WHITEBOX ADVISORS LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$2.8T
Holdings
97
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (97 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 3,450,000 | $1.0T | 37.18% | Put |
| 2 | AABAUSDALTABA INC | 7,570,815 | $147.5B | 5.36% | |
| 3 | DELLDELL TECHNOLOGIES INC | 2,360,281 | $122.4B | 4.44% | |
| 4 | —INTELSAT S A | 76,348,000 | $112.1B | 4.07% | |
| 5 | —TESLA INC | 98,500,000 | $100.0B | 3.63% | |
| 6 | —BLACKSTONE MTG TR INC | 68,445,000 | $71.3B | 2.59% | |
| 7 | IACIEURIAC INTERACTIVECORP | 273,121 | $59.5B | 2.16% | |
| 8 | ABR 5.25 07/01/21ARBOR RLTY TR INC | 49,300,000 | $57.9B | 2.10% | |
| 9 | —ALLERGAN PLC | 338,987 | $57.0B | 2.07% | |
| 10 | CELGCELGENE CORP | 552,490 | $54.9B | 1.99% | |
| 11 | GLDSPDR GOLD TRUST | 380,100 | $52.8B | 1.92% | Call |
| 12 | —CONTURA ENERGY INC | 1,784,020 | $49.9B | 1.81% | |
| 13 | —TESLA INC | 49,500,000 | $48.3B | 1.75% | |
| 14 | MPCMARATHON PETE CORP | 780,800 | $47.4B | 1.72% | |
| 15 | GRFSGRIFOLS S A | 2,187,827 | $43.8B | 1.59% | |
| 16 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 21,125,000 | $40.1B | 1.46% | |
| 17 | —APOLLO COML REAL EST FIN INC | 37,906,000 | $38.7B | 1.40% | |
| 18 | —ENCANA CORP | 7,605,040 | $35.0B | 1.27% | |
| 19 | —TESLA INC | 31,393,000 | $31.8B | 1.16% | |
| 20 | BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | 28,655,000 | $30.0B | 1.09% | |
| 21 | —AMAG PHARMACEUTICALS INC | 35,050,000 | $28.8B | 1.05% | |
| 22 | —BUNGE LIMITED | 481,311 | $27.3B | 0.99% | |
| 23 | SPXDDBX ETF TR | 1,000,000 | $27.1B | 0.98% | Put |
| 24 | LQDISHARES TR | 198,256 | $25.3B | 0.92% | |
| 25 | HEIHEICO CORP NEW | 259,426 | $25.2B | 0.92% | |
| 26 | UTXZUNITED TECHNOLOGIES CORP | 154,808 | $21.1B | 0.77% | |
| 27 | —FINISAR CORP | 20,000,000 | $19.9B | 0.72% | |
| 28 | —ENCORE CAP EUROPE FIN LTD | 19,250,000 | $19.8B | 0.72% | |
| 29 | —QUDIAN INC | 21,000,000 | $19.8B | 0.72% | |
| 30 | —ENCORE CAP GROUP INC | 18,250,000 | $18.5B | 0.67% | |
| 31 | NVAX 3.75 02/01/23NOVAVAX INC | 44,095,000 | $18.4B | 0.67% | |
| 32 | RITMNEW RESIDENTIAL INVT CORP | 1,166,718 | $18.3B | 0.66% | |
| 33 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 7,115,008 | $17.9B | 0.65% | |
| 34 | —PACIFIC DRILLING SA LUXEMBOU | 4,477,111 | $17.5B | 0.64% | |
| 35 | —TEVA PHARMACEUTICAL FIN LLC | 16,000,000 | $14.5B | 0.53% | |
| 36 | —APOLLO COML REAL EST FIN INC | 13,348,000 | $13.7B | 0.50% | |
| 37 | TSLATESLA INC | 50,000 | $12.0B | 0.44% | Put |
| 38 | —C&J ENERGY SVCS INC NEW | 1,035,798 | $11.1B | 0.40% | |
| 39 | RWT 5.625 07/15/24REDWOOD TR INC | 10,620,000 | $10.8B | 0.39% | |
| 40 | —VEDANTA LTD | 1,115,050 | $9.7B | 0.35% | |
| 41 | PARRPAR PACIFIC HOLDINGS INC | 409,351 | $9.4B | 0.34% | |
| 42 | —DENBURY RES INC DEL | 15,994,000 | $9.3B | 0.34% | |
| 43 | —OASIS PETE INC NEW | 12,400,000 | $9.2B | 0.33% | |
| 44 | —NIO INC | 30,500,000 | $8.5B | 0.31% | |
| 45 | —INTREXON CORP | 11,000,000 | $6.7B | 0.24% | |
| 46 | —PARKER DRILLING CO | 339,530 | $6.4B | 0.23% | |
| 47 | THCTENET HEALTHCARE CORP | 255,916 | $5.7B | 0.21% | |
| 48 | DCHAMERICAN AXLE & MFG HLDGS IN | 649,920 | $5.3B | 0.19% | |
| 49 | LNWOSCIENTIFIC GAMES CORP | 260,172 | $5.3B | 0.19% | |
| 50 | —ACORDA THERAPEUTICS INC | 6,750,000 | $5.3B | 0.19% | |
| 51 | ASPSALTISOURCE PORTFOLIO SOLNS S | 252,866 | $5.1B | 0.19% | |
| 52 | CUCAAVIS BUDGET GROUP INC | 177,553 | $5.0B | 0.18% | |
| 53 | TEN1TENNECO INC | 389,071 | $4.9B | 0.18% | |
| 54 | RRDEURDONNELLEY R R & SONS CO | 1,274,977 | $4.8B | 0.17% | |
| 55 | —TILRAY INC | 7,400,000 | $4.8B | 0.17% | |
| 56 | —INFINERA CORPORATION | 5,053,000 | $4.4B | 0.16% | |
| 57 | —MESA AIR GROUP INC | 624,158 | $4.2B | 0.15% | |
| 58 | BZHBEAZER HOMES USA INC | 275,846 | $4.1B | 0.15% | |
| 59 | SNYSANOFI | 6,956,279 | $4.0B | 0.14% | |
| 60 | —APHRIA INC | 600,000 | $3.1B | 0.11% | Put |
| 61 | —INVACARE CORP | 3,325,000 | $3.1B | 0.11% | |
| 62 | RHRH | 15,137 | $2.6B | 0.09% | |
| 63 | AERIEURAERIE PHARMACEUTICALS INC | 126,130 | $2.4B | 0.09% | |
| 64 | —GREEN PLAINS INC | 2,500,000 | $2.0B | 0.07% | |
| 65 | —VERASTEM INC | 4,500,000 | $2.0B | 0.07% | |
| 66 | IHRTIHEARTMEDIA INC | 129,888 | $1.9B | 0.07% | |
| 67 | CSTMCONSTELLIUM SE | 153,019 | $1.9B | 0.07% | |
| 68 | PBIPITNEY BOWES INC | 390,323 | $1.8B | 0.06% | |
| 69 | —NIELSEN HLDGS PLC | 81,700 | $1.7B | 0.06% | |
| 70 | —ARDAGH GROUP S A | 109,956 | $1.7B | 0.06% | |
| 71 | —HI CRUSH INC | 950,000 | $1.7B | 0.06% | Put |
| 72 | MBIMBIA INC | 166,260 | $1.5B | 0.06% | |
| 73 | ASHRDBX ETF TR | 50,000 | $1.4B | 0.05% | |
| 74 | APLSAPELLIS PHARMACEUTICALS INC | 52,645 | $1.3B | 0.05% | |
| 75 | CYHCOMMUNITY HEALTH SYS INC NEW | 317,393 | $1.1B | 0.04% | |
| 76 | UNFIUNITED NAT FOODS INC | 62,900 | $725.0M | 0.03% | |
| 77 | —ENTERCOM COMMUNICATIONS CORP | 197,367 | $659.0M | 0.02% | |
| 78 | URIUNITED RENTALS INC | 5,138 | $640.0M | 0.02% | |
| 79 | GTGOODYEAR TIRE & RUBR CO | 43,390 | $625.0M | 0.02% | |
| 80 | RRYDER SYS INC | 11,983 | $620.0M | 0.02% | |
| 81 | CNSLEURCONSOLIDATED COMM HLDGS INC | 127,371 | $606.0M | 0.02% | |
| 82 | —MCDERMOTT INTL INC | 250,000 | $505.0M | 0.02% | Put |
| 83 | GAPGAP INC | 28,952 | $503.0M | 0.02% | |
| 84 | IGTINTERNATIONAL GAME TECHNOLOG | 35,072 | $498.0M | 0.02% | |
| 85 | CBBCINCINNATI BELL INC NEW | 89,530 | $454.0M | 0.02% | |
| 86 | IPINTL PAPER CO | 10,755 | $450.0M | 0.02% | |
| 87 | —TAILORED BRANDS INC | 101,906 | $448.0M | 0.02% | |
| 88 | FDO.FMACYS INC | 25,193 | $391.0M | 0.01% | |
| 89 | KRKROGER CO | 12,018 | $310.0M | 0.01% | |
| 90 | —SAEXPLORATION HLDGS INC | 160,480 | $297.0M | 0.01% | |
| 91 | HALHALLIBURTON CO | 14,646 | $276.0M | 0.01% | |
| 92 | DEDEERE & CO | 1,484 | $250.0M | 0.01% | |
| 93 | AALAMERICAN AIRLS GROUP INC | 8,820 | $238.0M | 0.01% | |
| 94 | DRIDARDEN RESTAURANTS INC | 1,977 | $234.0M | 0.01% | |
| 95 | EMNEASTMAN CHEMICAL CO | 3,040 | $224.0M | 0.01% | |
| 96 | —ISTAR INC | 16,081 | $210.0M | 0.01% | |
| 97 | AMKRAMKOR TECHNOLOGY INC | 15,500 | $141.0M | 0.01% |