AWM Investment Company, Inc. Q1 2022 Filing
Filed May 13, 2022
Portfolio Value
$776.7M
Holdings
116
Report Date
Q1 2022
Filing Type
13F-HR
All Holdings (116 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 11,081,793 | $54.1M | 6.96% | |
| 2 | —NeoPhotonics Corporation | 1,920,722 | $29.2M | 3.76% | |
| 3 | TAUSDTravelCenters of America LLC | 674,800 | $29.0M | 3.73% | |
| 4 | PIImpinj, Inc. | 437,477 | $27.8M | 3.58% | |
| 5 | PPHMEURAvid Bioservices, Inc. | 1,178,826 | $24.0M | 3.09% | |
| 6 | PFSWUSDPfsweb, Inc. | 1,965,179 | $22.5M | 2.89% | |
| 7 | INFUInfusystem Holdings, Inc. | 2,000,000 | $19.6M | 2.52% | |
| 8 | OOMAOoma, Inc. | 1,275,899 | $19.1M | 2.46% | |
| 9 | RGENRepligen Corporation | 100,000 | $18.8M | 2.42% | |
| 10 | CNTCentury Casinos, Inc. | 1,482,988 | $17.7M | 2.28% | |
| 11 | LOVELovesac Company, The | 318,196 | $17.2M | 2.21% | |
| 12 | MRAMEverspin Technology, Inc. | 1,908,735 | $16.6M | 2.14% | |
| 13 | KIDSOrthoPediatrics Corporation | 298,021 | $16.1M | 2.07% | |
| 14 | ARGXargenx SE - ADR (Netherlands) | 50,000 | $15.8M | 2.03% | |
| 15 | CEVACEVA, Inc. | 368,037 | $15.0M | 1.93% | |
| 16 | OPRXOptimizeRx Corporation | 383,743 | $14.5M | 1.86% | |
| 17 | LPSNUSDLivePerson, Inc. | 589,290 | $14.4M | 1.85% | |
| 18 | AEHRAehr Test Systems | 1,410,990 | $14.3M | 1.85% | |
| 19 | GNSSGenasys, Inc. | 4,349,544 | $12.0M | 1.54% | |
| 20 | QSequans Communications S.A. AD | 3,911,071 | $11.9M | 1.53% | |
| 21 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $11.7M | 1.51% | |
| 22 | TBCHTurtle Beach Corporation | 546,148 | $11.6M | 1.50% | |
| 23 | —RADA Electronic Industries, Lt | 805,164 | $11.2M | 1.44% | |
| 24 | LMATLeMaitre Vascular, Inc. | 230,000 | $10.7M | 1.38% | |
| 25 | UTIUniversal Technical Institute | 1,164,639 | $10.3M | 1.33% | |
| 26 | EMKREUREMCORE Corporation | 2,780,094 | $10.3M | 1.32% | |
| 27 | SCTLSocietal CDMO, Inc. | 5,081,901 | $9.1M | 1.18% | |
| 28 | SPNEUSDSeaSpine Holdings Corp. | 710,950 | $8.6M | 1.11% | |
| 29 | ADMAADMA Biologics, Inc. | 4,680,000 | $8.6M | 1.10% | |
| 30 | —Assure Holdings Corp(CND/AMR) | 1,562,499 | $8.6M | 1.10% | |
| 31 | DZSIQDZS, Inc. | 610,201 | $8.5M | 1.09% | |
| 32 | NGSNatural Gas Services Group | 705,508 | $8.4M | 1.08% | |
| 33 | UCTTUltra Clean Holdings, Inc. | 196,627 | $8.3M | 1.07% | |
| 34 | VERUEURVeru, Inc. | 1,712,268 | $8.3M | 1.06% | |
| 35 | —Gambling.com Group Ltd. | 926,128 | $8.2M | 1.06% | |
| 36 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $7.5M | 0.97% | |
| 37 | AMSCAmerican Superconductor Corp | 962,242 | $7.3M | 0.94% | |
| 38 | KRTKarat Packaging, Inc. | 305,986 | $6.1M | 0.78% | |
| 39 | WPRTWestport Fuel Systems, Inc. | 3,832,047 | $6.1M | 0.78% | |
| 40 | —Minerva Surgical, Inc. | 1,304,056 | $5.9M | 0.76% | |
| 41 | —Orbital Energy Group, Inc. | 3,162,264 | $5.8M | 0.75% | |
| 42 | VICRVicor Corporation | 79,000 | $5.6M | 0.72% | |
| 43 | FRG1EURFranchise Group, Inc. | 131,912 | $5.5M | 0.70% | |
| 44 | —Zealand Pharma A/S (Denmark) | 347,226 | $5.4M | 0.69% | |
| 45 | LTRXLantronix, Inc. | 725,001 | $4.8M | 0.62% | |
| 46 | AIOTPowerFleet, Inc. | 1,577,446 | $4.7M | 0.60% | |
| 47 | PLBYPLBY Group,Inc. | 351,320 | $4.6M | 0.59% | |
| 48 | —GAN, Ltd. (London) | 948,954 | $4.6M | 0.59% | |
| 49 | CTRNCiti Trends, Inc. | 148,710 | $4.6M | 0.59% | |
| 50 | LASRnLight, Inc. | 260,000 | $4.5M | 0.58% | |
| 51 | SIENUSDSientra, Inc. | 2,003,984 | $4.4M | 0.57% | |
| 52 | —LiqTech International, Inc. | 1,776,844 | $4.4M | 0.56% | |
| 53 | BLZEBackblaze, Inc. | 392,000 | $4.2M | 0.54% | |
| 54 | RSVRReservior Media, Inc. | 420,319 | $4.1M | 0.53% | |
| 55 | GAIAGaia, Inc. | 801,236 | $3.9M | 0.51% | |
| 56 | —voxeljet AG, ADR (Germany) | 894,649 | $3.8M | 0.49% | |
| 57 | BUEURBurcon NutraScience Corp. | 3,902,823 | $3.7M | 0.48% | |
| 58 | VMDViemed Healthcare, Inc.(Canada | 728,833 | $3.7M | 0.47% | |
| 59 | KOPNKopin Corporation | 1,446,746 | $3.7M | 0.47% | |
| 60 | DHXDHI Group, Inc. | 601,000 | $3.6M | 0.46% | |
| 61 | —NeoGames S.A. (Luxembourg) | 226,500 | $3.5M | 0.45% | |
| 62 | ONEWOneWater Marine, Inc. - CL A | 99,567 | $3.4M | 0.44% | |
| 63 | NDLSUSDNoodles & Co. | 545,803 | $3.3M | 0.42% | |
| 64 | SPROSpero Therapeutics, Inc. | 372,755 | $3.2M | 0.42% | |
| 65 | PRNProfound Medical Corp. (U.S.) | 348,939 | $3.1M | 0.40% | |
| 66 | —INVO Bioscience, Inc. | 1,159,075 | $3.1M | 0.39% | |
| 67 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $3.0M | 0.39% | |
| 68 | —Limelight Networks, Inc. | 554,604 | $2.9M | 0.37% | |
| 69 | —The Real Good Food Company | 360,267 | $2.8M | 0.37% | |
| 70 | UGROurban-gro, Inc. | 260,560 | $2.8M | 0.36% | |
| 71 | OPKOPKO Health, Inc. | 800,000 | $2.8M | 0.35% | |
| 72 | ECORGBPElectroCore, Inc. | 4,655,747 | $2.7M | 0.35% | |
| 73 | —VIQ Solutions, Inc. (Canada) | 1,643,326 | $2.7M | 0.34% | |
| 74 | BITFBitfarms, Ltd. of Canada | 707,361 | $2.7M | 0.34% | |
| 75 | BLUBellus Health, Inc. | 380,000 | $2.6M | 0.34% | |
| 76 | —Synchronoss Technologies, Inc. | 1,423,794 | $2.5M | 0.32% | |
| 77 | MOVEMovano, Inc. | 900,000 | $2.4M | 0.31% | |
| 78 | ATOMAtomera Incorporated | 177,034 | $2.3M | 0.30% | |
| 79 | QUIKQuickLogic Corporation | 415,230 | $2.3M | 0.29% | |
| 80 | —Greenbrook TMS, Inc. (Canada) | 603,947 | $2.3M | 0.29% | |
| 81 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.2M | 0.29% | |
| 82 | EGLXEnthusiast Gaming Holdings | 897,100 | $2.2M | 0.28% | |
| 83 | SSTIShotspotter, Inc. | 77,669 | $2.2M | 0.28% | |
| 84 | NUVBNuvation Bio, Inc. | 400,000 | $2.1M | 0.27% | |
| 85 | —Ideal Power, Inc. | 235,271 | $2.1M | 0.27% | |
| 86 | ETONEton Pharmaceuticals, Inc. | 472,588 | $2.1M | 0.27% | |
| 87 | JPXAerovironment, Inc. | 21,210 | $2.0M | 0.26% | |
| 88 | CDNACareDx, Inc. | 50,000 | $1.8M | 0.24% | |
| 89 | —Apollo Endosurgery, Inc. | 300,048 | $1.8M | 0.23% | |
| 90 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $1.6M | 0.21% | |
| 91 | NEONNeonode, Inc. | 263,169 | $1.6M | 0.21% | |
| 92 | NMTCNeuroOne Medical Technologies | 1,414,172 | $1.6M | 0.20% | |
| 93 | FTCIFTC Solar, Inc. | 307,311 | $1.5M | 0.20% | |
| 94 | NNDMNano Dimension, Ltd. ADR (Isra | 413,020 | $1.5M | 0.19% | |
| 95 | —Sigma Labs, Inc. | 697,785 | $1.4M | 0.18% | |
| 96 | QIPTQuipt Home Medical Corp. | 294,600 | $1.3M | 0.17% | |
| 97 | —eMagin Corporation | 1,119,887 | $1.3M | 0.16% | |
| 98 | JOBGee Group, Inc. | 2,285,192 | $1.3M | 0.16% | |
| 99 | POLWQ1847 Goedeker, Inc 5/26/22-6/2 | 2,000,000 | $1.2M | 0.16% | |
| 100 | RUNSunrun, Inc. | 40,000 | $1.2M | 0.16% |
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