ZAZOVE ASSOCIATES LLC Q4 2020 Filing
Filed February 10, 2021
Portfolio Value
$814.7B
Holdings
113
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (113 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LUV 1.25 05/01/25SOUTHWEST AIRLINES | 51,580,000 | $75.4B | 9.25% | |
| 2 | —KAMAN CORPORATION | 64,128,000 | $74.2B | 9.10% | |
| 3 | LMCA 1.375 10/15/23LIBERTY MEDIA | 49,683,000 | $62.8B | 7.71% | |
| 4 | AKAM 0.375 09/01/27AKAMAI TECH | 41,910,000 | $46.8B | 5.75% | |
| 5 | —INTERDIGITAL, INC | 37,756,000 | $39.7B | 4.87% | |
| 6 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 24,870,000 | $35.2B | 4.32% | |
| 7 | —ON SEMICONDUCTOR CORP | 16,677,000 | $28.2B | 3.47% | |
| 8 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 23,021,000 | $27.1B | 3.33% | |
| 9 | AKAM 0.125 05/01/25AKAMAI TECH | 21,030,000 | $26.1B | 3.20% | |
| 10 | ILMN 0 08/15/23ILLUMINA INC | 21,178,000 | $23.8B | 2.92% | |
| 11 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST | 22,300,000 | $23.8B | 2.92% | |
| 12 | 15,090,000 | $20.7B | 2.53% | ||
| 13 | PDD 0 12/01/25PINDUODUO | 16,690,000 | $20.6B | 2.53% | |
| 14 | —CONMED CORP | 13,564,000 | $19.0B | 2.33% | |
| 15 | AYX 1 08/01/26ALTERYX | 16,485,000 | $17.4B | 2.14% | |
| 16 | —HOPE BANCORP | 17,990,000 | $16.8B | 2.06% | |
| 17 | —FLEXION THERAPEUTICS | 18,443,000 | $16.5B | 2.02% | |
| 18 | —HELIX ENERGY SOLUTIONS GROUP | 14,104,000 | $14.8B | 1.82% | |
| 19 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS, INC | 8,110,000 | $8.7B | 1.07% | |
| 20 | CMLSCUMULUS MEDIA INC | 971,088 | $8.4B | 1.04% | |
| 21 | —ATLANTICUS HOLDINGS | 7,593,000 | $8.2B | 1.00% | |
| 22 | —PRETIUM RESOURCES | 7,297,000 | $7.8B | 0.96% | |
| 23 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 7,231,000 | $7.5B | 0.92% | |
| 24 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC | 6,513,000 | $7.5B | 0.92% | |
| 25 | —CSG SYSTEMS INTERNATIONAL, INC | 6,367,000 | $6.8B | 0.83% | |
| 26 | —BOOKING HOLDINGS | 5,735,000 | $6.7B | 0.82% | |
| 27 | CYBR 0 11/15/24CYBERARK SOFTWARE | 5,020,000 | $6.1B | 0.75% | |
| 28 | —GREENBRIER COMPANIES | 5,855,000 | $6.0B | 0.73% | |
| 29 | —WORKDAY, INC | 3,309,000 | $5.5B | 0.68% | |
| 30 | —BLUEKNIGHT ENERGY PARTNERS | 2,629,666 | $5.2B | 0.64% | |
| 31 | BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS | 321,898 | $5.2B | 0.64% | |
| 32 | INSM 1.75 01/15/25INSMED | 4,377,000 | $5.0B | 0.61% | |
| 33 | NSIT 0.75 02/15/25INSIGHT ENTERPRISES | 3,720,000 | $4.7B | 0.58% | |
| 34 | TK 5 01/15/23TEEKAY | 5,221,000 | $4.7B | 0.58% | |
| 35 | —HOSTESS BRANDS | 2,928,208 | $4.6B | 0.57% | |
| 36 | LITE 0.5 12/15/26LUMENTUM HOLDINGS | 3,500,000 | $4.3B | 0.53% | |
| 37 | —BAOZUN | 4,300,000 | $4.2B | 0.52% | |
| 38 | —FIRST MAJESTIC SILVER | 2,730,000 | $4.1B | 0.50% | |
| 39 | CCOCLEAR CHANNEL HOLDINGS, INC | 2,386,572 | $3.9B | 0.48% | |
| 40 | —THERAVANCE BIOPHARMA | 3,773,000 | $3.6B | 0.44% | |
| 41 | —ISTAR INC | 3,000,000 | $3.5B | 0.43% | |
| 42 | EOSEWEOS ENERGY ENTERPRISES | 419,380 | $3.5B | 0.43% | |
| 43 | —FORTIVE | 3,345,000 | $3.4B | 0.42% | |
| 44 | OXY/WSOCCIDENTAL PETROLEUM | 500,000 | $3.4B | 0.42% | |
| 45 | MLAB 1.375 08/15/25MESA LABORATORIES | 2,835,000 | $3.4B | 0.42% | |
| 46 | NRG 2.75 06/01/48NRG ENERGY, INC | 2,860,000 | $3.3B | 0.40% | |
| 47 | —SILICON LABORATORIES | 2,160,000 | $3.0B | 0.37% | |
| 48 | EEFT 0.75 03/15/49EURONET WORLDWIDE INC | 2,630,000 | $3.0B | 0.36% | |
| 49 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 217,221 | $2.7B | 0.33% | |
| 50 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 433,088 | $2.5B | 0.31% | |
| 51 | NVRO 2.75 04/01/25NEVRO CORP | 1,320,000 | $2.4B | 0.30% | |
| 52 | CURICURIOSITYSTREAM | 917,372 | $2.4B | 0.30% | |
| 53 | DXCM 0.75 12/01/23DEXCOM | 1,000,000 | $2.3B | 0.28% | |
| 54 | —US ECOLOGY | 325,473 | $2.2B | 0.28% | |
| 55 | —INVITATION HOMES | 1,560,000 | $2.1B | 0.26% | |
| 56 | SHOPCN 0.125 11/01/25SHOPIFY | 1,780,000 | $2.1B | 0.26% | |
| 57 | —SURO CAPITAL CORP | 1,487,000 | $2.1B | 0.26% | |
| 58 | USACUSA COMPRESSION PARTNERS | 151,715 | $2.1B | 0.25% | |
| 59 | UONEURBAN ONE | 1,697,414 | $2.0B | 0.24% | |
| 60 | —COWEN INC | 1,250,000 | $1.9B | 0.24% | |
| 61 | —COLONY CAPITAL | 1,853,000 | $1.8B | 0.23% | |
| 62 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 291,105 | $1.8B | 0.23% | |
| 63 | GDLGDL FUND | 203,318 | $1.8B | 0.22% | |
| 64 | AMANTERO MIDSTREAM | 225,000 | $1.7B | 0.21% | |
| 65 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I | 1,570,000 | $1.7B | 0.21% | |
| 66 | —JOYY INC | 1,660,000 | $1.7B | 0.21% | |
| 67 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $1.7B | 0.20% | |
| 68 | —HARMONIC INC | 1,500,000 | $1.6B | 0.20% | |
| 69 | BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC | 1,500,000 | $1.6B | 0.20% | |
| 70 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 34,230 | $1.6B | 0.19% | |
| 71 | EXAS 0.375 03/01/28EXACT SCIENCES | 1,000,000 | $1.3B | 0.16% | |
| 72 | —ILLUMINA INC. | 832,000 | $1.2B | 0.15% | |
| 73 | CUROEURCURO GROUP | 84,537 | $1.2B | 0.15% | |
| 74 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 207,169 | $1.2B | 0.15% | |
| 75 | —READY CAPITAL | 46,500 | $1.1B | 0.14% | |
| 76 | OMER 5.25 02/15/26OMEROS | 1,000,000 | $1.1B | 0.13% | |
| 77 | —SHIP FINANCE INTERNATIONAL | 1,225,000 | $1.1B | 0.13% | |
| 78 | OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC. | 1,350,000 | $1.0B | 0.13% | |
| 79 | —MACQUARIE INFRASTRUCTURE | 1,025,885 | $1.0B | 0.13% | |
| 80 | —COLONY CAPITAL | 208,716 | $1.0B | 0.12% | |
| 81 | RLJ 1.95 PERP ARLJ LODGING TRUST | 39,087 | $994.0M | 0.12% | |
| 82 | —SHIP FINANCE INTERNATIONAL | 1,000,000 | $985.0M | 0.12% | |
| 83 | —PDC ENERGY INC | 1,000,000 | $980.0M | 0.12% | |
| 84 | LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC | 1,266,000 | $978.0M | 0.12% | |
| 85 | DISH 2.375 03/15/24DISH NETWORK | 1,000,000 | $942.0M | 0.12% | |
| 86 | —SIXTH STREET SPECIALTY LENDING | 790,000 | $856.0M | 0.11% | |
| 87 | —CORENERGY INFRASTRUCTURE TRUST | 1,150,000 | $840.0M | 0.10% | |
| 88 | —INTERCEPT PHARMACEUTICALS | 1,000,000 | $785.0M | 0.10% | |
| 89 | BHRBRAEMAR HOTELS & RESORTS | 165,787 | $764.0M | 0.09% | |
| 90 | LILAK 2 07/15/24LIBERTY LATIN AMERICA | 800,000 | $760.0M | 0.09% | |
| 91 | —HELIX ENERGY SOLUTIONS GROUP | 750,000 | $718.0M | 0.09% | |
| 92 | —NABORS INDUSTRIES INC | 1,250,000 | $663.0M | 0.08% | |
| 93 | —SALIENT MIDSTREAM & MLP FUND | 145,850 | $623.0M | 0.08% | |
| 94 | —MFA FINANCIAL | 518,000 | $516.0M | 0.06% | |
| 95 | —SUPERNUS PHARMACEUTICALS | 500,000 | $479.0M | 0.06% | |
| 96 | XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND | 38,276 | $464.0M | 0.06% | |
| 97 | XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND | 34,588 | $428.0M | 0.05% | |
| 98 | NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 46,255 | $401.0M | 0.05% | |
| 99 | BLWBLACKROCK LIMITED DURATION INCOME TRUST | 18,396 | $293.0M | 0.04% | |
| 100 | EPDENTERPRISE PRODUCTS PARTNERS, L.P. | 14,710 | $288.0M | 0.04% |
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