WHITEBOX ADVISORS LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$3.6T
Holdings
91
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (91 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,700,000 | $1.3T | 35.33% | Put |
| 2 | AABAUSDALTABA INC | 6,897,507 | $481.8B | 13.57% | |
| 3 | STTSPDR S&P 500 ETF TR | 520,000 | $138.8B | 3.91% | Call |
| 4 | —POWERSHARES QQQ TRUST | 700,000 | $109.0B | 3.07% | Put |
| 5 | TWXCHFTIME WARNER INC | 1,071,990 | $98.1B | 2.76% | |
| 6 | —TESLA INC | 69,000,000 | $80.3B | 2.26% | |
| 7 | PARRPAR PACIFIC HOLDINGS INC | 4,110,213 | $79.2B | 2.23% | |
| 8 | —C&J ENERGY SVCS INC NEW | 2,366,978 | $79.2B | 2.23% | |
| 9 | DELLDELL TECHNOLOGIES INC | 941,026 | $76.5B | 2.15% | |
| 10 | —CAESARS ENTMT CORP | 39,386,560 | $76.2B | 2.15% | |
| 11 | —TESLA INC | 57,000,000 | $61.6B | 1.74% | |
| 12 | —SINA CORP | 606,342 | $60.8B | 1.71% | |
| 13 | —ALLEGHENY TECHNOLOGIES INC | 29,461,000 | $54.5B | 1.54% | |
| 14 | —TWO HBRS INVT CORP | 49,922,000 | $52.9B | 1.49% | |
| 15 | —BONANZA CREEK ENERGY INC | 1,725,717 | $47.6B | 1.34% | |
| 16 | —RYLAND GROUP INC | 47,000,000 | $47.4B | 1.33% | |
| 17 | NXPINXP SEMICONDUCTORS N V | 363,980 | $42.6B | 1.20% | |
| 18 | —RENEWABLE ENERGY GROUP INC | 31,400,000 | $40.1B | 1.13% | |
| 19 | AQLTISHARES TR | 250,000 | $38.1B | 1.07% | Put |
| 20 | TAT&T INC | 920,000 | $35.8B | 1.01% | Call |
| 21 | —ULTRA PETROLEUM CORP | 3,638,436 | $33.0B | 0.93% | |
| 22 | —TESLA INC | 31,000,000 | $32.7B | 0.92% | |
| 23 | —HERBALIFE LTD | 30,000,000 | $30.1B | 0.85% | |
| 24 | —BASIC ENERGY SVCS INC NEW | 1,264,508 | $29.7B | 0.84% | |
| 25 | —CTRIP COM INTL LTD | 25,000,000 | $29.5B | 0.83% | |
| 26 | —YAHOO INC | 19,903,000 | $26.8B | 0.76% | |
| 27 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 13,125,000 | $22.3B | 0.63% | |
| 28 | —SPDR SERIES TRUST | 500,000 | $22.1B | 0.62% | Put |
| 29 | —PDL BIOPHARMA INC | 21,804,000 | $21.0B | 0.59% | |
| 30 | —GENERAL MTRS CO | 480,000 | $19.7B | 0.55% | Put |
| 31 | —ENCORE CAP GROUP INC | 17,000,000 | $18.8B | 0.53% | |
| 32 | —CORENERGY INFRASTRUCTURE TR | 15,448,000 | $18.4B | 0.52% | |
| 33 | —ARBOR RLTY TR INC | 15,750,000 | $17.0B | 0.48% | |
| 34 | —BLACKSTONE MTG TR INC | 14,300,000 | $16.8B | 0.47% | |
| 35 | NVAX 3.75 02/01/23NOVAVAX INC | 33,049,000 | $15.4B | 0.44% | |
| 36 | —AETNA INC NEW | 83,435 | $15.1B | 0.42% | |
| 37 | —NEW YORK MTG TR INC | 14,158,000 | $14.4B | 0.41% | |
| 38 | —SOLARCITY CORP | 14,000,000 | $13.9B | 0.39% | |
| 39 | —TWITTER INC | 14,000,000 | $13.4B | 0.38% | |
| 40 | OSVEURVANECK VECTORS ETF TR | 426,985 | $11.1B | 0.31% | |
| 41 | TAT&T INC | 270,000 | $10.5B | 0.30% | Put |
| 42 | —CTRIP COM INTL LTD | 9,500,000 | $10.0B | 0.28% | |
| 43 | —HARMONIC INC | 9,950,000 | $10.0B | 0.28% | |
| 44 | —GOPRO INC | 10,000,000 | $9.8B | 0.28% | |
| 45 | TSLATESLA INC | 30,000 | $9.3B | 0.26% | Put |
| 46 | —KEY ENERGY SVCS INC DEL | 742,706 | $8.8B | 0.25% | |
| 47 | —COMSTOCK RES INC | 9,510,617 | $8.7B | 0.25% | |
| 48 | RHRH | 97,500 | $8.4B | 0.24% | Put |
| 49 | —GSV CAP CORP | 8,245,000 | $8.3B | 0.23% | |
| 50 | THCTENET HEALTHCARE CORP | 469,529 | $7.1B | 0.20% | |
| 51 | —COMSTOCK RES INC | 6,778,005 | $6.2B | 0.17% | |
| 52 | —SAEXPLORATION HLDGS INC | 2,609,039 | $5.7B | 0.16% | |
| 53 | —UNISYS CORP | 5,000,000 | $5.7B | 0.16% | |
| 54 | —SAFEGUARD SCIENTIFICS INC | 5,516,000 | $5.6B | 0.16% | |
| 55 | —CLEVELAND CLIFFS INC | 5,000,000 | $5.5B | 0.15% | |
| 56 | RITMNEW RESIDENTIAL INVT CORP | 277,198 | $5.0B | 0.14% | |
| 57 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 7,029,000 | $4.9B | 0.14% | |
| 58 | GOGOGOGO INC | 409,916 | $4.6B | 0.13% | |
| 59 | —TERRAFORM PWR INC | 369,702 | $4.4B | 0.12% | |
| 60 | BACBANK AMER CORP | 125,000 | $3.7B | 0.10% | Call |
| 61 | —BRISTOW GROUP INC | 3,000,000 | $3.3B | 0.09% | |
| 62 | CLFCLEVELAND CLIFFS INC | 431,100 | $3.1B | 0.09% | |
| 63 | GRFSGRIFOLS S A | 118,665 | $2.7B | 0.08% | |
| 64 | SNYSANOFI | 6,956,279 | $2.6B | 0.07% | |
| 65 | WFRDWEATHERFORD INTL PLC | 586,421 | $2.4B | 0.07% | |
| 66 | RIGTRANSOCEAN LTD | 200,000 | $2.1B | 0.06% | Put |
| 67 | —GNC HLDGS INC | 500,000 | $1.8B | 0.05% | Put |
| 68 | BZHBEAZER HOMES USA INC | 73,107 | $1.4B | 0.04% | |
| 69 | NRANRG ENERGY INC | 47,133 | $1.3B | 0.04% | |
| 70 | DCHAMERICAN AXLE & MFG HLDGS IN | 76,314 | $1.3B | 0.04% | |
| 71 | CSTMCONSTELLIUM NV | 108,552 | $1.2B | 0.03% | |
| 72 | —GOGO INC | 1,000,000 | $912.0M | 0.03% | |
| 73 | RRDEURDONNELLEY R R & SONS CO | 79,497 | $739.0M | 0.02% | |
| 74 | —HERTZ GLOBAL HLDGS INC | 31,153 | $688.0M | 0.02% | |
| 75 | —PARKER DRILLING CO | 580,025 | $580.0M | 0.02% | |
| 76 | —JONES ENERGY INC | 515,700 | $567.0M | 0.02% | |
| 77 | —VEDANTA LTD | 25,036 | $522.0M | 0.01% | |
| 78 | TGNATEGNA INC | 32,292 | $455.0M | 0.01% | |
| 79 | OLNOLIN CORP | 11,887 | $423.0M | 0.01% | |
| 80 | AMCAMC ENTMT HLDGS INC | 27,472 | $415.0M | 0.01% | |
| 81 | AESAES CORP | 37,506 | $406.0M | 0.01% | |
| 82 | KBHKB HOME | 12,112 | $387.0M | 0.01% | |
| 83 | —MCCLATCHY CO | 38,953 | $348.0M | 0.01% | |
| 84 | EVBGEUREVERBRIDGE INC | 11,403 | $339.0M | 0.01% | |
| 85 | AMKRAMKOR TECHNOLOGY INC | 33,654 | $338.0M | 0.01% | |
| 86 | —MTGE INVT CORP | 17,717 | $328.0M | 0.01% | |
| 87 | URIUNITED RENTALS INC | 1,680 | $289.0M | 0.01% | |
| 88 | RRYDER SYS INC | 3,060 | $258.0M | 0.01% | |
| 89 | SWN1EURSOUTHWESTERN ENERGY CO | 42,800 | $239.0M | 0.01% | |
| 90 | ABXBARRICK GOLD CORP | 10,601 | $153.0M | 0.00% | |
| 91 | SNEURSANCHEZ ENERGY CORP | 20,000 | $106.0M | 0.00% |