WHITEBOX ADVISORS LLC Q3 2016 Filing
Filed November 1, 2016
Portfolio Value
$2.4T
Holdings
79
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (79 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,606,400 | $996.4B | 41.56% | Put |
| 2 | —YAHOO INC | 4,264,662 | $183.8B | 7.67% | |
| 3 | PARRPAR PACIFIC HOLDINGS INC | 7,994,337 | $104.6B | 4.36% | |
| 4 | —LINKEDIN CORP | 71,400,000 | $70.7B | 2.95% | |
| 5 | —ALLEGHENY TECHNOLOGIES INC | 47,250,000 | $66.7B | 2.78% | |
| 6 | —WHITING PETE CORP NEW | 52,428,000 | $50.3B | 2.10% | |
| 7 | —HUTCHINSON TECHNOLOGY INC | 37,500,000 | $49.4B | 2.06% | |
| 8 | STTSPDR S&P 500 ETF TR | 200,000 | $43.3B | 1.80% | Call |
| 9 | HPEHEWLETT PACKARD ENTERPRISE C | 1,806,947 | $41.1B | 1.71% | |
| 10 | —AMERICAN CAP MTG INVT CORP | 2,140,385 | $36.8B | 1.53% | |
| 11 | —HORNBECK OFFSHORE SVCS INC | 61,500,000 | $35.1B | 1.46% | |
| 12 | —YAHOO INC | 750,000 | $32.3B | 1.35% | Put |
| 13 | —INTEROIL CORP | 601,242 | $30.6B | 1.28% | |
| 14 | —ENCORE CAP GROUP INC | 30,776,000 | $30.5B | 1.27% | |
| 15 | —COBALT INTL ENERGY INC | 57,707,000 | $29.4B | 1.22% | |
| 16 | —CORENERGY INFRASTRUCTURE TR | 28,125,000 | $28.3B | 1.18% | |
| 17 | —PDL BIOPHARMA INC | 27,730,000 | $26.9B | 1.12% | |
| 18 | —GOGO INC | 33,740,000 | $25.6B | 1.07% | |
| 19 | —ENCORE CAP GROUP INC | 30,450,000 | $25.3B | 1.06% | |
| 20 | —ST JUDE MED INC | 299,674 | $23.9B | 1.00% | |
| 21 | —TESLA MTRS INC | 13,500,000 | $21.8B | 0.91% | |
| 22 | —SAEXPLORATION HLDGS INC | 2,609,039 | $21.4B | 0.89% | |
| 23 | —TWITTER INC | 21,900,000 | $21.0B | 0.88% | |
| 24 | TWOTWO HBRS INVT CORP | 2,440,082 | $20.8B | 0.87% | |
| 25 | IVREURINVESCO MORTGAGE CAPITAL INC | 1,341,047 | $20.4B | 0.85% | |
| 26 | —YAHOO INC | 19,500,000 | $20.0B | 0.83% | |
| 27 | ARRUSDARMOUR RESIDENTIAL REIT INC | 819,760 | $18.5B | 0.77% | |
| 28 | —PACIRA PHARMACEUTICALS INC | 11,350,000 | $17.1B | 0.71% | |
| 29 | —SPDR SERIES TRUST | 500,000 | $17.0B | 0.71% | Put |
| 30 | —WHITING PETE CORP NEW | 14,036,400 | $14.4B | 0.60% | |
| 31 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 22,907,000 | $14.1B | 0.59% | |
| 32 | —JAZZ US HLDGS INC | 8,779,000 | $14.0B | 0.58% | |
| 33 | —TITAN MACHY INC | 15,191,000 | $13.2B | 0.55% | |
| 34 | —ALIBABA GROUP HLDG LTD | 122,500 | $13.0B | 0.54% | Put |
| 35 | —ALLERGAN PLC | 48,699 | $11.2B | 0.47% | |
| 36 | —GREEN PLAINS INC | 8,000,000 | $11.1B | 0.46% | |
| 37 | —AMERICAN CAP LTD | 631,357 | $10.7B | 0.45% | |
| 38 | —ENCORE CAP GROUP INC | 13,962,000 | $10.6B | 0.44% | |
| 39 | —COWEN GROUP INC NEW | 11,000,000 | $10.6B | 0.44% | |
| 40 | —AMTRUST FINL SVCS INC | 12,000,000 | $10.3B | 0.43% | |
| 41 | ALLYALLY FINL INC | 497,550 | $9.7B | 0.40% | |
| 42 | —SINA CORP | 129,000 | $9.5B | 0.40% | |
| 43 | DELLDELL TECHNOLOGIES INC | 192,704 | $9.2B | 0.38% | |
| 44 | —AMERICAN AIRLS GROUP INC | 250,000 | $9.2B | 0.38% | Call |
| 45 | RYAAYRYANAIR HLDGS PLC | 112,716 | $8.5B | 0.35% | |
| 46 | —RITE AID CORP | 1,077,972 | $8.3B | 0.35% | |
| 47 | —GSV CAP CORP | 8,245,000 | $7.6B | 0.32% | |
| 48 | —SAFEGUARD SCIENTIFICS INC | 7,316,000 | $7.4B | 0.31% | |
| 49 | GLPIGAMING & LEISURE PPTYS INC | 220,000 | $7.4B | 0.31% | Put |
| 50 | —RAYONIER ADVANCED MATLS INC | 60,000 | $6.3B | 0.26% | |
| 51 | —AMERICAN CAPITAL AGENCY CORP | 300,072 | $5.9B | 0.24% | |
| 52 | MGMMGM RESORTS INTERNATIONAL | 200,000 | $5.2B | 0.22% | Put |
| 53 | NIHDEURNII HLDGS INC | 1,542,257 | $5.1B | 0.21% | |
| 54 | TSLATESLA MTRS INC | 25,000 | $5.1B | 0.21% | Put |
| 55 | —TOBIRA THERAPEUTICS INC | 125,000 | $5.0B | 0.21% | |
| 56 | —MEDIA GEN INC NEW | 266,193 | $4.9B | 0.20% | |
| 57 | —TRINA SOLAR LIMITED | 5,000,000 | $4.7B | 0.19% | |
| 58 | SNYSANOFI | 16,160,449 | $4.3B | 0.18% | |
| 59 | —FLOTEK INDS INC DEL | 239,617 | $3.5B | 0.15% | |
| 60 | —ENERNOC INC | 4,250,000 | $3.0B | 0.12% | |
| 61 | —AG MTG INVT TR INC | 156,075 | $2.5B | 0.10% | |
| 62 | —CLIFFS NAT RES INC | 413,109 | $2.4B | 0.10% | |
| 63 | —DOMINION RES INC VA NEW | 47,000 | $2.3B | 0.10% | |
| 64 | OSGAMBAC FINL GROUP INC | 123,546 | $2.3B | 0.09% | |
| 65 | BYDBOYD GAMING CORP | 110,000 | $2.2B | 0.09% | Put |
| 66 | RIGTRANSOCEAN LTD | 200,000 | $2.1B | 0.09% | Put |
| 67 | —ABBOTT LABS | 50,000 | $2.1B | 0.09% | Put |
| 68 | LNWOSCIENTIFIC GAMES CORP | 159,735 | $1.8B | 0.08% | |
| 69 | —COMPANHIA BRASILEIRA DE | 96,068 | $1.6B | 0.07% | |
| 70 | —VEDANTA LTD | 102,136 | $1.1B | 0.04% | |
| 71 | ODPEUROFFICE DEPOT INC | 285,592 | $1.0B | 0.04% | |
| 72 | —OCWEN FINL CORP | 256,849 | $943.0M | 0.04% | |
| 73 | GOLGBPGOL LINHAS AEREAS INTLG S A | 41,014 | $778.0M | 0.03% | |
| 74 | —TETRALOGIC PHARMACEUTICALS | 10,804,000 | $696.0M | 0.03% | |
| 75 | —FIVE OAKS INVT CORP | 111,900 | $636.0M | 0.03% | |
| 76 | RVPRETRACTABLE TECHNOLOGIES INC | 170,801 | $453.0M | 0.02% | |
| 77 | —AMBAC FINL GROUP INC | 47,701 | $420.0M | 0.02% | |
| 78 | GOGOGOGO INC | 28,146 | $311.0M | 0.01% | |
| 79 | —AK STL HLDG CORP | 17,300 | $84.0M | 0.00% |