AWM Investment Company, Inc. Q1 2017 Filing
Filed May 12, 2017
Portfolio Value
$534.2M
Holdings
95
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CEVACEVA, Inc. | 1,125,068 | $39.9M | 7.48% | |
| 2 | KOPNKopin Corporation | 6,601,034 | $27.1M | 5.07% | |
| 3 | AQMSEURAqua Metals, Inc. | 1,315,157 | $25.7M | 4.81% | |
| 4 | SQNSSequans Communications - ADR | 7,320,230 | $20.1M | 3.77% | |
| 5 | LMATLeMaitre Vascular Inc. | 765,105 | $18.8M | 3.53% | |
| 6 | —NeoPhotonics Corporation | 1,957,938 | $17.6M | 3.30% | |
| 7 | UCTTUltra Clean Holdings, Inc. | 1,021,300 | $17.2M | 3.23% | |
| 8 | VCRAUSDVocera Communications, Inc. | 667,232 | $16.6M | 3.10% | |
| 9 | —Microvision, Inc. | 6,158,486 | $15.3M | 2.87% | |
| 10 | PIImpinj, Inc. | 489,524 | $14.8M | 2.77% | |
| 11 | LPSNUSDLivePerson, Inc. | 2,013,578 | $13.8M | 2.58% | |
| 12 | —Brightcove, Inc. | 1,473,280 | $13.1M | 2.45% | |
| 13 | —Broadwind Energy, Inc. | 1,500,009 | $12.5M | 2.34% | |
| 14 | KTOSKratos Defense & Security | 1,440,000 | $11.2M | 2.10% | |
| 15 | OOMAOoma,Inc. | 1,113,078 | $11.1M | 2.07% | |
| 16 | TCMDTactile Systems Technology | 550,000 | $10.4M | 1.95% | |
| 17 | —Corium International Inc. | 2,451,700 | $10.2M | 1.92% | |
| 18 | PFSWUSDPfsweb, Inc. | 1,560,394 | $10.2M | 1.91% | |
| 19 | JPXAerovironment, Inc. | 357,534 | $10.0M | 1.88% | |
| 20 | —DSP Group, Inc. | 743,639 | $8.9M | 1.67% | |
| 21 | AMSCAmerican Superconductor, Corp. | 1,238,245 | $8.5M | 1.59% | |
| 22 | —Revolution Lighting Tech | 1,025,219 | $7.7M | 1.44% | |
| 23 | —Loxo Oncology, Inc. | 180,000 | $7.6M | 1.42% | |
| 24 | MXLMaxLinear, Inc. | 270,000 | $7.6M | 1.42% | |
| 25 | CTRNCiti Trends, Inc. | 430,000 | $7.3M | 1.37% | |
| 26 | —MCBC Holdings, Inc. | 419,732 | $6.8M | 1.27% | |
| 27 | —Everspin Technology, Inc. | 796,850 | $6.7M | 1.25% | |
| 28 | ATOMAtomera Incorporated | 852,985 | $6.0M | 1.13% | |
| 29 | —LRAD Corporation | 3,989,757 | $6.0M | 1.13% | |
| 30 | —Aratana Therapeutics, Inc. | 1,062,620 | $5.6M | 1.05% | |
| 31 | NLSTNetlist, Inc. | 5,680,928 | $5.6M | 1.05% | |
| 32 | —Neonode, Inc. | 3,415,615 | $5.5M | 1.02% | |
| 33 | —Pfenex, Inc. | 923,107 | $5.4M | 1.00% | |
| 34 | —ESSA Pharma Inc. | 1,696,968 | $5.3M | 0.99% | |
| 35 | IDNIntellicheck Mobilisa, Inc. | 1,985,022 | $5.2M | 0.97% | |
| 36 | —Boingo Wireless, Inc. | 355,026 | $4.6M | 0.86% | |
| 37 | ALDXAldeyra Therapeutics, Inc. | 912,610 | $4.6M | 0.85% | |
| 38 | —IZEA Inc. (F4) | 1,018,216 | $4.3M | 0.80% | |
| 39 | RGENRepligen Corporation | 120,000 | $4.2M | 0.79% | |
| 40 | INFUInfusystem Holdings, Inc. | 1,824,341 | $4.2M | 0.79% | |
| 41 | KRNTKornit Digital Ltd., Israel | 199,177 | $3.8M | 0.71% | |
| 42 | —Bazaarvoice Inc. | 863,991 | $3.7M | 0.70% | |
| 43 | AXGNAxoGen, Inc. | 342,106 | $3.6M | 0.67% | |
| 44 | —Park Electrochemical Corp. | 197,000 | $3.5M | 0.66% | |
| 45 | —Achaogen, Inc. | 130,000 | $3.3M | 0.61% | |
| 46 | —Manitex Int'l Inc. | 487,682 | $3.3M | 0.61% | |
| 47 | CVVCVD Equipment Corporation | 288,700 | $3.0M | 0.56% | |
| 48 | ITIEURIteris, Inc. | 535,369 | $2.9M | 0.55% | |
| 49 | —Five Prime Therapeutics, Inc. | 80,000 | $2.9M | 0.54% | |
| 50 | —BioTelemetry, Inc. | 99,189 | $2.9M | 0.54% | |
| 51 | —Ideal Power, Inc. | 871,635 | $2.8M | 0.53% | |
| 52 | OPKOpko Health Inc. | 350,000 | $2.8M | 0.52% | |
| 53 | —NTN Buzztime, Inc. | 324,191 | $2.8M | 0.52% | |
| 54 | AEHRAehr Test Systems | 578,925 | $2.8M | 0.52% | |
| 55 | CLSDUSDClearside Biomedical, Inc. | 341,217 | $2.7M | 0.51% | |
| 56 | —Determine, Inc. | 716,220 | $2.4M | 0.46% | |
| 57 | NVEEUSDNV5 Global Inc. | 64,994 | $2.4M | 0.46% | |
| 58 | —SharpSpring, Inc. | 530,734 | $2.4M | 0.45% | |
| 59 | —Health Insurance Innovations | 148,100 | $2.4M | 0.44% | |
| 60 | —Trillium Therapeutics Corp. | 365,327 | $2.3M | 0.42% | |
| 61 | DMRCDigimarc Corporation | 82,039 | $2.2M | 0.41% | |
| 62 | AUPHAurinia Pharmaceuticals Inc. | 300,000 | $2.2M | 0.41% | |
| 63 | SRTSSensus Healthcare, Inc | 491,938 | $2.2M | 0.40% | |
| 64 | —PC-Tel, Inc. | 285,899 | $2.0M | 0.38% | |
| 65 | POLAEURPolar Power, Inc. | 243,233 | $2.0M | 0.38% | |
| 66 | —ARI Network Services, Inc. | 300,000 | $1.6M | 0.29% | |
| 67 | —Ideal Power, Inc. Restricted | 475,000 | $1.3M | 0.24% | |
| 68 | ARDXArdelyx, Inc. | 100,000 | $1.3M | 0.24% | |
| 69 | CNCEEURConcert Pharmaceuticals, Inc. | 68,606 | $1.2M | 0.22% | |
| 70 | —Enservco Corp | 3,458,206 | $1.2M | 0.22% | |
| 71 | —Streamline Health Solutions | 1,124,539 | $1.1M | 0.21% | |
| 72 | WCPCPI Aerostructures, Inc. | 167,710 | $1.1M | 0.21% | |
| 73 | —Dermira, Inc. | 30,000 | $1.0M | 0.19% | |
| 74 | XELBUSDXCel Brands Inc. | 373,440 | $1.0M | 0.19% | |
| 75 | —TearLab Corp. | 300,000 | $852K | 0.16% | |
| 76 | —The Meet Group, Inc. | 144,396 | $850K | 0.16% | |
| 77 | RDCMRADCOM Ltd. | 39,000 | $838K | 0.16% | |
| 78 | —Presbia, PLC (Ireland) | 257,727 | $809K | 0.15% | |
| 79 | —Sierra Oncology, Inc. | 500,000 | $765K | 0.14% | |
| 80 | —Syros Pharmaceuticals, Inc. | 47,550 | $757K | 0.14% | |
| 81 | SAIASaia, Inc. | 15,000 | $664K | 0.12% | |
| 82 | VSTMVerastem, Inc. | 300,000 | $621K | 0.12% | |
| 83 | —Female Health Co. | 559,616 | $565K | 0.11% | |
| 84 | —Xactly Corporation | 46,928 | $558K | 0.10% | |
| 85 | ADVMCHFAdverum Biotechnologies, Inc. | 200,000 | $540K | 0.10% | |
| 86 | —SeaChange International, Inc. | 196,673 | $488K | 0.09% | |
| 87 | —Juniper Pharmaceuticals, Inc | 100,000 | $475K | 0.09% | |
| 88 | —Roka Bioscience Inc. | 132,297 | $471K | 0.09% | |
| 89 | SCYXEURSCYNEXIS, Inc. | 125,000 | $345K | 0.06% | |
| 90 | —Sensus Healthcare, Inc @6.75 6 | 494,939 | $297K | 0.06% | |
| 91 | —OvaScience, Inc. | 150,000 | $280K | 0.05% | |
| 92 | —Rand logistics Inc. | 328,835 | $210K | 0.04% | |
| 93 | —TUESDAY MORNING CORPORATION | 50,000 | $187K | 0.04% | |
| 94 | —QuickLogic Corp. | 100,000 | $178K | 0.03% | |
| 95 | —Cellectar Biosciences @4.68 8/ | 106,600 | $41K | 0.01% | |
| 96 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $21K | 0.00% |