canad | 1,085,000 | $7.8M | 0.77% | |
| 49 | —GAN, Ltd. (London) | 471,870 | $7.8M | 0.77% | |
| 50 | CTRNCiti Trends, Inc. | 87,208 | $7.6M | 0.75% | |
| 51 | —Greenbrook TMS, Inc. (Canada) | 612,147 | $7.4M | 0.73% | |
| 52 | 51AAmerican Public Education, Inc | 253,840 | $7.2M | 0.71% | |
| 53 | NMTCNeuroOne Medical Technologies | 1,000,001 | $6.6M | 0.65% | |
| 54 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $6.5M | 0.64% | |
| 55 | NGSNatural Gas Services Group | 591,340 | $6.1M | 0.60% | |
| 56 | —Generation Bio Co. | 225,599 | $6.1M | 0.60% | |
| 57 | NDLSUSDNoodles & Co. | 480,403 | $6.0M | 0.59% | |
| 58 | ECORGBPElectroCore, Inc. | 5,000,000 | $6.0M | 0.59% | |
| 59 | PRNProfound Medical Corp. (U.S.) | 348,939 | $5.7M | 0.56% | |
| 60 | —Mudrick Capital Acquisition Co | 450,301 | $5.6M | 0.55% | |
| 61 | ONDSOndas Holding, Inc. | 700,000 | $5.6M | 0.55% | |
| 62 | —Misonix, Inc. | 249,239 | $5.5M | 0.55% | |
| 63 | —INVO Bioscience, Inc. | 1,159,075 | $5.4M | 0.53% | |
| 64 | EGLXEnthusiast Gaming Holdings | 897,100 | $5.3M | 0.53% | |
| 65 | AEHRAehr Test Systems | 1,898,534 | $5.2M | 0.52% | |
| 66 | CDNACareDx, Inc. | 57,000 | $5.2M | 0.51% | |
| 67 | SPROSpero Therapeutics, Inc. | 372,755 | $5.2M | 0.51% | |
| 68 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $4.7M | 0.47% | |
| 69 | FRG1EURFranchise Group, Inc. | 131,912 | $4.7M | 0.46% | |
| 70 | MOVEMovano, Inc. | 900,000 | $4.6M | 0.45% | |
| 71 | SIENUSDSientra, Inc. | 527,674 | $4.2M | 0.41% | |
| 72 | NUVBNuvation Bio, Inc. | 446,024 | $4.2M | 0.41% | |
| 73 | —Roth Ch Acquisition II Co. (Re | 400,000 | $4.0M | 0.39% | |
| 74 | ATOMAtomera Incorporated | 183,000 | $3.9M | 0.39% | |
| 75 | —eMagin Corporation | 1,120,887 | $3.9M | 0.39% | |
| 76 | —Oncocyte Corp. | 667,000 | $3.8M | 0.38% | |
| 77 | CMPSCompass Pathways PLC (Great B | 100,000 | $3.8M | 0.38% | |
| 78 | ONEWOneWater Marine, Inc. - CL A | 77,970 | $3.3M | 0.32% | |
| 79 | OPKOPKO Health, Inc. | 800,000 | $3.2M | 0.32% | |
| 80 | —Ideal Power @.001 (pre-funded) | 253,830 | $3.2M | 0.32% | |
| 81 | —Roth Ch Acquisition II Co. | 313,322 | $3.1M | 0.31% | |
| 82 | ETONEton Pharmaceuticals, Inc. | 500,000 | $3.1M | 0.30% | |
| 83 | —Motorsports Games, Inc. | 219,341 | $3.1M | 0.30% | |
| 84 | —Medicenna Therapeutics Corp. | 1,000,000 | $3.0M | 0.30% | |
| 85 | QUIKQuickLogic Corporation | 415,230 | $3.0M | 0.30% | |
| 86 | —Ideal Power, Inc. | 235,271 | $3.0M | 0.30% | |
| 87 | PGNYProgyny, Inc. | 50,000 | $3.0M | 0.29% | |
| 88 | POLWQ1847 Goedeker, Inc 5/26/22-12/ | 1,333,000 | $2.9M | 0.28% | |
| 89 | RETAEURReata Pharmaceuticals, Inc. | 20,000 | $2.8M | 0.28% | |
| 90 | NEONNeonode, Inc. | 456,120 | $2.8M | 0.28% | |
| 91 | —Sigma Labs, Inc. | 697,785 | $2.7M | 0.27% | |
| 92 | —Blue Apron Holdings, Inc. | 625,000 | $2.7M | 0.26% | |
| 93 | BLINBridgeline Digital, Inc. | 600,000 | $2.6M | 0.25% | |
| 94 | IPA1GBPImmunoPrecise Antibodies, Ltd. | 398,145 | $2.4M | 0.24% | |
| 95 | TKNOAlpha Teknova, Inc. | 100,000 | $2.4M | 0.23% | |
| 96 | ITIEURIteris, Inc. | 355,359 | $2.4M | 0.23% | |
| 97 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $2.4M | 0.23% | |
| 98 | UGROurban-gro, Inc. | 251,889 | $2.3M | 0.23% | |
| 99 | RUNSunrun, Inc. | 40,000 | $2.2M | 0.22% | |
| 100 | CLSKCleanSpark, Inc. | 134,000 | $2.2M | 0.22% |
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