AWM Investment Company, Inc. Q1 2023 Filing
Filed May 12, 2023
Portfolio Value
$738.9B
Holdings
119
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (119 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 9,399,297 | $51.8B | 7.01% | |
| 2 | TAUSDTravelCenters of America LLC | 586,047 | $50.7B | 6.86% | |
| 3 | PIImpinj, Inc. | 339,714 | $46.0B | 6.23% | |
| 4 | AEHRAehr Test Systems | 1,328,713 | $41.2B | 5.58% | |
| 5 | ADMAADMA Biologics, Inc. | 6,015,000 | $19.9B | 2.69% | |
| 6 | ARGXargenx SE - ADR (Netherlands) | 50,000 | $18.6B | 2.52% | |
| 7 | PPHMEURAvid Bioservices, Inc. | 982,826 | $18.4B | 2.50% | |
| 8 | OOMAOoma, Inc. | 1,409,948 | $17.6B | 2.39% | |
| 9 | KIDSOrthoPediatrics Corporation | 395,658 | $17.5B | 2.37% | |
| 10 | RGENRepligen Corporation | 100,000 | $16.8B | 2.28% | |
| 11 | INFUInfusystem Holdings, Inc. | 2,000,000 | $15.5B | 2.10% | |
| 12 | MRAMEverspin Technology, Inc. | 2,006,241 | $13.7B | 1.85% | |
| 13 | LOVELovesac Company, The | 452,096 | $13.1B | 1.77% | |
| 14 | CEVACEVA, Inc. | 429,192 | $13.1B | 1.77% | |
| 15 | GNSSGenasys, Inc. (F4) | 4,349,544 | $12.8B | 1.74% | |
| 16 | AMSCAmerican Superconductor Corp | 2,536,283 | $12.5B | 1.69% | |
| 17 | ASPNAspen Aerogels, Inc. | 1,620,856 | $12.1B | 1.63% | |
| 18 | CNTCentury Casinos, Inc. | 1,644,037 | $12.1B | 1.63% | |
| 19 | LMATLeMaitre Vascular, Inc. | 230,000 | $11.8B | 1.60% | |
| 20 | DRSLeonardo DRS, Inc. | 856,188 | $11.1B | 1.50% | |
| 21 | SCTLSocietal CDMO, Inc. | 8,846,052 | $10.5B | 1.42% | |
| 22 | —Gambling.com Group Ltd. | 1,037,064 | $10.3B | 1.39% | |
| 23 | KOPNKopin Corporation | 8,286,124 | $9.0B | 1.22% | |
| 24 | DZSIQDZS, Inc. | 1,102,550 | $8.7B | 1.18% | |
| 25 | VMDViemed Healthcare, Inc. (Canad | 854,875 | $8.3B | 1.12% | |
| 26 | UTIUniversal Technical Institute | 1,115,688 | $8.2B | 1.11% | |
| 27 | NGSNatural Gas Services Group Inc | 769,233 | $7.9B | 1.07% | |
| 28 | QSequans Communications S.A. AD | 3,849,940 | $7.7B | 1.04% | |
| 29 | OFIXOrthofix Medical Inc. | 458,823 | $7.7B | 1.04% | |
| 30 | EMKREUREMCORE Corporation (F4) | 6,539,988 | $7.5B | 1.02% | |
| 31 | TCMDTactile Systems Technology, In | 400,000 | $6.6B | 0.89% | |
| 32 | —Kopin Corporation pre-funded @ | 6,000,000 | $6.5B | 0.88% | |
| 33 | RDCMRADCOM, Ltd. (Israel) | 642,406 | $6.5B | 0.88% | |
| 34 | PFSWUSDPfsweb, Inc. | 1,525,000 | $6.5B | 0.88% | |
| 35 | TBCHTurtle Beach Corporation | 633,455 | $6.3B | 0.86% | |
| 36 | OPRXOptimizeRx Corporation | 398,243 | $5.8B | 0.79% | |
| 37 | BLZEBackblaze, Inc. | 1,091,753 | $5.5B | 0.75% | |
| 38 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $5.5B | 0.75% | |
| 39 | AIOTPowerFleet, Inc. | 1,579,956 | $5.4B | 0.73% | |
| 40 | LPSNUSDLivePerson, Inc. | 1,208,818 | $5.3B | 0.72% | |
| 41 | VICRVicor Corporation | 113,356 | $5.3B | 0.72% | |
| 42 | LASRnLight, Inc. | 490,882 | $5.0B | 0.68% | |
| 43 | ONEWOneWater Marine, Inc. - CL A | 175,000 | $4.9B | 0.66% | |
| 44 | —Apollo Endosurgery, Inc. | 486,761 | $4.8B | 0.65% | |
| 45 | WPRTWestport Fuel Systems, Inc. | 4,582,047 | $4.4B | 0.59% | |
| 46 | SSTIShotspotter, Inc. | 107,438 | $4.2B | 0.57% | |
| 47 | RSVRReservoir Media, Inc. | 609,894 | $4.0B | 0.54% | |
| 48 | —eMagin Corp @.78 10/9/19-10/9/ | 2,919,402 | $4.0B | 0.54% | |
| 49 | UCTTUltra Clean Holdings, Inc. | 119,188 | $4.0B | 0.53% | |
| 50 | —PureTech Health PLC (Britain) | 1,350,014 | $3.7B | 0.50% | |
| 51 | JPXAerovironment, Inc. | 40,208 | $3.7B | 0.50% | |
| 52 | —voxeljet AG, ADR (Germany) | 1,716,903 | $3.6B | 0.49% | |
| 53 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $3.6B | 0.49% | |
| 54 | —NeoGames S.A. (Luxembourg) | 226,500 | $3.4B | 0.47% | |
| 55 | —The Real Good Food Company, In | 794,262 | $3.4B | 0.45% | |
| 56 | —Synchronoss Technologies, Inc. | 3,549,180 | $3.3B | 0.45% | |
| 57 | LTRXLantronix, Inc. | 761,933 | $3.3B | 0.45% | |
| 58 | NDLSUSDNoodles & Co. | 661,444 | $3.2B | 0.43% | |
| 59 | FRG1EURFranchise Group, Inc. | 117,595 | $3.2B | 0.43% | |
| 60 | CTRNCiti Trends, Inc. | 167,328 | $3.2B | 0.43% | |
| 61 | BKSYBlackSky Technology, Inc. (Res | 2,785,671 | $3.1B | 0.42% | |
| 62 | BLUBellus Health, Inc. (Canada) | 380,000 | $2.7B | 0.37% | |
| 63 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.7B | 0.36% | |
| 64 | PFIEEURProfire Energy, Inc. | 2,084,714 | $2.6B | 0.35% | |
| 65 | LPZBLightPath Technologies, Inc. - | 1,825,000 | $2.6B | 0.35% | |
| 66 | AIRSAirSculpt Technologies, Inc. | 505,515 | $2.5B | 0.34% | |
| 67 | NUVBNuvation Bio, Inc. | 1,525,000 | $2.5B | 0.34% | |
| 68 | —AppHarvest, Inc. | 4,121,619 | $2.5B | 0.34% | |
| 69 | MXCTMaxCyte, Inc. | 500,000 | $2.5B | 0.33% | |
| 70 | QUIKQuickLogic Corporation | 415,230 | $2.5B | 0.33% | |
| 71 | ECORElectroCore, Inc. | 449,663 | $2.5B | 0.33% | |
| 72 | GAIAGaia, Inc. | 879,375 | $2.4B | 0.33% | |
| 73 | —OncoCyte Corporation | 6,773,051 | $2.4B | 0.32% | |
| 74 | UGROurban-gro, Inc. | 842,855 | $2.3B | 0.31% | |
| 75 | DHXDHI Group, Inc. | 581,000 | $2.3B | 0.31% | |
| 76 | USIOUsio,Inc. | 1,285,552 | $2.2B | 0.30% | |
| 77 | QIPTQuipt Home Medical Corp. | 294,600 | $2.1B | 0.28% | |
| 78 | PRTCPureTech Health PLC-ADR (Brita | 70,000 | $2.0B | 0.27% | |
| 79 | MOVEMovano, Inc. | 1,614,286 | $2.0B | 0.27% | |
| 80 | NNDMNano Dimension, Ltd. ADR (Isra | 663,126 | $1.9B | 0.26% | |
| 81 | MDWDMediWound Ltd. | 142,857 | $1.9B | 0.26% | |
| 82 | —Biolase, Inc. Wts pre-funded @ | 6,975,000 | $1.9B | 0.26% | |
| 83 | SPROSpero Therapeutics, Inc. | 1,300,400 | $1.9B | 0.26% | |
| 84 | LEGHLegacy Housing Corp. | 81,846 | $1.9B | 0.25% | |
| 85 | —Ideal Power, Inc. | 163,281 | $1.7B | 0.23% | |
| 86 | VEEETwin Vee PowerCats Co. | 949,062 | $1.6B | 0.22% | |
| 87 | VMDViemed Healthcare, Inc. (US) | 157,151 | $1.5B | 0.21% | |
| 88 | OPKOPKO Health, Inc. | 1,000,000 | $1.5B | 0.20% | |
| 89 | SMMTSummit Therapeutics, Inc. | 800,001 | $1.4B | 0.19% | |
| 90 | AKTSQAkoustis Technologies, Inc. | 390,000 | $1.2B | 0.16% | |
| 91 | —LiqTech International, Inc. | 2,430,141 | $1.1B | 0.15% | |
| 92 | ATOMAtomera Incorporated | 177,034 | $1.1B | 0.15% | |
| 93 | BLFSBioLife Solutions, Inc. | 50,000 | $1.1B | 0.15% | |
| 94 | 51AAmerican Public Education, Inc | 200,070 | $1.1B | 0.15% | |
| 95 | TEADOutbrain, Inc. | 258,913 | $1.1B | 0.14% | |
| 96 | KRTKarat Packaging, Inc. | 75,359 | $1.0B | 0.14% | |
| 97 | JOBGee Group, Inc. | 2,285,192 | $948.4M | 0.13% | |
| 98 | —G Medical Innovations Holdings | 1,000,000 | $910.0M | 0.12% | |
| 99 | NMTCNeuroOne Medical Technologies | 550,000 | $885.5M | 0.12% | |
| 100 | —BlackSky Tech R/R @2.2002 9/8/ | 2,785,671 | $863.6M | 0.12% |
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