ZAZOVE ASSOCIATES LLC Q3 2019 Filing
Filed October 28, 2019
Portfolio Value
$1.3T
Holdings
127
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (127 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —KAMAN CORPORATION | 80,613,000 | $92.1B | 7.33% | |
| 2 | —ILLUMINA INC | 61,865,000 | $82.2B | 6.54% | |
| 3 | LMCA 1.375 10/15/23LIBERTY MEDIA | 63,766,000 | $76.2B | 6.06% | |
| 4 | AKAM 0.125 05/01/25AKAMAI TECH | 64,200,000 | $73.6B | 5.86% | |
| 5 | —BOOKING HOLDINGS | 57,355,000 | $66.5B | 5.29% | |
| 6 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 53,525,000 | $56.4B | 4.49% | |
| 7 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC | 34,635,000 | $44.7B | 3.56% | |
| 8 | —SQUARE | 36,045,000 | $40.2B | 3.20% | |
| 9 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 37,498,000 | $35.2B | 2.80% | |
| 10 | SPLK 1.125 09/15/25SPLUNK | 31,695,000 | $34.7B | 2.76% | |
| 11 | —COWEN GROUP INC | 30,900,000 | $34.0B | 2.71% | |
| 12 | —WORKDAY INC | 25,699,000 | $33.7B | 2.68% | |
| 13 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS | 31,400,000 | $30.3B | 2.41% | |
| 14 | —ON SEMICONDUCTOR CORP | 23,487,000 | $28.3B | 2.25% | |
| 15 | NRG 2.75 06/01/48NRG ENERGY INC | 23,970,000 | $27.0B | 2.15% | |
| 16 | —HOPE BANCORP | 26,775,000 | $24.9B | 1.98% | |
| 17 | PRAA 3.5 06/01/23PRA GROUP INC | 23,294,000 | $23.6B | 1.87% | |
| 18 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC | 17,702,000 | $21.5B | 1.71% | |
| 19 | —RH | 18,586,000 | $20.1B | 1.60% | |
| 20 | —FLEXION THERAPEUTICS | 21,128,000 | $19.1B | 1.52% | |
| 21 | —ALTAIR ENGINEERING | 18,595,000 | $18.8B | 1.49% | |
| 22 | INSM 1.75 01/15/25INSMED | 22,020,000 | $18.4B | 1.46% | |
| 23 | —CSG SYSTEMS INTERNATIONAL INC | 15,860,000 | $18.0B | 1.43% | |
| 24 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 16,914,000 | $17.9B | 1.43% | |
| 25 | —THERAVANCE BIOPHARMA | 19,065,000 | $17.7B | 1.41% | |
| 26 | —TEAM | 15,820,000 | $17.5B | 1.39% | |
| 27 | —GREENBRIER COMPANIES | 17,872,000 | $17.1B | 1.36% | |
| 28 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS | 18,793,000 | $15.7B | 1.25% | |
| 29 | —SILICON LABORATORIES | 11,845,000 | $15.5B | 1.23% | |
| 30 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 219,626 | $11.0B | 0.88% | |
| 31 | MLAB 1.375 08/15/25MESA LABORATORIES | 9,985,000 | $10.7B | 0.85% | |
| 32 | RGENREPLIGEN | 10,410,000 | $10.3B | 0.82% | |
| 33 | CMLSCUMULUS MEDIA INC | 666,124 | $9.7B | 0.77% | |
| 34 | TK 5 01/15/23TEEKAY | 11,446,000 | $9.3B | 0.74% | |
| 35 | SPLK 0.5 09/15/23SPLUNK | 8,410,000 | $9.1B | 0.72% | |
| 36 | —II-VI | 7,390,000 | $7.7B | 0.61% | |
| 37 | —NEW RELIC | 7,500,000 | $7.1B | 0.56% | |
| 38 | —NANTHEALTH | 11,070,000 | $7.0B | 0.55% | |
| 39 | TDOC 1.375 05/15/25TELADOC | 4,520,000 | $6.7B | 0.54% | |
| 40 | UONEURBAN ONE | 3,311,088 | $6.4B | 0.51% | |
| 41 | —EMMIS COMMUNICATIONS | 1,267,629 | $6.3B | 0.50% | |
| 42 | —HOSTESS BRANDS | 3,304,012 | $5.7B | 0.45% | |
| 43 | —COLONY CAPITAL | 4,963,000 | $4.9B | 0.39% | |
| 44 | AMANTERO MIDSTREAM | 650,000 | $4.8B | 0.38% | |
| 45 | —FORTIVE | 5,000 | $4.5B | 0.36% | |
| 46 | CCOCLEAR CHANNEL HOLDINGS INC | 1,720,000 | $4.3B | 0.34% | |
| 47 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 312,798 | $3.9B | 0.31% | |
| 48 | —ISTAR INC | 3,650,000 | $3.9B | 0.31% | |
| 49 | —UNISYS | 3,500,000 | $3.8B | 0.31% | |
| 50 | —COLONY CAPITAL | 598,879 | $3.6B | 0.29% | |
| 51 | BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC | 3,210,000 | $3.2B | 0.25% | |
| 52 | —SHIP FINANCE INTERNATIONAL | 2,970,000 | $3.1B | 0.25% | |
| 53 | —SUPERNUS PHARMACEUTICALS | 3,310,000 | $3.1B | 0.25% | |
| 54 | —JOHNSON JOHNSON | 1,655,000 | $2.9B | 0.23% | |
| 55 | LGND 0.75 05/15/23LIGAND PHARMACEUTICALS INC | 3,438,000 | $2.9B | 0.23% | |
| 56 | —RH | 1,910,000 | $2.8B | 0.23% | |
| 57 | USACUSA COMPRESSION PARTNERS | 162,957 | $2.8B | 0.22% | |
| 58 | —BLUEKNIGHT ENERGY PARTNERS | 2,472,769 | $2.8B | 0.22% | |
| 59 | ILMN 0 08/15/23ILLUMINA INC | 2,500,000 | $2.8B | 0.22% | |
| 60 | —ATLANTICUS HOLDINGS | 4,500,000 | $2.7B | 0.21% | |
| 61 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 344,705 | $2.6B | 0.21% | |
| 62 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 159,045 | $2.3B | 0.18% | |
| 63 | —NRC GROUP HOLDINGS | 933,357 | $2.3B | 0.18% | |
| 64 | —INVITATION HOMES | 1,680,000 | $2.2B | 0.18% | |
| 65 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 202,441 | $2.2B | 0.17% | |
| 66 | —INTERDIGITAL INC | 2,150,000 | $2.1B | 0.17% | |
| 67 | WDC 1.5 02/01/24WESTERN DIGITAL CORP | 2,000,000 | $1.9B | 0.15% | |
| 68 | BHR 5.5 PERP bBRAEMAR HOTELS RESORTS | 91,780 | $1.9B | 0.15% | |
| 69 | —FIRST MAJESTIC SILVER | 1,490,000 | $1.8B | 0.14% | |
| 70 | —GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND | 331,058 | $1.6B | 0.13% | |
| 71 | CUROEURCURO GROUP | 119,952 | $1.6B | 0.13% | |
| 72 | —REALPAGE | 1,000,000 | $1.6B | 0.13% | |
| 73 | —BECTON DICKINSON AND CO | 25,000 | $1.5B | 0.12% | |
| 74 | FCN 2 08/15/23FTI CONSULTING INC | 1,250,000 | $1.5B | 0.12% | |
| 75 | —SEACOR HOLDING INC | 1,525,000 | $1.5B | 0.12% | |
| 76 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT | 1,250,000 | $1.5B | 0.12% | |
| 77 | —WRIGHT MEDICAL GROUP NV | 1,250,000 | $1.5B | 0.12% | |
| 78 | —HORIZON PHARMA PLC | 1,250,000 | $1.5B | 0.12% | |
| 79 | —CTRIPCOM INTERNATIONAL LTD | 1,400,000 | $1.4B | 0.11% | |
| 80 | GDLGDL FUND | 153,942 | $1.4B | 0.11% | |
| 81 | BAC 7.25 PERP LBANK OF AMERICA | 883 | $1.3B | 0.11% | |
| 82 | —SUTTER ROCK CAPITAL CORP | 1,387,000 | $1.3B | 0.10% | |
| 83 | —MICROCHIP TECHNOLOGY INCORPORATED | 1,000,000 | $1.3B | 0.10% | |
| 84 | —READY CAPITAL | 46,500 | $1.3B | 0.10% | |
| 85 | —PRA GROUP INC | 1,233,000 | $1.2B | 0.10% | |
| 86 | EZPW 2.875 07/01/24EZCORP INC | 1,250,000 | $1.2B | 0.09% | |
| 87 | —INSULET CORP | 625,000 | $1.1B | 0.09% | |
| 88 | DISH 3.375 08/15/26DISH NETWORK | 1,250,000 | $1.1B | 0.09% | |
| 89 | RLJ 1.95 PERP ARLJ LODGING TRUST | 39,087 | $1.1B | 0.08% | |
| 90 | —PRETIUM RESOURCES | 1,000,000 | $1.0B | 0.08% | |
| 91 | WFC 7.5 PERP LWELLS FARGO COMPANY | 681 | $1.0B | 0.08% | |
| 92 | DISH 2.375 03/15/24DISH NETWORK | 1,155,000 | $1.0B | 0.08% | |
| 93 | —ENCORE CAPITAL GROUP INC | 1,000,000 | $1.0B | 0.08% | |
| 94 | —HARMONIC INC | 762,000 | $991.0M | 0.08% | |
| 95 | VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC | 1,000,000 | $938.0M | 0.07% | |
| 96 | —MACQUARIE INFRASTRUCTURE | 1,000,000 | $915.0M | 0.07% | |
| 97 | —TPG SPECIALTY LENDING INC | 870,000 | $913.0M | 0.07% | |
| 98 | LINTA 3.75 02/15/30LIBERTY MEDIA | 1,266,000 | $908.0M | 0.07% | |
| 99 | —TEVA PHARM | 987,000 | $896.0M | 0.07% | |
| 100 | —HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPIT | 783,000 | $881.0M | 0.07% |
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