AWM Investment Company, Inc. Q1 2021 Filing
Filed May 13, 2021
Portfolio Value
$895.1M
Holdings
110
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (110 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | INFUInfusystem Holdings, Inc. | 2,000,000 | $40.7M | 4.55% | |
| 2 | GNSSGenasys Incorporated | 4,349,544 | $29.1M | 3.25% | |
| 3 | PIImpinj, Inc. | 430,977 | $24.5M | 2.74% | |
| 4 | OPRXOptimizeRx Corporation | 500,000 | $24.4M | 2.72% | |
| 5 | LOVELovesac Company, The | 407,486 | $23.1M | 2.58% | |
| 6 | —NeoPhotonics Corporation | 1,920,722 | $23.0M | 2.56% | |
| 7 | PPHMEURAvid Bioservices, Inc. | 1,233,000 | $22.5M | 2.51% | |
| 8 | WPRTWestport Fuel Systems, Inc. (C | 3,082,047 | $22.2M | 2.48% | |
| 9 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $22.0M | 2.46% | |
| 10 | QSequans Communications S.A. AD | 3,264,540 | $19.7M | 2.20% | |
| 11 | RGENRepligen Corporation | 100,000 | $19.4M | 2.17% | |
| 12 | CEVACEVA, Inc. | 336,187 | $18.9M | 2.11% | |
| 13 | LPSNUSDLivePerson, Inc. | 349,900 | $18.5M | 2.06% | |
| 14 | TAUSDTravelCenters of America LLC | 674,800 | $18.3M | 2.05% | |
| 15 | OOMAOoma, Inc. | 1,106,165 | $17.5M | 1.96% | |
| 16 | —LiqTech International, Inc. (D | 2,028,444 | $16.4M | 1.83% | |
| 17 | AMSCAmerican Superconductor Corpor | 854,534 | $16.2M | 1.81% | |
| 18 | KOPNKopin Corporation | 1,532,446 | $16.1M | 1.80% | |
| 19 | CNTCentury Casinos, Inc. | 1,522,888 | $15.6M | 1.75% | |
| 20 | —SharpSpring, Inc. | 968,353 | $15.5M | 1.73% | |
| 21 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $14.7M | 1.64% | |
| 22 | TBCHTurtle Beach Corporation | 545,543 | $14.6M | 1.63% | |
| 23 | KIDSOrthoPediatrics Corporation | 298,221 | $14.5M | 1.62% | |
| 24 | PFSWUSDPfsweb, Inc. | 1,935,179 | $13.1M | 1.46% | |
| 25 | —RADA Electronic Industries, Lt | 980,000 | $11.8M | 1.31% | |
| 26 | 51AAmerican Public Education, Inc | 325,000 | $11.6M | 1.29% | |
| 27 | —Resonant, Inc. | 2,686,785 | $11.4M | 1.27% | |
| 28 | MRAMEverspin Technology, Inc. | 1,878,597 | $11.3M | 1.26% | |
| 29 | LMATLeMaitre Vascular Inc. | 230,000 | $11.2M | 1.25% | |
| 30 | VMDViemed Healthcare, Inc.(Canada | 1,085,000 | $11.0M | 1.23% | |
| 31 | EMKREUREMCORE Corp. | 1,962,446 | $10.7M | 1.20% | |
| 32 | —voxeljet AG, ADR (Germany) | 684,978 | $10.7M | 1.19% | |
| 33 | —NeoGames S.A. (Luxembourg) | 275,000 | $9.8M | 1.10% | |
| 34 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $9.5M | 1.06% | |
| 35 | —Zealand Pharma A/S (Denmark) | 297,226 | $9.4M | 1.05% | |
| 36 | GAIAGaia, Inc. | 772,282 | $9.2M | 1.03% | |
| 37 | CTRNCiti Trends, Inc. | 104,700 | $8.8M | 0.98% | |
| 38 | —GAN, Ltd. (London) | 471,870 | $8.6M | 0.96% | |
| 39 | UCTTUltra Clean Holdings, Inc. | 147,000 | $8.5M | 0.95% | |
| 40 | LASRnLight, Inc. | 260,000 | $8.4M | 0.94% | |
| 41 | SPNEUSDSeaSpine Holdings Corp. | 441,547 | $7.7M | 0.86% | |
| 42 | —Greenbrook TMS, Inc. (Canada) | 630,447 | $7.6M | 0.85% | |
| 43 | VERUEURVeru,Inc. | 700,000 | $7.5M | 0.84% | |
| 44 | PRNProfound Medical Corp. (U.S.) | 348,939 | $7.0M | 0.79% | |
| 45 | TLSTelos Corp. | 184,181 | $7.0M | 0.78% | |
| 46 | AIOTPowerfleet, Inc. | 840,000 | $6.9M | 0.77% | |
| 47 | VICRVicor Corporation | 79,000 | $6.7M | 0.75% | |
| 48 | ETONEton Pharmaceuticals, Inc. | 898,878 | $6.6M | 0.74% | |
| 49 | —Generation Bio Co. | 225,599 | $6.4M | 0.72% | |
| 50 | DZSIQDZS, Inc. | 400,000 | $6.2M | 0.69% | |
| 51 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $5.7M | 0.64% | |
| 52 | SPROSpero Therapeutics, Inc. | 372,755 | $5.5M | 0.61% | |
| 53 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $5.1M | 0.57% | |
| 54 | MOVEMovano, Inc. | 900,000 | $5.0M | 0.56% | |
| 55 | NDLSUSDNoodles & Co. | 480,403 | $5.0M | 0.56% | |
| 56 | —Limelight Networks, Inc. | 1,377,536 | $4.9M | 0.55% | |
| 57 | —Misonix, Inc. | 249,239 | $4.9M | 0.55% | |
| 58 | JYNTThe Joint Corp. | 100,000 | $4.8M | 0.54% | |
| 59 | AEHRAehr Test Systems | 1,898,534 | $4.8M | 0.53% | |
| 60 | FRG1EURFranchise Group, Inc. | 131,912 | $4.8M | 0.53% | |
| 61 | IPA1GBPImmunoprecise Antibodies, Ltd. | 478,020 | $4.7M | 0.52% | |
| 62 | LEAFLeaf Group, Ltd. | 718,784 | $4.6M | 0.52% | |
| 63 | NUVBNuvation Bio, Inc. | 435,824 | $4.6M | 0.51% | |
| 64 | NGSNatural Gas Services Group Inc | 479,199 | $4.5M | 0.51% | |
| 65 | ATOMAtomera Incorporated | 183,000 | $4.5M | 0.50% | |
| 66 | NEONNeonode, Inc. | 456,120 | $4.3M | 0.48% | |
| 67 | —eMagin Corporation | 1,120,887 | $4.2M | 0.47% | |
| 68 | —INVO Bioscience, Inc. | 950,125 | $4.1M | 0.46% | |
| 69 | —Medicenna Therapeutics Corp. | 1,000,000 | $4.1M | 0.45% | |
| 70 | —Motorsports Games, Inc. | 170,291 | $4.0M | 0.44% | |
| 71 | —Oncocyte Corp. | 750,000 | $3.9M | 0.43% | |
| 72 | CDNACareDx, Inc. | 57,000 | $3.9M | 0.43% | |
| 73 | ONEWOneWater Marine, Inc. - CL A | 87,144 | $3.5M | 0.39% | |
| 74 | OPKOPKO Health, Inc. | 800,000 | $3.4M | 0.38% | |
| 75 | QTM1EURQuantum Corp. | 410,000 | $3.4M | 0.38% | |
| 76 | NNDMNano Dimension, Ltd. ADR (Isra | 394,961 | $3.4M | 0.38% | |
| 77 | ALTOAlto Ingredients, Inc. | 619,402 | $3.4M | 0.38% | |
| 78 | —Ideal Power @.001 (pre-funded) | 253,830 | $3.4M | 0.38% | |
| 79 | SIENUSDSientra, Inc. | 458,500 | $3.3M | 0.37% | |
| 80 | CLSKCleanSpark, Inc. | 140,000 | $3.3M | 0.37% | |
| 81 | —Ideal Power, Inc. | 235,271 | $3.1M | 0.35% | |
| 82 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $2.9M | 0.32% | |
| 83 | QUIKQuickLogic Corporation | 390,230 | $2.7M | 0.30% | |
| 84 | RUNSunrun, Inc. | 40,000 | $2.4M | 0.27% | |
| 85 | QUMUEURQumu Corporation | 350,000 | $2.4M | 0.26% | |
| 86 | —eMagin Corporation @1.55 1/29/ | 890,000 | $2.2M | 0.25% | |
| 87 | PGNYProgyny, Inc. | 50,000 | $2.2M | 0.25% | |
| 88 | —Sigma Labs, Inc. | 597,785 | $2.2M | 0.25% | |
| 89 | ITIEURIteris, Inc. | 355,359 | $2.2M | 0.24% | |
| 90 | RETAEURReata Pharmaceuticals, Inc. | 20,000 | $2.0M | 0.22% | |
| 91 | UGROurban-gro, Inc. | 236,156 | $2.0M | 0.22% | |
| 92 | —Roth CH Acquisition III Co. | 200,000 | $2.0M | 0.22% | |
| 93 | —Verb Technology Company, Inc. | 1,314,950 | $1.8M | 0.21% | |
| 94 | PRTCPureTech Health PLC-ADR (Brita | 30,000 | $1.8M | 0.20% | |
| 95 | COOThe Cooper Companies, Inc. | 4,500 | $1.7M | 0.19% | |
| 96 | CYRXCryoport, Inc. | 30,000 | $1.6M | 0.17% | |
| 97 | BLUBellus Health, Inc. | 400,000 | $1.5M | 0.17% | |
| 98 | YTRAYatra Online, Inc. (India) | 656,624 | $1.5M | 0.17% | |
| 99 | DMTKQDermTech, Inc. | 30,000 | $1.5M | 0.17% | |
| 100 | UTIUniversal Technical Institute, | 257,854 | $1.5M | 0.17% |
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