WHITEBOX ADVISORS LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$3.0T
Holdings
89
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (89 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,900,000 | $1.6T | 52.43% | Put |
| 2 | DELLDELL TECHNOLOGIES INC | 2,651,352 | $136.3B | 4.53% | |
| 3 | —TESLA INC | 82,400,000 | $124.6B | 4.14% | |
| 4 | IACIEURIAC INTERACTIVECORP | 480,463 | $119.7B | 3.98% | |
| 5 | MPCMARATHON PETE CORP | 1,510,662 | $91.0B | 3.03% | |
| 6 | —BLACKSTONE MTG TR INC | 66,245,000 | $70.3B | 2.34% | |
| 7 | —ALLERGAN PLC | 338,987 | $64.8B | 2.15% | |
| 8 | GLDSPDR GOLD TRUST | 400,000 | $57.2B | 1.90% | Put |
| 9 | GRFSGRIFOLS S A | 2,294,792 | $53.4B | 1.78% | |
| 10 | —INTELSAT S A | 75,848,000 | $49.9B | 1.66% | |
| 11 | UTXZUNITED TECHNOLOGIES CORP | 279,369 | $41.8B | 1.39% | |
| 12 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 19,125,000 | $41.1B | 1.37% | |
| 13 | —TESLA INC | 28,893,000 | $40.9B | 1.36% | |
| 14 | —APOLLO COML REAL EST FIN INC | 38,737,000 | $38.9B | 1.29% | |
| 15 | BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | 25,578,000 | $27.2B | 0.90% | |
| 16 | —AMAG PHARMACEUTICALS INC | 30,963,000 | $26.1B | 0.87% | |
| 17 | HEIHEICO CORP NEW | 259,426 | $23.2B | 0.77% | |
| 18 | —TESLA INC | 17,490,000 | $22.3B | 0.74% | |
| 19 | TSLATESLA INC | 50,000 | $20.9B | 0.70% | Put |
| 20 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 7,015,008 | $20.1B | 0.67% | |
| 21 | LQDISHARES TR | 156,189 | $20.0B | 0.66% | |
| 22 | —ENCORE CAP EUROPE FIN LTD | 18,750,000 | $20.0B | 0.66% | |
| 23 | —ENCORE CAP GROUP INC | 18,250,000 | $18.8B | 0.63% | |
| 24 | —PACIFIC DRILLING SA LUXEMBOU | 4,311,334 | $17.6B | 0.58% | |
| 25 | NVAX 3.75 02/01/23NOVAVAX INC | 44,095,000 | $17.4B | 0.58% | |
| 26 | —BUNGE LIMITED | 296,640 | $17.1B | 0.57% | |
| 27 | —INTERXION HOLDING N.V | 193,849 | $16.2B | 0.54% | |
| 28 | —TEVA PHARMACEUTICAL FIN LLC | 16,000,000 | $15.2B | 0.50% | |
| 29 | —OASIS PETE INC NEW | 19,465,000 | $15.1B | 0.50% | |
| 30 | —CONTURA ENERGY INC | 1,652,836 | $15.0B | 0.50% | |
| 31 | —NIO INC | 28,000,000 | $14.9B | 0.50% | |
| 32 | —DENBURY RES INC DEL | 19,885,000 | $13.8B | 0.46% | |
| 33 | PARRPAR PACIFIC HOLDINGS INC | 548,164 | $12.7B | 0.42% | |
| 34 | —APOLLO COML REAL EST FIN INC | 12,048,000 | $12.2B | 0.41% | |
| 35 | GQ9SPDR GOLD TRUST | 70,000 | $10.0B | 0.33% | |
| 36 | —VEDANTA LTD | 1,115,050 | $9.6B | 0.32% | |
| 37 | —QUDIAN INC | 10,500,000 | $7.8B | 0.26% | |
| 38 | —INTREXON CORP | 12,100,000 | $7.3B | 0.24% | |
| 39 | SNYSANOFI | 6,956,279 | $6.0B | 0.20% | |
| 40 | —TILRAY INC | 11,400,000 | $5.9B | 0.20% | |
| 41 | —DOMINION ENERGY INC | 50,000 | $5.3B | 0.18% | |
| 42 | RRDEURDONNELLEY R R & SONS CO | 1,268,405 | $5.0B | 0.17% | |
| 43 | CUCAAVIS BUDGET GROUP INC | 152,512 | $4.9B | 0.16% | |
| 44 | DCHAMERICAN AXLE & MFG HLDGS IN | 428,249 | $4.6B | 0.15% | |
| 45 | —PARKER DRILLING CO | 200,309 | $4.5B | 0.15% | |
| 46 | —PROTALIX BIOTHERAPEUTICS INC | 5,000,000 | $4.3B | 0.14% | |
| 47 | —GREEN PLAINS INC | 4,500,000 | $4.2B | 0.14% | |
| 48 | THCTENET HEALTHCARE CORP | 105,738 | $4.0B | 0.13% | |
| 49 | TEN1TENNECO INC | 303,000 | $4.0B | 0.13% | |
| 50 | RYAAYRYANAIR HLDGS PLC | 41,255 | $3.6B | 0.12% | |
| 51 | MBIMBIA INC | 350,000 | $3.3B | 0.11% | |
| 52 | —INVACARE CORP | 3,325,000 | $3.2B | 0.11% | |
| 53 | —APHRIA INC | 600,000 | $3.1B | 0.10% | Put |
| 54 | LNWOSCIENTIFIC GAMES CORP | 114,672 | $3.1B | 0.10% | |
| 55 | BZHBEAZER HOMES USA INC | 201,423 | $2.8B | 0.09% | |
| 56 | —AEGERION PHARMACEUTICALS INC | 2,818,723 | $2.7B | 0.09% | |
| 57 | W 1.125 11/01/24WAYFAIR INC | 2,500,000 | $2.6B | 0.09% | |
| 58 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 3,466,000 | $2.4B | 0.08% | |
| 59 | RITMNEW RESIDENTIAL INVT CORP | 120,000 | $1.9B | 0.06% | |
| 60 | —NIELSEN HLDGS PLC | 88,700 | $1.8B | 0.06% | |
| 61 | OI*O-I GLASS INC | 131,661 | $1.6B | 0.05% | |
| 62 | CSTMCONSTELLIUM SE | 103,019 | $1.4B | 0.05% | |
| 63 | IGTINTERNATIONAL GAME TECHNOLOG | 76,000 | $1.1B | 0.04% | |
| 64 | IHRTIHEARTMEDIA INC | 67,350 | $1.1B | 0.04% | |
| 65 | EVBGEUREVERBRIDGE INC | 12,700 | $992.0M | 0.03% | |
| 66 | —CORNERSTONE BLDG BRANDS INC | 103,136 | $878.0M | 0.03% | |
| 67 | —ENTERCOM COMMUNICATIONS CORP | 181,588 | $843.0M | 0.03% | |
| 68 | —HI CRUSH INC | 950,000 | $839.0M | 0.03% | Put |
| 69 | GTGOODYEAR TIRE & RUBR CO | 48,593 | $756.0M | 0.03% | |
| 70 | QVCAUSDQURATE RETAIL INC | 85,921 | $724.0M | 0.02% | |
| 71 | CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC | 1,000,000 | $628.0M | 0.02% | |
| 72 | NBRNABORS INDUSTRIES LTD | 215,050 | $619.0M | 0.02% | |
| 73 | RRYDER SYS INC | 10,677 | $580.0M | 0.02% | |
| 74 | —SAEXPLORATION HLDGS INC | 160,480 | $488.0M | 0.02% | |
| 75 | —TAILORED BRANDS INC | 101,906 | $422.0M | 0.01% | |
| 76 | GAPGAP INC | 23,698 | $419.0M | 0.01% | |
| 77 | URIUNITED RENTALS INC | 2,165 | $361.0M | 0.01% | |
| 78 | KRKROGER CO | 12,396 | $359.0M | 0.01% | |
| 79 | FDO.FMACYS INC | 20,801 | $354.0M | 0.01% | |
| 80 | —VIRGIN GALACTIC HOLDINGS INC | 100,000 | $335.0M | 0.01% | Call |
| 81 | HOUSREALOGY HLDGS CORP | 32,813 | $318.0M | 0.01% | |
| 82 | AMKRAMKOR TECHNOLOGY INC | 23,436 | $305.0M | 0.01% | |
| 83 | CNSLEURCONSOLIDATED COMM HLDGS INC | 76,423 | $297.0M | 0.01% | |
| 84 | OLNOLIN CORP | 15,535 | $268.0M | 0.01% | |
| 85 | JWNUSDNORDSTROM INC | 6,427 | $263.0M | 0.01% | |
| 86 | IPINTL PAPER CO | 5,672 | $261.0M | 0.01% | |
| 87 | DEDEERE & CO | 1,257 | $218.0M | 0.01% | |
| 88 | —MCDERMOTT INTL INC | 250,000 | $169.0M | 0.01% | Put |
| 89 | —ISTAR INC | 10,581 | $154.0M | 0.01% |