AWM Investment Company, Inc. Q2 2017 Filing
Filed August 14, 2017
Portfolio Value
$565.5M
Holdings
92
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (92 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CEVACEVA, Inc. | 876,931 | $39.9M | 7.05% | |
| 2 | SQNSSequans Communications - ADR | 7,727,240 | $25.6M | 4.52% | |
| 3 | KOPNKopin Corporation | 6,675,282 | $24.8M | 4.38% | |
| 4 | PIImpinj, Inc. | 487,024 | $23.7M | 4.19% | |
| 5 | LPSNUSDLivePerson, Inc. | 2,013,578 | $22.1M | 3.92% | |
| 6 | LMATLeMaitre Vascular Inc. | 664,428 | $20.7M | 3.67% | |
| 7 | AQMSEURAqua Metals, Inc. | 1,460,637 | $18.3M | 3.24% | |
| 8 | —NeoPhotonics Corporation | 2,265,838 | $17.5M | 3.09% | |
| 9 | —Corium International Inc. | 2,276,700 | $17.0M | 3.00% | |
| 10 | UCTTUltra Clean Holdings, Inc. | 870,000 | $16.3M | 2.88% | |
| 11 | TCMDTactile Systems Technology, | 550,000 | $15.7M | 2.78% | |
| 12 | —Everspin Technology, Inc. | 755,954 | $15.1M | 2.67% | |
| 13 | —Microvision, Inc. | 6,602,231 | $14.0M | 2.48% | |
| 14 | PFSWUSDPfsweb, Inc. | 1,560,394 | $12.9M | 2.28% | |
| 15 | —Loxo Oncology, Inc. | 160,000 | $12.8M | 2.27% | |
| 16 | VCRAUSDVocera Communications, Inc. | 483,857 | $12.8M | 2.26% | |
| 17 | JPXAerovironment, Inc. | 333,272 | $12.7M | 2.25% | |
| 18 | —Aratana Therapeutics, Inc. | 1,587,620 | $11.5M | 2.03% | |
| 19 | OOMAOoma,Inc. | 1,343,950 | $10.8M | 1.90% | |
| 20 | CTRNCiti Trends, Inc. | 430,000 | $9.1M | 1.61% | |
| 21 | —DSP Group, Inc. | 743,639 | $8.6M | 1.53% | |
| 22 | —MCBC Holdings, Inc. | 423,232 | $8.3M | 1.46% | |
| 23 | —Adesto Technologies Corp. | 1,800,000 | $8.2M | 1.45% | |
| 24 | —eMagin Corporation | 3,261,000 | $8.0M | 1.41% | |
| 25 | —Broadwind Energy, Inc. | 1,442,434 | $7.3M | 1.29% | |
| 26 | MXLMaxLinear, Inc. | 260,000 | $7.3M | 1.28% | |
| 27 | AMSCAmerican Superconductor, Corp. | 1,519,124 | $7.0M | 1.24% | |
| 28 | KRNTKornit Digital Ltd., Israel | 350,098 | $6.8M | 1.20% | |
| 29 | —LRAD Corporation | 3,989,757 | $6.7M | 1.19% | |
| 30 | IDNIntellicheck Mobilisa, Inc. | 1,628,341 | $6.3M | 1.12% | |
| 31 | —Revolution Lighting Technologi | 924,941 | $6.1M | 1.08% | |
| 32 | —ASV Holdings Inc. | 725,000 | $5.9M | 1.04% | |
| 33 | NLSTNetlist, Inc. | 5,560,089 | $5.7M | 1.00% | |
| 34 | AXGNAxoGen, Inc. | 337,006 | $5.6M | 1.00% | |
| 35 | —Boingo Wireless, Inc. | 354,591 | $5.3M | 0.94% | |
| 36 | AEHRAehr Test Systems | 1,332,890 | $5.0M | 0.88% | |
| 37 | RGENRepligen Corporation | 120,000 | $5.0M | 0.88% | |
| 38 | —Trillium Therapeutics Corp. | 1,003,522 | $4.4M | 0.78% | |
| 39 | —Determine, Inc. | 1,455,220 | $3.9M | 0.68% | |
| 40 | ATOMAtomera Incorporated | 852,985 | $3.7M | 0.65% | |
| 41 | CLSDUSDClearside Biomedical, Inc. | 401,433 | $3.7M | 0.65% | |
| 42 | —Park Electrochemical Corp. | 197,000 | $3.6M | 0.64% | |
| 43 | —Manitex Int'l Inc. | 487,682 | $3.4M | 0.60% | |
| 44 | —Neonode, Inc. | 3,126,315 | $3.4M | 0.60% | |
| 45 | ITIEURIteris, Inc. | 535,369 | $3.3M | 0.59% | |
| 46 | —BioTelemetry, Inc. | 99,189 | $3.3M | 0.59% | |
| 47 | INVNIdentiv, Inc. | 627,271 | $3.3M | 0.58% | |
| 48 | CVVCVD Equipment Corporation | 288,700 | $3.2M | 0.57% | |
| 49 | —Bazaarvoice Inc. | 644,230 | $3.2M | 0.56% | |
| 50 | —Five Prime Therapeutics, Inc. | 100,000 | $3.0M | 0.53% | |
| 51 | —Achaogen, Inc. | 130,200 | $2.8M | 0.50% | |
| 52 | —Ideal Power, Inc. | 1,346,635 | $2.8M | 0.50% | |
| 53 | VTE1Asure Software, Inc. | 177,624 | $2.6M | 0.46% | |
| 54 | —Health Insurance Innovations, | 108,347 | $2.5M | 0.45% | |
| 55 | INFUInfusystem Holdings, Inc. | 1,413,201 | $2.5M | 0.45% | |
| 56 | —SharpSpring, Inc. | 530,734 | $2.4M | 0.43% | |
| 57 | OPKOpko Health Inc. | 350,000 | $2.3M | 0.41% | |
| 58 | —Pfenex, Inc. | 563,255 | $2.3M | 0.40% | |
| 59 | —NTN Buzztime, Inc. | 324,191 | $2.2M | 0.39% | |
| 60 | DMRCDigimarc Corporation | 54,023 | $2.2M | 0.38% | |
| 61 | AUPHAurinia Pharmaceuticals Inc. | 352,500 | $2.2M | 0.38% | |
| 62 | ARGXargenx SE - ADR (Netherlands) | 100,000 | $2.1M | 0.38% | |
| 63 | —ARI Network Services, Inc. | 300,000 | $2.1M | 0.37% | |
| 64 | SRTSSensus Healthcare, Inc | 491,938 | $2.0M | 0.35% | |
| 65 | —Syros Pharmaceuticals, Inc. | 121,624 | $2.0M | 0.35% | |
| 66 | —IZEA Inc. (F4) | 1,018,216 | $1.9M | 0.34% | |
| 67 | —PC-Tel, Inc. | 274,399 | $1.9M | 0.34% | |
| 68 | NVEEUSDNV5 Global Inc. | 34,156 | $1.5M | 0.26% | |
| 69 | XELBUSDXCel Brands Inc. | 430,002 | $1.3M | 0.23% | |
| 70 | —Tuesday Morning Corporation | 650,000 | $1.2M | 0.22% | |
| 71 | —Enservco Corp | 3,839,415 | $1.2M | 0.21% | |
| 72 | —Christopher & Banks Corp. | 749,960 | $982K | 0.17% | |
| 73 | —ESSA Pharma Inc. | 1,440,269 | $792K | 0.14% | |
| 74 | SAIASaia, Inc. | 15,000 | $769K | 0.14% | |
| 75 | —Xactly Corporation | 46,928 | $734K | 0.13% | |
| 76 | —The Meet Group, Inc. | 144,096 | $728K | 0.13% | |
| 77 | —Female Health Co. | 600,000 | $630K | 0.11% | |
| 78 | RDCMRADCOM Ltd. | 31,500 | $610K | 0.11% | |
| 79 | —Sierra Oncology, Inc. | 500,000 | $585K | 0.10% | |
| 80 | —Avinger, Inc. | 1,150,000 | $516K | 0.09% | |
| 81 | ARDXArdelyx, Inc. | 100,000 | $510K | 0.09% | |
| 82 | —Juniper Pharmaceuticals, Inc | 100,000 | $505K | 0.09% | |
| 83 | ADVMCHFAdverum Biotechnologies, Inc. | 200,000 | $500K | 0.09% | |
| 84 | KTOSKratos Defense & Security Solu | 32,807 | $389K | 0.07% | |
| 85 | —Roka Bioscience Inc. | 132,297 | $352K | 0.06% | |
| 86 | —Xplore Technologies, Corp. | 154,521 | $301K | 0.05% | |
| 87 | —Sensus Healthcare, Inc @6.75 6 | 494,939 | $297K | 0.05% | |
| 88 | —OvaScience, Inc. | 150,000 | $234K | 0.04% | |
| 89 | —Rand logistics Inc. | 328,835 | $128K | 0.02% | |
| 90 | VSTMVerastem, Inc. | 50,000 | $109K | 0.02% | |
| 91 | —Cellectar Biosciences @4.68 8/ | 106,600 | $23K | 0.00% | |
| 92 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $11K | 0.00% |