ZAZOVE ASSOCIATES LLC Q3 2016 Filing
Filed November 4, 2016
Portfolio Value
$2.2T
Holdings
110
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (110 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —PRICELINE COM | 101,404,000 | $131.3B | 6.06% | |
| 2 | —TEVA PHARM | 29,676,000 | $114.4B | 5.28% | |
| 3 | LMCA 1.375 10/15/23LIBERTY MEDIA | 700,000 | $108.7B | 5.02% | |
| 4 | —CITRIX SYSTEMS INC | 1,000,000 | $94.5B | 4.36% | |
| 5 | INTC 3.25 08/01/39INTEL CORPORATION | 40,705,000 | $84.2B | 3.89% | |
| 6 | —WELLTOWER INC | 15,037,000 | $83.8B | 3.87% | |
| 7 | —JOHNSON & JOHNSON | 13,210,000 | $80.7B | 3.73% | |
| 8 | —PROSPECT CAPITAL CORPORATION | 600,000 | $80.1B | 3.70% | |
| 9 | —ALCOA INC | 18,830,000 | $74.8B | 3.45% | |
| 10 | —JANUS CAPITAL GROUP INC | 100,978,000 | $63.9B | 2.95% | |
| 11 | —STILLWATER MINING CO | 2,400,000 | $63.3B | 2.92% | |
| 12 | —AIR LEASE CORPORATION | 4,339,000 | $61.1B | 2.82% | |
| 13 | —MACQUARIE INFRASTRUCTURE COMPANY LLC | 21,080,000 | $56.7B | 2.62% | |
| 14 | —LAM RESEARCH CORPORATION | 30,972,000 | $50.3B | 2.32% | |
| 15 | —TRINITY INDUSTRIES INC | 94,943,000 | $47.0B | 2.17% | |
| 16 | —RED HAT INC | 27,405,000 | $43.8B | 2.02% | |
| 17 | —RPM INTERNATIONAL INC | 10,815,000 | $40.4B | 1.87% | |
| 18 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 200,000 | $39.6B | 1.83% | |
| 19 | —ELECTRONICS FOR IMAGING | 4,980,000 | $39.2B | 1.81% | |
| 20 | —XILINX INC | 12,785,000 | $39.0B | 1.80% | |
| 21 | —ALON USA ENERGY INC | 17,715,000 | $38.6B | 1.78% | |
| 22 | —COLONY CAPITAL INC | 22,240,000 | $38.5B | 1.78% | |
| 23 | —SALESFORCE COM INC | 1,380,000 | $37.3B | 1.72% | |
| 24 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 5,350,000 | $36.1B | 1.67% | |
| 25 | —INTEL CORP | 24,725,000 | $34.4B | 1.59% | |
| 26 | —DYCOM INDUSTRIES INC | 1,595,000 | $32.4B | 1.50% | |
| 27 | —COWEN GROUP INC | 4,875,000 | $32.0B | 1.48% | |
| 28 | —GREENBRIER COMPANIES | 24,720,000 | $30.2B | 1.39% | |
| 29 | —TPG SPECIALTY LENDING INC | 6,430,000 | $29.7B | 1.37% | |
| 30 | —LABORATORY CORP OF AMER HLDGS | 2,590,000 | $29.4B | 1.36% | |
| 31 | —CARRIAGE SERVICES | 23,560,000 | $28.5B | 1.32% | |
| 32 | —PORTFOLIO RECOVERY ASSOCIATES INC | 2,740,000 | $27.8B | 1.29% | |
| 33 | —MOLINA HEALTHCARE INC | 17,167,000 | $24.1B | 1.11% | |
| 34 | —WEATHERFORD INTERNATIONAL LIMITED | 20,270,000 | $22.1B | 1.02% | |
| 35 | —CORENERGY INFRASTRUCTURE TRUST | 1,500,000 | $22.1B | 1.02% | |
| 36 | —KEYW HOLDING CORP | 49,038,000 | $21.3B | 0.98% | |
| 37 | —ROYAL GOLD INC | 5,580,000 | $20.9B | 0.97% | |
| 38 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC | 2,000,000 | $19.7B | 0.91% | |
| 39 | —B2GOLD CORPORATION | 41,755,000 | $16.3B | 0.75% | |
| 40 | —GENERAL MOTORS CORP | 214,018 | $15.8B | 0.73% | |
| 41 | —ENERNOC INC | 28,494,000 | $14.7B | 0.68% | |
| 42 | —CEMEX S A | 34,362,000 | $12.5B | 0.58% | |
| 43 | —AKAMAI TECH | 200,000 | $11.4B | 0.53% | |
| 44 | —SPECTRANETICS CORPORATION | 1,940,000 | $11.2B | 0.52% | |
| 45 | —TELIGENT INC | 5,195,000 | $10.6B | 0.49% | |
| 46 | —AMTRUST FINANCIAL SERVICES INC | 50,066,000 | $10.0B | 0.46% | |
| 47 | —RESOURCE CAPITAL CORPORATION | 2,145,000 | $9.6B | 0.44% | |
| 48 | WFC 7.5 PERP LWELLS FARGO & COMPANY | 1,000,000 | $9.3B | 0.43% | |
| 49 | —ALTRA HOLDINGS INC | 25,174,000 | $8.9B | 0.41% | |
| 50 | —ICONIX BRAND GROUP INC | 6,045,000 | $8.7B | 0.40% | |
| 51 | —TERRAVIA HOLDINGS | 12,256,000 | $8.1B | 0.38% | |
| 52 | —TRULIA INC | 18,970,000 | $6.9B | 0.32% | |
| 53 | —NXP SEMICONDUCTORS NV | 8,340,000 | $6.5B | 0.30% | |
| 54 | —TERRAVIA HOLDINGS | 15,510,000 | $5.8B | 0.27% | |
| 55 | —AMYRIS | 1,995,000 | $5.5B | 0.26% | |
| 56 | —RADIO ONE INC | 61,456,000 | $5.2B | 0.24% | |
| 57 | —INTERDIGITAL INC | 1,310,000 | $4.5B | 0.21% | |
| 58 | —GLOBAL EAGLE ENTERTAINMENT INC | 6,020,000 | $3.9B | 0.18% | |
| 59 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 127,000 | $3.5B | 0.16% | |
| 60 | —IRIDIUM COMMUNICATIONS | 1,977,509 | $3.2B | 0.15% | |
| 61 | —PRICELINE COM | 73,503,000 | $2.9B | 0.14% | |
| 62 | —WEBMD HEALTH CORP | 1,250,000 | $2.6B | 0.12% | |
| 63 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 1,500,000 | $2.6B | 0.12% | |
| 64 | —SAFEGUARD SCIENTIFICS | 7,870,000 | $2.5B | 0.12% | |
| 65 | —EMMIS COMMUNICATIONS | 12,576,332 | $2.5B | 0.11% | |
| 66 | ELV 2.75 10/15/42ANTHEM INC | 5,715,000 | $2.2B | 0.10% | |
| 67 | —SPIRIT REALTY CAPITAL INC | 370,000 | $2.1B | 0.10% | |
| 68 | —FXCM INC | 11,747,000 | $2.1B | 0.10% | |
| 69 | —COLONY CAPITAL INC | 36,277,000 | $2.0B | 0.09% | |
| 70 | —CUMULUS MEDIA INC | 37,500 | $1.8B | 0.08% | |
| 71 | —KEYCORP | 7,069 | $1.6B | 0.07% | |
| 72 | —BANK OF AMERICA | 23,500 | $1.6B | 0.07% | |
| 73 | —PDL BIOPHARMA INC | 33,638,000 | $1.5B | 0.07% | |
| 74 | —GSV CAPITAL CORP | 11,770,000 | $1.5B | 0.07% | |
| 75 | —SEACOR HOLDING INC | 8,590,000 | $1.5B | 0.07% | |
| 76 | —DEPOMED INC | 5,375,000 | $1.4B | 0.07% | |
| 77 | —AEGEAN MARINE PETROLEUM NETWORK | 25,448,000 | $1.2B | 0.05% | |
| 78 | —QUANTUM CORP | 19,530,000 | $1.0B | 0.05% | |
| 79 | —AMERICAN REALTY CAPITAL PROPERTIES INC | 1,400,000 | $1.0B | 0.05% | |
| 80 | —HORNBECK OFFSHORE SERVICES INC | 50,657,000 | $969.0M | 0.04% | |
| 81 | —PRICELINE COM | 33,427,000 | $948.0M | 0.04% | |
| 82 | —FELCOR LODGING TRUST INC | 818,636 | $940.0M | 0.04% | |
| 83 | —BROOKFIELD TOTAL RETURN FUND | 13,144 | $850.0M | 0.04% | |
| 84 | LINTA 3.75 02/15/30LIBERTY MEDIA | 1,805,000 | $794.0M | 0.04% | |
| 85 | —EURONET WORLDWIDE INC | 2,140,000 | $708.0M | 0.03% | |
| 86 | —NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | 35,909,000 | $684.0M | 0.03% | |
| 87 | —PERNIX THERAPEUTICS HOLDINGS | 87,644,000 | $650.0M | 0.03% | |
| 88 | —REDWOOD TRUST INC | 2,650,000 | $611.0M | 0.03% | |
| 89 | XFOFXCOHEN & STEERS CLOSED-END OPPORTUNITY FUND | 2,362,157 | $603.0M | 0.03% | |
| 90 | DPGDUFF & PHELPS GLOBAL UTILITY INCOME FUND | 1,132,476 | $578.0M | 0.03% | |
| 91 | UTFCOHEN & STEERS INFRASTRUCTURE FUND | 171,671 | $576.0M | 0.03% | |
| 92 | —CAPITAL ONE FINANCIAL CORPORATION | 13,144 | $576.0M | 0.03% | |
| 93 | —MODUSLINK GLOBAL SOLUTIONS INC | 5,450,000 | $566.0M | 0.03% | |
| 94 | XPHDXPIONEER FLOATING RATE TRUST | 6,275,000 | $564.0M | 0.03% | |
| 95 | BSLBLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND | 125,841 | $562.0M | 0.03% | |
| 96 | GLUGABELLI CONVERTIBLE AND INCOME FUND | 26,758 | $555.0M | 0.03% | |
| 97 | —BLACKROCK DEBT STRATEGIES FUND INC | 5,436,616 | $555.0M | 0.03% | |
| 98 | —INTEGRATED DEVICE TECH | 47,271,000 | $487.0M | 0.02% | |
| 99 | —SPIRIT REALTY CAPITAL INC | 56,466,000 | $420.0M | 0.02% | |
| 100 | DRRXEURDURECT CORPORATION | 112,096 | $354.0M | 0.02% |
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