ZAZOVE ASSOCIATES LLC Q3 2020 Filing
Filed October 27, 2020
Portfolio Value
$769.1B
Holdings
109
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (109 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LUV 1.25 05/01/25SOUTHWEST AIRLINES | 52,160,000 | $68.1B | 8.86% | |
| 2 | —KAMAN CORPORATION | 63,103,000 | $62.3B | 8.10% | |
| 3 | —COWEN INC | 54,489,000 | $59.5B | 7.74% | |
| 4 | LMCA 1.375 10/15/23LIBERTY MEDIA | 44,683,000 | $49.0B | 6.37% | |
| 5 | —ILLUMINA INC. | 36,432,000 | $47.0B | 6.12% | |
| 6 | —INTERDIGITAL, INC | 36,056,000 | $37.3B | 4.85% | |
| 7 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 26,090,000 | $29.5B | 3.84% | |
| 8 | AKAM 0.125 05/01/25AKAMAI TECH | 21,030,000 | $27.1B | 3.52% | |
| 9 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 23,521,000 | $24.8B | 3.23% | |
| 10 | —ON SEMICONDUCTOR CORP | 18,492,000 | $24.4B | 3.17% | |
| 11 | —BOOKING HOLDINGS | 21,895,000 | $23.5B | 3.05% | |
| 12 | AKAM 0.375 09/01/27AKAMAI TECH | 17,050,000 | $19.7B | 2.56% | |
| 13 | —HOPE BANCORP | 18,665,000 | $15.4B | 2.00% | |
| 14 | 12,790,000 | $14.5B | 1.89% | ||
| 15 | —FLEXION THERAPEUTICS | 17,668,000 | $14.0B | 1.82% | |
| 16 | —WORKDAY, INC | 8,719,000 | $13.4B | 1.75% | |
| 17 | —HELIX ENERGY SOLUTIONS GROUP | 16,109,000 | $13.0B | 1.69% | |
| 18 | AYX 1 08/01/26ALTERYX | 12,385,000 | $12.4B | 1.61% | |
| 19 | —GREENBRIER COMPANIES | 13,440,000 | $12.3B | 1.60% | |
| 20 | ILMN 0 08/15/23ILLUMINA INC | 11,496,000 | $12.2B | 1.59% | |
| 21 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 11,631,000 | $12.0B | 1.56% | |
| 22 | —TEAM | 13,385,000 | $11.2B | 1.46% | |
| 23 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS, INC | 8,550,000 | $8.8B | 1.14% | |
| 24 | INSM 1.75 01/15/25INSMED | 7,410,000 | $8.1B | 1.05% | |
| 25 | —CSG SYSTEMS INTERNATIONAL, INC | 6,600,000 | $6.9B | 0.90% | |
| 26 | —CONMED CORP | 5,619,000 | $6.3B | 0.82% | |
| 27 | —ATLANTICUS HOLDINGS | 7,593,000 | $5.3B | 0.69% | |
| 28 | CMLSCUMULUS MEDIA INC | 971,152 | $5.2B | 0.67% | |
| 29 | TK 5 01/15/23TEEKAY | 5,221,000 | $4.3B | 0.56% | |
| 30 | NRG 2.75 06/01/48NRG ENERGY, INC | 4,045,000 | $4.2B | 0.55% | |
| 31 | —UNISYS | 3,356,000 | $4.1B | 0.53% | |
| 32 | PENN 2.75 05/15/26PENN NATIONAL GAMING | 1,250,000 | $4.0B | 0.52% | |
| 33 | —BLUEKNIGHT ENERGY PARTNERS | 2,598,100 | $4.0B | 0.52% | |
| 34 | —BAOZUN | 4,300,000 | $4.0B | 0.52% | |
| 35 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC | 3,058,000 | $3.7B | 0.48% | |
| 36 | BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS | 301,734 | $3.6B | 0.47% | |
| 37 | NSIT 0.75 02/15/25INSIGHT ENTERPRISES | 3,220,000 | $3.4B | 0.44% | |
| 38 | —THERAVANCE BIOPHARMA | 3,773,000 | $3.4B | 0.44% | |
| 39 | —ISTAR INC | 3,000,000 | $3.2B | 0.42% | |
| 40 | —HOSTESS BRANDS | 3,844,861 | $3.2B | 0.41% | |
| 41 | MLAB 1.375 08/15/25MESA LABORATORIES | 2,835,000 | $3.1B | 0.41% | |
| 42 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 65,591 | $2.9B | 0.38% | |
| 43 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC | 1,810,000 | $2.8B | 0.36% | |
| 44 | —SILICON LABORATORIES | 2,160,000 | $2.6B | 0.34% | |
| 45 | MELI 2 08/15/28MERCADOLIBRE | 1,000,000 | $2.5B | 0.33% | |
| 46 | DXCM 0.75 12/01/23DEXCOM | 1,000,000 | $2.5B | 0.33% | |
| 47 | EEFT 0.75 03/15/49EURONET WORLDWIDE INC | 2,630,000 | $2.5B | 0.33% | |
| 48 | —PURPLE INNOVATION | 385,784 | $2.5B | 0.33% | |
| 49 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 217,221 | $2.5B | 0.32% | |
| 50 | CCOCLEAR CHANNEL HOLDINGS, INC | 2,383,158 | $2.4B | 0.31% | |
| 51 | —CLEVELAND-CLIFFS | 2,295,000 | $2.4B | 0.31% | |
| 52 | —REALPAGE | 1,440,000 | $2.1B | 0.28% | |
| 53 | NVRO 2.75 04/01/25NEVRO CORP. | 1,320,000 | $2.1B | 0.27% | |
| 54 | —INVITATION HOMES | 1,560,000 | $2.0B | 0.26% | |
| 55 | UONEURBAN ONE | 1,695,714 | $2.0B | 0.26% | |
| 56 | HOUSREALOGY HOLDINGS | 204,861 | $1.9B | 0.25% | |
| 57 | —US ECOLOGY | 332,787 | $1.8B | 0.24% | |
| 58 | —COLONY CAPITAL | 1,853,000 | $1.8B | 0.23% | |
| 59 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 433,088 | $1.7B | 0.22% | |
| 60 | —SURO CAPITAL CORP | 1,487,000 | $1.7B | 0.22% | |
| 61 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 272,805 | $1.6B | 0.21% | |
| 62 | OMER 5.25 02/15/26OMEROS | 1,897,000 | $1.6B | 0.21% | |
| 63 | USACUSA COMPRESSION PARTNERS | 151,715 | $1.5B | 0.20% | |
| 64 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $1.4B | 0.19% | |
| 65 | GDLGDL FUND | 170,718 | $1.4B | 0.19% | |
| 66 | —FORTIVE | 1,345,000 | $1.4B | 0.18% | |
| 67 | —JOYY INC | 1,200,000 | $1.3B | 0.17% | |
| 68 | AMANTERO MIDSTREAM | 225,000 | $1.2B | 0.16% | |
| 69 | —SHIP FINANCE INTERNATIONAL | 1,220,000 | $1.2B | 0.16% | |
| 70 | —READY CAPITAL | 46,500 | $1.1B | 0.14% | |
| 71 | EXAS 0.375 03/01/28EXACT SCIENCES | 1,000,000 | $1.1B | 0.14% | |
| 72 | —PDC ENERGY INC | 1,000,000 | $961.0M | 0.12% | |
| 73 | —COLONY CAPITAL | 351,824 | $960.0M | 0.12% | |
| 74 | LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC | 1,266,000 | $950.0M | 0.12% | |
| 75 | —MACQUARIE INFRASTRUCTURE | 1,025,885 | $934.0M | 0.12% | |
| 76 | RLJ 1.95 PERP ARLJ LODGING TRUST | 39,087 | $910.0M | 0.12% | |
| 77 | DISH 2.375 03/15/24DISH NETWORK | 1,000,000 | $904.0M | 0.12% | |
| 78 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 207,169 | $835.0M | 0.11% | |
| 79 | —CORENERGY INFRASTRUCTURE TRUST | 1,150,000 | $825.0M | 0.11% | |
| 80 | —SIXTH STREET SPECIALTY LENDING | 790,000 | $819.0M | 0.11% | |
| 81 | —INTERCEPT PHARMACEUTICALS | 1,000,000 | $801.0M | 0.10% | |
| 82 | —SHIP FINANCE INTERNATIONAL | 900,000 | $794.0M | 0.10% | |
| 83 | OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC. | 1,350,000 | $769.0M | 0.10% | |
| 84 | —HELIX ENERGY SOLUTIONS GROUP | 750,000 | $709.0M | 0.09% | |
| 85 | LILAK 2 07/15/24LIBERTY LATIN AMERICA | 800,000 | $655.0M | 0.09% | |
| 86 | DSKEUSDDASEKE | 114,481 | $615.0M | 0.08% | |
| 87 | CUROEURCURO GROUP | 84,537 | $596.0M | 0.08% | |
| 88 | WSCWILLSCOT MOBILE MINI HOLDINGS | 30,630 | $511.0M | 0.07% | |
| 89 | RGENREPLIGEN | 350,000 | $500.0M | 0.07% | |
| 90 | —MFA FINANCIAL | 518,000 | $486.0M | 0.06% | |
| 91 | XPHDXPIONEER FLOATING RATE TRUST | 47,798 | $483.0M | 0.06% | |
| 92 | —SUPERNUS PHARMACEUTICALS | 500,000 | $462.0M | 0.06% | |
| 93 | XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND | 38,276 | $440.0M | 0.06% | |
| 94 | BHRBRAEMAR HOTELS & RESORTS | 165,787 | $414.0M | 0.05% | |
| 95 | XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND | 34,588 | $396.0M | 0.05% | |
| 96 | NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 46,255 | $379.0M | 0.05% | |
| 97 | KMI 4.75 03/31/28EL PASO ENERGY CAPITAL TRUST | 7,706 | $364.0M | 0.05% | |
| 98 | —SALIENT MIDSTREAM & MLP FUND | 100,550 | $352.0M | 0.05% | |
| 99 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT | 300,000 | $335.0M | 0.04% | |
| 100 | —NABORS INDUSTRIES INC | 1,250,000 | $331.0M | 0.04% |
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