AWM Investment Company, Inc. Q2 2019 Filing
Filed August 8, 2019
Portfolio Value
$523.0M
Holdings
92
Report Date
Q2 2019
Filing Type
13F-HR
All Holdings (92 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 827,900 | $23.2M | 4.44% | |
| 2 | —Adesto Technologies Corporatio | 2,714,544 | $22.1M | 4.23% | |
| 3 | —OptimizeRx Corporation | 1,357,186 | $22.0M | 4.20% | |
| 4 | —LiqTech International, Inc.(De | 2,173,290 | $21.5M | 4.12% | |
| 5 | LOVELovesac Company, The | 584,600 | $18.2M | 3.47% | |
| 6 | —LRAD Corporation | 4,950,706 | $16.3M | 3.11% | |
| 7 | PIImpinj, Inc. | 513,077 | $14.7M | 2.81% | |
| 8 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $13.4M | 2.57% | |
| 9 | KIDSOrthoPediatrics, Corp. | 343,041 | $13.4M | 2.56% | |
| 10 | OOMAOoma,Inc. | 1,253,006 | $13.1M | 2.51% | |
| 11 | CEVACEVA, Inc. | 480,000 | $11.7M | 2.23% | |
| 12 | CNTCentury Casinos, Inc. | 1,130,402 | $11.0M | 2.10% | |
| 13 | RGENRepligen Corporation | 121,000 | $10.4M | 1.99% | |
| 14 | MRAMEverspin Technology, Inc. | 1,582,742 | $10.3M | 1.97% | |
| 15 | AMSCAmerican Superconductor Corp | 1,099,828 | $10.2M | 1.95% | |
| 16 | —NeoPhotonics Corporation | 2,157,523 | $9.0M | 1.72% | |
| 17 | —Reed's, Inc. | 2,385,035 | $9.0M | 1.72% | |
| 18 | CDNACareDx, Inc. | 250,000 | $9.0M | 1.72% | |
| 19 | —Zealand Pharma A/S (Denmark) | 410,185 | $8.9M | 1.70% | |
| 20 | LMATLeMaitre Vascular Inc. | 315,000 | $8.8M | 1.69% | |
| 21 | AQMSEURAqua Metals, Inc. | 5,121,986 | $8.6M | 1.64% | |
| 22 | SQNSSequans Communications S.A. AD | 9,370,202 | $8.5M | 1.62% | |
| 23 | INSEInspired Entertainment, Inc. | 998,543 | $8.4M | 1.61% | |
| 24 | UCTTUltra Clean Holdings, Inc. | 600,000 | $8.4M | 1.60% | |
| 25 | ATOMAtomera Incorporated | 1,659,450 | $8.3M | 1.60% | |
| 26 | INFUInfusystem Holdings, Inc. | 1,855,362 | $8.0M | 1.53% | |
| 27 | KOPNKopin Corporation | 7,282,997 | $7.9M | 1.52% | |
| 28 | TCMDTactile Systems Technology, In | 134,714 | $7.7M | 1.47% | |
| 29 | PFSWUSDPfsweb, Inc. | 1,832,185 | $7.4M | 1.42% | |
| 30 | —Biofrontera AG (Germany) | 800,000 | $7.2M | 1.37% | |
| 31 | RETAEURReata Pharmaceuticals, Inc. | 75,000 | $7.1M | 1.35% | |
| 32 | SPROSpero Therapeutics, Inc. | 598,315 | $6.9M | 1.32% | |
| 33 | —Boingo Wireless, Inc. | 381,246 | $6.9M | 1.31% | |
| 34 | TBCHTurtle Beach Corporation | 560,543 | $6.5M | 1.24% | |
| 35 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $6.4M | 1.22% | |
| 36 | MCFTMasterCraft Boat Holdings, Inc | 323,174 | $6.3M | 1.21% | |
| 37 | MVISMicrovision, Inc. | 7,182,317 | $5.8M | 1.11% | |
| 38 | GAIAGaia, Inc. | 716,180 | $5.4M | 1.04% | |
| 39 | —DSP Group, Inc. | 375,662 | $5.4M | 1.03% | |
| 40 | CTRNCiti Trends, Inc. | 355,808 | $5.2M | 0.99% | |
| 41 | —voxeljet AG, ADR (Germany) | 2,785,927 | $5.1M | 0.98% | |
| 42 | —Vivint Solar, Inc. | 632,354 | $4.6M | 0.88% | |
| 43 | —Mohawk Group Holdings, Inc. | 564,675 | $4.6M | 0.87% | |
| 44 | —SharpSpring, Inc. | 317,020 | $4.1M | 0.79% | |
| 45 | RDCMRADCOM, Ltd. | 499,298 | $4.1M | 0.79% | |
| 46 | WCPCPI Aerostructures, Inc. | 488,796 | $4.1M | 0.79% | |
| 47 | —BioTelemetry, Inc. | 85,000 | $4.1M | 0.78% | |
| 48 | —Limelight Networks, Inc. | 1,487,954 | $4.0M | 0.77% | |
| 49 | PPHMEURAvid Bioservices, Inc. | 705,707 | $4.0M | 0.76% | |
| 50 | GHMGraham Corp. | 190,886 | $3.9M | 0.74% | |
| 51 | ETONEton Pharmaceuticals, Inc. | 425,000 | $3.4M | 0.64% | |
| 52 | —Trevena, Inc. | 3,254,779 | $3.4M | 0.64% | |
| 53 | KRNTKornit Digital, Ltd. (Israel) | 102,200 | $3.2M | 0.62% | |
| 54 | AEHRAehr Test Systems | 1,898,524 | $3.1M | 0.60% | |
| 55 | —QuickLogic Corporation | 5,419,435 | $3.1M | 0.60% | |
| 56 | BWENBroadwind Energy, Inc. | 1,171,834 | $2.6M | 0.50% | |
| 57 | —Yatra Online, Inc. (India) | 600,000 | $2.2M | 0.43% | |
| 58 | —Zafgen, Inc. | 1,857,171 | $2.2M | 0.42% | |
| 59 | SIENUSDSientra, Inc. | 350,000 | $2.2M | 0.41% | |
| 60 | VERUEURVeru,Inc. | 1,000,000 | $2.1M | 0.41% | |
| 61 | —eMagin Corporation | 4,492,624 | $2.0M | 0.39% | |
| 62 | —Manitex International, Inc. | 333,265 | $2.0M | 0.39% | |
| 63 | —Magal Security System, Ltd (Is | 395,656 | $2.0M | 0.38% | |
| 64 | ITIEURIteris, Inc. | 373,859 | $1.9M | 0.37% | |
| 65 | —eMagin Corporation @.01 pre fu | 4,000,000 | $1.8M | 0.34% | |
| 66 | —Tuesday Morning Corporation | 1,045,635 | $1.8M | 0.34% | |
| 67 | —Enservco Corporation | 4,275,290 | $1.6M | 0.31% | |
| 68 | OPKOPKO Health, Inc. | 600,000 | $1.5M | 0.28% | |
| 69 | —Cellular Biomedicine Group | 80,165 | $1.3M | 0.25% | |
| 70 | —Verb Technology Co. | 640,000 | $1.3M | 0.24% | |
| 71 | —Primo Water Corp. | 102,000 | $1.3M | 0.24% | |
| 72 | NVEEUSDNV5 Global, Inc. | 15,000 | $1.2M | 0.23% | |
| 73 | —I.D. Systems Inc. | 200,000 | $1.2M | 0.22% | |
| 74 | —IZEA Worldwide, Inc. | 2,140,000 | $1.1M | 0.21% | |
| 75 | CVVCVD Equipment Corporation | 259,414 | $947K | 0.18% | |
| 76 | —Millendo Therapeutics, Inc. | 77,629 | $897K | 0.17% | |
| 77 | —PC-Tel, Inc. | 190,987 | $846K | 0.16% | |
| 78 | —Del Frisco's Restaurant Group | 99,900 | $795K | 0.15% | |
| 79 | —Ideal Power, Inc. | 2,431,829 | $754K | 0.14% | |
| 80 | —Neonode (Pre-fund $1) @.10 no | 360,000 | $738K | 0.14% | |
| 81 | OPTTOcean Power Technologies, Inc. | 349,900 | $668K | 0.13% | |
| 82 | CYRXCryoport, Inc. | 35,000 | $641K | 0.12% | |
| 83 | —Nano Dimension, Ltd. ADR (Isra | 1,333,000 | $640K | 0.12% | |
| 84 | —Verb Technology Co. @3.443 4/9 | 640,000 | $614K | 0.12% | |
| 85 | MXLMaxLinear, Inc. | 24,731 | $580K | 0.11% | |
| 86 | —TravelCenters of America LLC | 144,672 | $524K | 0.10% | |
| 87 | —Neonode, Inc. | 238,413 | $513K | 0.10% | |
| 88 | DXLGDestination XL Group, Inc. | 285,176 | $502K | 0.10% | |
| 89 | —Anchiano Therapeutics, Ltd. | 100,000 | $448K | 0.09% | |
| 90 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $431K | 0.08% | |
| 91 | —Myomo, Inc. | 603,409 | $422K | 0.08% | |
| 92 | —Zagg, Inc. | 59,000 | $411K | 0.08% | |
| 93 | STIMNeuronetics, Inc. | 23,074 | $289K | 0.06% | |
| 94 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $270K | 0.05% | |
| 95 | —Ideal Power, Inc. Series A PS | 810,000 | $251K | 0.05% | |
| 96 | IMMRImmersion Corporation | 19,309 | $147K | 0.03% | |
| 97 | —eMagin Corporation @1.55 1/29/ | 890,000 | $44K | 0.01% | |
| 98 | —Sensus Healthcare, Inc @6.75 6 | 130,261 | $43K | 0.01% | |
| 99 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $32K | 0.01% | |
| 100 | —Neonode Inc @11.20 2/17/17-2/1 | 200,000 | $22K | 0.00% |
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