WHITEBOX ADVISORS LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$3.4T
Holdings
93
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (93 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,450,000 | $1.1T | 32.72% | Put |
| 2 | STTSPDR S&P 500 ETF TR | 1,950,000 | $489.9B | 14.34% | Call |
| 3 | AABAUSDALTABA INC | 5,637,847 | $373.5B | 10.93% | |
| 4 | PARRPAR PACIFIC HOLDINGS INC | 5,333,567 | $110.9B | 3.25% | |
| 5 | —TESLA INC | 69,000,000 | $84.7B | 2.48% | |
| 6 | —C&J ENERGY SVCS INC NEW | 2,615,941 | $78.4B | 2.29% | |
| 7 | —BONANZA CREEK ENERGY INC | 2,320,588 | $76.6B | 2.24% | |
| 8 | —ALLEGHENY TECHNOLOGIES INC | 33,111,000 | $60.6B | 1.77% | |
| 9 | —SINA CORP | 501,702 | $57.5B | 1.68% | |
| 10 | DELLDELL TECHNOLOGIES INC | 661,140 | $51.0B | 1.49% | |
| 11 | —ULTRA PETROLEUM CORP | 5,639,667 | $48.9B | 1.43% | |
| 12 | —POWERSHARES QQQ TRUST | 300,000 | $43.6B | 1.28% | Put |
| 13 | —TESLA INC | 38,000,000 | $42.8B | 1.25% | |
| 14 | —RENEWABLE ENERGY GROUP INC | 30,900,000 | $40.5B | 1.18% | |
| 15 | —YAHOO INC | 28,593,000 | $37.1B | 1.09% | |
| 16 | —CTRIP COM INTL LTD | 25,000,000 | $34.5B | 1.01% | |
| 17 | —TESLA INC | 31,000,000 | $34.0B | 1.00% | |
| 18 | NXPINXP SEMICONDUCTORS N V | 300,000 | $33.9B | 0.99% | |
| 19 | RHRH | 447,500 | $31.5B | 0.92% | Put |
| 20 | —ENSCO PLC | 4,201,705 | $25.1B | 0.73% | |
| 21 | TWXCHFTIME WARNER INC | 240,420 | $24.6B | 0.72% | |
| 22 | —BASIC ENERGY SVCS INC NEW | 1,264,508 | $24.4B | 0.71% | |
| 23 | —PDL BIOPHARMA INC | 22,309,000 | $24.2B | 0.71% | |
| 24 | —VANECK VECTORS ETF TR | 1,000,000 | $23.0B | 0.67% | Call |
| 25 | —SPDR SERIES TRUST | 500,000 | $19.9B | 0.58% | Put |
| 26 | —ENCORE CAP GROUP INC | 17,000,000 | $19.4B | 0.57% | |
| 27 | —GENERAL MTRS CO | 480,000 | $19.4B | 0.57% | Put |
| 28 | —CORENERGY INFRASTRUCTURE TR | 15,448,000 | $17.9B | 0.52% | |
| 29 | —NEW YORK MTG TR INC | 17,810,000 | $17.7B | 0.52% | |
| 30 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 10,125,000 | $17.7B | 0.52% | |
| 31 | RITMNEW RESIDENTIAL INVT CORP | 1,000,000 | $16.7B | 0.49% | Call |
| 32 | NVAX 3.75 02/01/23NOVAVAX INC | 35,549,000 | $16.6B | 0.48% | |
| 33 | —BLACKSTONE MTG TR INC | 14,300,000 | $16.3B | 0.48% | |
| 34 | RYAAYRYANAIR HLDGS PLC | 150,678 | $15.9B | 0.46% | |
| 35 | —SOLARCITY CORP | 14,000,000 | $13.9B | 0.41% | |
| 36 | RITMNEW RESIDENTIAL INVT CORP | 828,668 | $13.9B | 0.41% | |
| 37 | GOGOGOGO INC | 951,262 | $11.2B | 0.33% | |
| 38 | TAT&T INC | 270,000 | $10.6B | 0.31% | Put |
| 39 | TSLATESLA INC | 30,000 | $10.2B | 0.30% | Put |
| 40 | —CAESARS ACQUISITION CO | 460,909 | $9.9B | 0.29% | |
| 41 | —KEY ENERGY SVCS INC DEL | 742,706 | $9.8B | 0.29% | |
| 42 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 12,779,000 | $9.1B | 0.27% | |
| 43 | NFLXNETFLIX INC | 50,000 | $9.1B | 0.27% | Put |
| 44 | —HARMONIC INC | 9,950,000 | $8.8B | 0.26% | |
| 45 | —FORD MTR CO DEL | 720,000 | $8.6B | 0.25% | Put |
| 46 | —WESTERN ASSET MTG CAP CORP | 8,500,000 | $8.5B | 0.25% | |
| 47 | DISH 3.375 08/15/26DISH NETWORK CORP | 7,500,000 | $8.4B | 0.25% | |
| 48 | —GSV CAP CORP | 8,245,000 | $8.3B | 0.24% | |
| 49 | —COMSTOCK RES INC | 9,653,923 | $7.7B | 0.23% | |
| 50 | —MTGE INVT CORP | 398,072 | $7.7B | 0.23% | |
| 51 | —ARBOR RLTY TR INC | 7,000,000 | $7.5B | 0.22% | |
| 52 | —GOGO INC | 7,525,000 | $6.9B | 0.20% | |
| 53 | BKNGPRICELINE GRP INC | 3,700 | $6.8B | 0.20% | |
| 54 | —SAEXPLORATION HLDGS INC | 2,609,039 | $6.5B | 0.19% | |
| 55 | THCTENET HEALTHCARE CORP | 359,582 | $5.9B | 0.17% | |
| 56 | —COWEN INC | 5,538,000 | $5.8B | 0.17% | |
| 57 | —CITRIX SYS INC | 5,000,000 | $5.8B | 0.17% | |
| 58 | —UNISYS CORP | 5,000,000 | $5.8B | 0.17% | |
| 59 | —TWITTER INC | 6,000,000 | $5.7B | 0.17% | |
| 60 | —SAFEGUARD SCIENTIFICS INC | 5,416,000 | $5.6B | 0.16% | |
| 61 | BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC | 5,000,000 | $5.1B | 0.15% | |
| 62 | GRFSGRIFOLS S A | 218,665 | $4.8B | 0.14% | |
| 63 | —GNC HLDGS INC | 500,000 | $4.4B | 0.13% | Put |
| 64 | —COMSTOCK RES INC | 5,156,479 | $4.1B | 0.12% | |
| 65 | —DYNEGY INC NEW DEL | 410,267 | $4.0B | 0.12% | |
| 66 | CYHCOMMUNITY HEALTH SYS INC NEW | 503,782 | $3.9B | 0.11% | |
| 67 | HUNHUNTSMAN CORP | 138,958 | $3.8B | 0.11% | |
| 68 | CLFCLEVELAND CLIFFS INC | 448,100 | $3.2B | 0.09% | |
| 69 | SNYSANOFI | 7,181,707 | $2.6B | 0.08% | |
| 70 | RIGTRANSOCEAN LTD | 200,000 | $2.2B | 0.06% | Put |
| 71 | —RAIT FINANCIAL TRUST | 2,000,000 | $1.8B | 0.05% | |
| 72 | OSGAMBAC FINL GROUP INC | 92,969 | $1.6B | 0.05% | |
| 73 | CSTMCONSTELLIUM NV | 133,552 | $1.4B | 0.04% | |
| 74 | BHCVALEANT PHARMACEUTICALS INTL | 66,414 | $952.0M | 0.03% | |
| 75 | IACIEURIAC INTERACTIVECORP | 7,400 | $870.0M | 0.03% | |
| 76 | IVREURINVESCO MORTGAGE CAPITAL INC | 43,833 | $751.0M | 0.02% | |
| 77 | BZHBEAZER HOMES USA INC | 33,600 | $630.0M | 0.02% | |
| 78 | —PENNEY J C INC | 154,288 | $588.0M | 0.02% | |
| 79 | AMKRAMKOR TECHNOLOGY INC | 49,906 | $527.0M | 0.02% | |
| 80 | DCHAMERICAN AXLE & MFG HLDGS IN | 28,523 | $501.0M | 0.01% | |
| 81 | —COBALT INTL ENERGY INC | 2,000,000 | $500.0M | 0.01% | |
| 82 | —VEDANTA LTD | 25,036 | $485.0M | 0.01% | |
| 83 | —HERTZ GLOBAL HLDGS INC | 18,053 | $404.0M | 0.01% | |
| 84 | NBRNABORS INDUSTRIES LTD | 47,699 | $385.0M | 0.01% | |
| 85 | FDO.FMACYS INC | 15,446 | $337.0M | 0.01% | |
| 86 | AESAES CORP | 27,019 | $298.0M | 0.01% | |
| 87 | GTGOODYEAR TIRE & RUBR CO | 8,100 | $269.0M | 0.01% | |
| 88 | SWN1EURSOUTHWESTERN ENERGY CO | 42,800 | $262.0M | 0.01% | |
| 89 | TGNATEGNA INC | 19,600 | $261.0M | 0.01% | |
| 90 | GAPGAP INC | 8,789 | $260.0M | 0.01% | |
| 91 | KSSKOHLS CORP | 5,684 | $259.0M | 0.01% | |
| 92 | DVNDEVON ENERGY CORP NEW | 6,840 | $251.0M | 0.01% | |
| 93 | OASEUROASIS PETE INC NEW | 20,559 | $187.0M | 0.01% |