WHITEBOX ADVISORS LLC Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$3648.8T
Holdings
329
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (329 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 922,500 | $438.5T | 12.02% | Put |
| 2 | RCL 6 08/15/25ROYAL CARIBBEAN GROUP | 81,050,000 | $215.8T | 5.91% | |
| 3 | RCLROYAL CARIBBEAN GROUP | 1,601,630 | $207.4T | 5.68% | Put |
| 4 | LBRDKLIBERTY BROADBAND CORP | 1,950,922 | $157.2T | 4.31% | |
| 5 | AALAMERICAN AIRLS GROUP INC | 10,150,000 | $139.5T | 3.82% | Put |
| 6 | AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC | 103,970,000 | $115.1T | 3.16% | |
| 7 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 61,600,000 | $101.4T | 2.78% | |
| 8 | CCLCARNIVAL CORP | 5,100,000 | $94.6T | 2.59% | Put |
| 9 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 45,533,000 | $94.2T | 2.58% | |
| 10 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 55,500,000 | $90.7T | 2.49% | |
| 11 | Z 1.375 09/01/26ZILLOW GROUP INC | 58,395,000 | $79.6T | 2.18% | |
| 12 | NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC. | 105,650,000 | $71.6T | 1.96% | |
| 13 | AAPLAPPLE INC | 350,000 | $67.4T | 1.85% | Put |
| 14 | 0J7QIAC INC | 1,280,890 | $67.1T | 1.84% | |
| 15 | MSTR 0 02/15/27MICROSTRATEGY INC | 70,800,000 | $61.2T | 1.68% | |
| 16 | XLISELECT SECTOR SPDR TR | 500,000 | $57.0T | 1.56% | Put |
| 17 | TFPMTRIPLE FLAG PRECIOUS METAL | 3,567,446 | $47.5T | 1.30% | |
| 18 | OIHVANECK ETF TRUST | 150,000 | $46.4T | 1.27% | Put |
| 19 | WOLF 1.875 12/01/29WOLFSPEED INC | 65,000,000 | $44.3T | 1.21% | |
| 20 | WOLF*WOLFSPEED INC | 1,000,000 | $43.5T | 1.19% | Put |
| 21 | GRFSGRIFOLS S A | 3,678,262 | $42.5T | 1.17% | |
| 22 | SMTC 1.625 11/01/27SEMTECH CORP | 48,550,000 | $41.5T | 1.14% | |
| 23 | W 3.25 09/15/27WAYFAIR INC | 33,000,000 | $40.6T | 1.11% | |
| 24 | NVMI 0 10/15/25NOVA LTD | 22,000,000 | $40.5T | 1.11% | |
| 25 | COIN 0.5 06/01/26COINBASE GLOBAL INC | 40,700,000 | $36.9T | 1.01% | |
| 26 | VALVALARIS LTD | 526,005 | $36.1T | 0.99% | |
| 27 | TDWTIDEWATER INC NEW | 500,000 | $36.1T | 0.99% | Call |
| 28 | ACIALBERTSONS COS INC | 1,550,607 | $35.7T | 0.98% | |
| 29 | BNBROOKFIELD CORP | 865,340 | $34.7T | 0.95% | |
| 30 | BAXBAXTER INTL INC | 856,530 | $33.1T | 0.91% | |
| 31 | BFHBREAD FINANCIAL HOLDINGS INC | 1,000,000 | $32.9T | 0.90% | Put |
| 32 | UALUNITED AIRLS HLDGS INC | 770,000 | $31.8T | 0.87% | Put |
| 33 | XMTR 1 02/01/27XOMETRY INC | 31,735,000 | $29.8T | 0.82% | |
| 34 | CATCATERPILLAR INC | 100,000 | $29.6T | 0.81% | Put |
| 35 | CHRDCHORD ENERGY CORPORATION | 177,550 | $29.5T | 0.81% | |
| 36 | MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN | 34,755,000 | $29.1T | 0.80% | |
| 37 | ARRY 1 12/01/28ARRAY TECHNOLOGIES INC | 28,950,000 | $28.5T | 0.78% | |
| 38 | BYNDBEYOND MEAT INC | 3,184,200 | $28.3T | 0.78% | Put |
| 39 | INSM 0.75 06/01/28INSMED INC | 24,300,000 | $27.8T | 0.76% | |
| 40 | HCI 4.75 06/01/42HCI GROUP INC | 22,250,000 | $27.5T | 0.75% | |
| 41 | GPORGULFPORT ENERGY CORP | 200,620 | $26.7T | 0.73% | |
| 42 | HEIHEICO CORP NEW | 183,581 | $26.1T | 0.72% | |
| 43 | RIVNRIVIAN AUTOMOTIVE INC | 1,000,000 | $23.5T | 0.64% | Put |
| 44 | W 1 08/15/26WAYFAIR INC | 26,775,000 | $23.4T | 0.64% | |
| 45 | MIGAMICROSTRATEGY INC | 36,000 | $22.7T | 0.62% | Put |
| 46 | WOLF 1.75 05/01/26WOLFSPEED INC | 19,209,000 | $21.9T | 0.60% | |
| 47 | UPST 0.25 08/15/26UPSTART HLDGS INC | 29,861,000 | $21.8T | 0.60% | |
| 48 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 15,550,000 | $20.8T | 0.57% | |
| 49 | AORT 4.25 07/01/25ARTIVION INC | 19,250,000 | $20.4T | 0.56% | |
| 50 | AQN.TOALGONQUIN PWR UTILS CORP | 3,157,963 | $20.0T | 0.55% | |
| 51 | NENOBLE CORP PLC | 384,594 | $18.5T | 0.51% | |
| 52 | BANDBANDWIDTH INC | 21,885,000 | $18.1T | 0.50% | |
| 53 | BILL 0 12/01/25BILL HOLDINGS INC | 19,124,000 | $18.0T | 0.49% | |
| 54 | —LIBERTY MEDIA CORP DEL | 601,926 | $17.3T | 0.47% | |
| 55 | UPSTUPSTART HLDGS INC | 420,000 | $17.2T | 0.47% | Put |
| 56 | INFN 3.75 08/01/28INFINERA CORP | 17,000,000 | $16.7T | 0.46% | |
| 57 | PTCT 1.5 09/15/26PTC THERAPEUTICS INC | 17,500,000 | $16.0T | 0.44% | |
| 58 | BLCOBAUSCH PLUS LOMB CORP | 932,819 | $15.9T | 0.44% | |
| 59 | NOVAQSUNNOVA ENERGY INTL INC. | 1,000,000 | $15.3T | 0.42% | Put |
| 60 | BHCBAUSCH HEALTH COS INC | 1,890,882 | $15.2T | 0.42% | |
| 61 | NCLHNORWEGIAN CRUISE LINE HLDG L | 750,000 | $15.0T | 0.41% | Put |
| 62 | LM0CLIBERTY MEDIA CORP DEL | 518,774 | $14.9T | 0.41% | |
| 63 | BYND 0 03/15/27BEYOND MEAT INC | 82,571,000 | $14.9T | 0.41% | |
| 64 | SCHWSCHWAB CHARLES CORP | 200,000 | $13.8T | 0.38% | Put |
| 65 | MAXN 6.5 07/15/25MAXEON SOLAR TECHNOLOGIES LT | 16,775,000 | $13.4T | 0.37% | |
| 66 | CDLX 1 09/15/25CARDLYTICS INC | 21,500,000 | $13.2T | 0.36% | |
| 67 | RGENREPLIGEN CORP | 11,500,000 | $12.8T | 0.35% | |
| 68 | HOUS 0.25 06/15/26REALOGY GRP LLC/REALOGY CO | 15,716,000 | $12.3T | 0.34% | |
| 69 | NDQINVESCO QQQ TR | 26,000 | $10.6T | 0.29% | Put |
| 70 | GMGENERAL MTRS CO | 273,991 | $9.8T | 0.27% | |
| 71 | ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE | 16,850,000 | $9.7T | 0.27% | |
| 72 | LBRDALIBERTY BROADBAND CORP | 118,151 | $9.5T | 0.26% | |
| 73 | RDFN 0.5 04/01/27REDFIN CORP | 14,835,000 | $9.5T | 0.26% | |
| 74 | ZS 0.125 07/01/25ZSCALER INC | 6,168,000 | $9.3T | 0.26% | |
| 75 | THCTENET HEALTHCARE CORP | 120,292 | $9.1T | 0.25% | |
| 76 | TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO | 9,279,000 | $8.5T | 0.23% | |
| 77 | LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL | 33,128,000 | $8.3T | 0.23% | |
| 78 | BITOPROSHARES TR | 379,825 | $7.8T | 0.21% | |
| 79 | NOVA 2.625 02/15/28SUNNOVA ENERGY INTL INC. | 11,500,000 | $7.6T | 0.21% | |
| 80 | OMER 5.25 02/15/26OMEROS CORP | 12,634,000 | $7.5T | 0.21% | |
| 81 | CYHCOMMUNITY HEALTH SYS INC NEW | 2,139,993 | $6.7T | 0.18% | |
| 82 | NCMINATIONAL CINEMEDIA INC | 1,512,505 | $6.3T | 0.17% | |
| 83 | RIGTRANSOCEAN LTD | 950,000 | $6.0T | 0.17% | Put |
| 84 | GTGOODYEAR TIRE & RUBR CO | 395,411 | $5.7T | 0.16% | |
| 85 | DCHAMERICAN AXLE & MFG HLDGS IN | 627,069 | $5.5T | 0.15% | |
| 86 | LUMNLUMEN TECHNOLOGIES INC | 3,000,000 | $5.5T | 0.15% | Put |
| 87 | PLUG 3.75 06/01/25PLUG PWR INC | 5,000,000 | $5.2T | 0.14% | |
| 88 | SABRSABRE CORP | 1,150,000 | $5.1T | 0.14% | Put |
| 89 | AZULQAZUL S A | 500,000 | $4.8T | 0.13% | Put |
| 90 | CCIVGBPLUCID GROUP INC | 950,000 | $4.0T | 0.11% | Put |
| 91 | VATE 7.5 08/01/26 *INNOVATE CORP | 8,387,000 | $3.7T | 0.10% | |
| 92 | GOSS 5 06/01/27GOSSAMER BIO INC | 10,004,000 | $3.7T | 0.10% | |
| 93 | LINTA 4 11/15/29LIBERTY MEDIA CORP DEL | 14,559,000 | $3.6T | 0.10% | |
| 94 | HTZWWHERTZ GLOBAL HLDGS INC | 659,401 | $3.6T | 0.10% | |
| 95 | DALDELTA AIR LINES INC DEL | 74,136 | $3.0T | 0.08% | |
| 96 | TAT&T INC | 172,847 | $2.9T | 0.08% | |
| 97 | CSTMCONSTELLIUM SE | 143,746 | $2.9T | 0.08% | |
| 98 | OPTUALTICE USA INC | 770,291 | $2.5T | 0.07% | |
| 99 | SPAQUSDFISKER INC | 1,417,300 | $2.5T | 0.07% | Put |
| 100 | JWNUSDNORDSTROM INC | 130,457 | $2.4T | 0.07% |
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