ZAZOVE ASSOCIATES LLC Q1 2021 Filing
Filed April 27, 2021
Portfolio Value
$847.5B
Holdings
116
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (116 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —KAMAN CORPORATION | 65,894,000 | $71.5B | 8.44% | |
| 2 | —BOOKING HOLDINGS | 56,613,000 | $66.8B | 7.88% | |
| 3 | AKAM 0.375 09/01/27AKAMAI TECH | 58,690,000 | $63.9B | 7.54% | |
| 4 | LMCA 1.375 10/15/23LIBERTY MEDIA | 47,533,000 | $60.8B | 7.18% | |
| 5 | PENG 2.25 02/15/26SMART GLOBAL HOLDINGS | 27,630,000 | $36.5B | 4.30% | |
| 6 | —INTERDIGITAL, INC | 31,876,000 | $34.1B | 4.02% | |
| 7 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST | 25,730,000 | $30.3B | 3.57% | |
| 8 | LITE 0.5 12/15/26LUMENTUM HOLDINGS | 22,607,000 | $26.4B | 3.11% | |
| 9 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 22,891,000 | $25.8B | 3.04% | |
| 10 | PDD 0 12/01/25PINDUODUO | 17,385,000 | $18.4B | 2.17% | |
| 11 | RVNC 1.75 02/15/27REVANCE THERAPEUTICS | 15,650,000 | $17.6B | 2.07% | |
| 12 | —FLEXION THERAPEUTICS | 17,938,000 | $16.3B | 1.92% | |
| 13 | ILMN 0 08/15/23ILLUMINA INC | 13,290,000 | $15.8B | 1.87% | |
| 14 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 11,785,000 | $15.6B | 1.84% | |
| 15 | VATE 7.5 08/01/26 *HC2 HOLDINGS | 12,363,000 | $14.4B | 1.70% | |
| 16 | —HELIX ENERGY SOLUTIONS GROUP | 11,729,000 | $13.7B | 1.61% | |
| 17 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC | 11,282,000 | $13.6B | 1.61% | |
| 18 | NRG 2.75 06/01/48NRG ENERGY, INC | 10,875,000 | $12.6B | 1.49% | |
| 19 | AYX 1 08/01/26ALTERYX | 13,625,000 | $12.4B | 1.47% | |
| 20 | 7,277,000 | $11.5B | 1.36% | ||
| 21 | SHOPCN 0.125 11/01/25SHOPIFY | 9,030,000 | $10.3B | 1.22% | |
| 22 | AKAM 0.125 05/01/25AKAMAI TECH | 8,310,000 | $10.1B | 1.19% | |
| 23 | MLAB 1.375 08/15/25MESA LABORATORIES | 9,115,000 | $10.0B | 1.18% | |
| 24 | CMLSCUMULUS MEDIA INC | 1,049,304 | $9.6B | 1.13% | |
| 25 | CYBR 0 11/15/24CYBERARK SOFTWARE | 8,585,000 | $9.3B | 1.10% | |
| 26 | —HOPE BANCORP | 9,231,000 | $9.1B | 1.08% | |
| 27 | —SIXTH STREET SPECIALTY LENDING | 7,895,000 | $8.9B | 1.05% | |
| 28 | BHRBRAEMAR HOTELS & RESORTS | 1,394,804 | $8.5B | 1.00% | |
| 29 | —BLUEKNIGHT ENERGY PARTNERS | 2,516,798 | $8.2B | 0.96% | |
| 30 | —CONMED CORP | 4,519,000 | $7.1B | 0.83% | |
| 31 | —CSG SYSTEMS INTERNATIONAL, INC | 6,297,000 | $6.6B | 0.78% | |
| 32 | LUV 1.25 05/01/25SOUTHWEST AIRLINES | 3,724,000 | $6.4B | 0.76% | |
| 33 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 5,890,000 | $6.4B | 0.75% | |
| 34 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I | 5,835,000 | $6.4B | 0.75% | |
| 35 | NEO 0.25 01/15/28NEOGENOMICS | 6,125,000 | $6.2B | 0.73% | |
| 36 | —ATLANTICUS HOLDINGS | 4,693,000 | $6.2B | 0.73% | |
| 37 | OXY/WSOCCIDENTAL PETROLEUM | 500,000 | $5.9B | 0.70% | |
| 38 | TK 5 01/15/23TEEKAY | 5,446,000 | $5.2B | 0.62% | |
| 39 | INN 1.5 02/15/26SUMMIT HOTEL PROPERTIES | 4,040,000 | $4.5B | 0.53% | |
| 40 | —GREENBRIER COMPANIES | 3,950,000 | $4.3B | 0.51% | |
| 41 | UONEURBAN ONE | 2,470,859 | $4.3B | 0.51% | |
| 42 | CCOCLEAR CHANNEL HOLDINGS, INC | 2,386,572 | $4.3B | 0.51% | |
| 43 | —LENDINGTREE | 3,500,000 | $4.2B | 0.50% | |
| 44 | EEFT 0.75 03/15/49EURONET WORLDWIDE INC | 3,630,000 | $4.2B | 0.49% | |
| 45 | EOSEWEOS ENERGY ENTERPRISES | 427,080 | $3.8B | 0.45% | |
| 46 | —ISTAR INC | 2,800,000 | $3.7B | 0.44% | |
| 47 | —BAOZUN | 3,300,000 | $3.4B | 0.40% | |
| 48 | —FORTIVE | 3,345,000 | $3.4B | 0.40% | |
| 49 | —THERAVANCE BIOPHARMA | 3,182,000 | $3.2B | 0.38% | |
| 50 | RNG 0 03/01/25RINGCENTRAL | 2,927,000 | $3.2B | 0.38% | |
| 51 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 433,088 | $3.1B | 0.37% | |
| 52 | LSEALANDSEA HOMES | 318,796 | $3.0B | 0.36% | |
| 53 | SPLK 0.5 09/15/23SPLUNK | 2,550,000 | $2.9B | 0.34% | |
| 54 | —HOSTESS BRANDS | 1,817,823 | $2.8B | 0.33% | |
| 55 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 217,221 | $2.7B | 0.32% | |
| 56 | NSIT 0.75 02/15/25INSIGHT ENTERPRISES | 1,780,000 | $2.6B | 0.31% | |
| 57 | —COWEN INC | 1,250,000 | $2.6B | 0.30% | |
| 58 | USACUSA COMPRESSION PARTNERS | 151,715 | $2.3B | 0.27% | |
| 59 | NVRO 2.75 04/01/25NEVRO CORP | 1,500,000 | $2.3B | 0.27% | |
| 60 | —US ECOLOGY | 242,372 | $2.2B | 0.26% | |
| 61 | AMANTERO MIDSTREAM | 225,000 | $2.0B | 0.24% | |
| 62 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 295,073 | $2.0B | 0.23% | |
| 63 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 291,105 | $1.9B | 0.22% | |
| 64 | —COLONY CAPITAL | 1,853,000 | $1.9B | 0.22% | |
| 65 | GDLGDL FUND | 203,318 | $1.8B | 0.21% | |
| 66 | GMED 0.375 03/15/25NUVASIVE, INC | 1,710,000 | $1.7B | 0.21% | |
| 67 | —MERITOR | 1,500,000 | $1.7B | 0.20% | |
| 68 | —MARRIOTT VACATIONS WORLDWIDE CORP | 1,319,000 | $1.7B | 0.20% | |
| 69 | —HARMONIC INC | 1,500,000 | $1.7B | 0.20% | |
| 70 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 34,230 | $1.7B | 0.20% | |
| 71 | LYV 2 02/15/25LIVE NATION ENTERTAINMENT | 1,500,000 | $1.7B | 0.20% | |
| 72 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $1.7B | 0.20% | |
| 73 | —JOYY INC | 1,360,000 | $1.6B | 0.19% | |
| 74 | —PROOFPOINT | 1,500,000 | $1.6B | 0.19% | |
| 75 | AESCAES | 15,000 | $1.5B | 0.18% | |
| 76 | SPLK 1.125 09/15/25SPLUNK | 1,270,000 | $1.5B | 0.18% | |
| 77 | —STAR PEAK ENERGY TRANSITION | 105,262 | $1.5B | 0.18% | |
| 78 | RVNCEURREVANCE THERAPEUTICS | 52,235 | $1.5B | 0.17% | |
| 79 | —CORENERGY INFRASTRUCTURE TRUST | 1,575,000 | $1.4B | 0.17% | |
| 80 | OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC. | 1,350,000 | $1.3B | 0.15% | |
| 81 | OMER 5.25 02/15/26OMEROS | 1,000,000 | $1.2B | 0.15% | |
| 82 | PSFEPAYSAFE | 287,177 | $1.2B | 0.15% | |
| 83 | CUROEURCURO GROUP | 84,537 | $1.2B | 0.15% | |
| 84 | —SHIP FINANCE INTERNATIONAL | 1,225,000 | $1.2B | 0.14% | |
| 85 | —TWITTER | 1,000,000 | $1.0B | 0.12% | |
| 86 | —TEAM | 1,017,000 | $1.0B | 0.12% | |
| 87 | —CLOVER HEALTH INVESTMENTS | 633,805 | $995.0M | 0.12% | |
| 88 | LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC | 1,266,000 | $978.0M | 0.12% | |
| 89 | DISH 2.375 03/15/24DISH NETWORK | 1,000,000 | $959.0M | 0.11% | |
| 90 | —NABORS INDUSTRIES INC | 1,250,000 | $936.0M | 0.11% | |
| 91 | —CHURCHILL CAPITAL CORP IV | 77,500 | $874.0M | 0.10% | |
| 92 | —INTERCEPT PHARMACEUTICALS | 1,000,000 | $826.0M | 0.10% | |
| 93 | —SALIENT MIDSTREAM & MLP FUND | 156,650 | $799.0M | 0.09% | |
| 94 | LILAK 2 07/15/24LIBERTY LATIN AMERICA | 800,000 | $789.0M | 0.09% | |
| 95 | —PDC ENERGY INC | 777,000 | $773.0M | 0.09% | |
| 96 | —LANDSEA HOMES | 2,935,718 | $752.0M | 0.09% | |
| 97 | —HELIX ENERGY SOLUTIONS GROUP | 750,000 | $747.0M | 0.09% | |
| 98 | —MFA FINANCIAL | 518,000 | $519.0M | 0.06% | |
| 99 | XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND | 38,276 | $498.0M | 0.06% | |
| 100 | —INVITATION HOMES | 350,000 | $496.0M | 0.06% |
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