WHITEBOX ADVISORS LLC Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$2.5T

Holdings

91

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (91 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
1,700,000$411.1B16.55%Put
2
AABAUSDALTABA INC
7,058,872$384.6B15.48%
3
PARRPAR PACIFIC HOLDINGS INC
6,771,243$122.2B4.92%
4
STTSPDR S&P 500 ETF TR
500,000$120.9B4.87%Call
5
C&J ENERGY SVCS INC NEW
2,534,142$86.8B3.50%
6
POWERSHARES QQQ TRUST
600,000$82.6B3.32%Put
7
BONANZA CREEK ENERGY INC
2,319,411$73.5B2.96%
8
YAHOO INC
62,180,000$70.7B2.85%
9
AQLTISHARES TR
500,000$70.5B2.84%Put
10
ULTRA PETROLEUM CORP
5,639,667$61.2B2.46%
11
ALLEGHENY TECHNOLOGIES INC
39,611,000$56.4B2.27%
12
NXPINXP SEMICONDUCTORS N V
483,685$52.9B2.13%
13
RENEWABLE ENERGY GROUP INC
34,900,000$47.5B1.91%
14
TESLA INC
30,000,000$37.7B1.52%
15
CTRIP COM INTL LTD
25,000,000$35.3B1.42%
16
SINA CORP
404,721$34.4B1.38%
17
AQLTISHARES TR
500,000$32.6B1.31%Call
18
TESLA INC
25,000,000$28.9B1.16%
19
TWO HBRS INVT CORP
26,976,000$28.4B1.14%
20
TWXCHFTIME WARNER INC
275,420$27.7B1.11%
21
JAZZ US HLDGS INC
11,049,000$26.7B1.08%
22
DELLDELL TECHNOLOGIES INC
399,025$24.4B0.98%
23
TESLA INC
21,000,000$24.0B0.97%
24
PDL BIOPHARMA INC
25,181,000$22.7B0.91%
25
MTGE INVT CORP
1,163,518$21.9B0.88%
26
SPDR SERIES TRUST
500,000$19.3B0.78%Put
27
CHIMERA INVT CORP
1,000,000$18.6B0.75%Put
28
ENCORE CAP GROUP INC
17,000,000$18.1B0.73%
29
NEW YORK MTG TR INC
17,910,000$18.0B0.73%
30
CORENERGY INFRASTRUCTURE TR
15,348,000$17.1B0.69%
31
GENERAL MTRS CO
480,000$16.8B0.67%Put
32
BLACKSTONE MTG TR INC
14,300,000$16.6B0.67%
33
TWITTER INC
18,000,000$16.5B0.66%
34
LINTA 4 11/15/29LIBERTY MEDIA CORP
24,182,000$16.2B0.65%
35
RYAAYRYANAIR HLDGS PLC
148,232$16.0B0.64%
36
RITMNEW RESIDENTIAL INVT CORP
1,000,000$15.6B0.63%Call
37
MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC
10,125,000$15.2B0.61%
38
IMMUNOGEN INC
8,000,000$14.6B0.59%
39
KEY ENERGY SVCS INC DEL
694,398$13.4B0.54%
40
HARMONIC INC
11,500,000$13.2B0.53%
41
RITMNEW RESIDENTIAL INVT CORP
828,668$12.9B0.52%
42
VANECK VECTORS ETF TR
500,000$12.4B0.50%Put
43
OSVEURVANECK VECTORS ETF TR
500,000$12.4B0.50%
44
GOGO INC
13,000,000$11.8B0.47%
45
TSLATESLA INC
30,000$10.8B0.44%Put
4624,595,000$10.5B0.42%
47
TAT&T INC
270,000$10.2B0.41%Put
48
UNISYS CORP
6,500,000$9.9B0.40%
49
AMD 2.125 09/01/26ADVANCED MICRO DEVICES INC
5,000,000$8.8B0.35%
50
GOGOGOGO INC
755,662$8.7B0.35%
51
SAEXPLORATION HLDGS INC
2,609,039$8.5B0.34%
52
GSV CAP CORP
8,245,000$8.1B0.33%
53
FORD MTR CO DEL
720,000$8.1B0.32%Put
54
NFLXNETFLIX INC
50,000$7.5B0.30%Put
55
COMSTOCK RES INC
9,653,923$7.4B0.30%
56
HPEHEWLETT PACKARD ENTERPRISE C
426,750$7.1B0.28%
57
BASIC ENERGY SVCS INC NEW
263,578$6.6B0.26%
58
CITRIX SYS INC
5,000,000$6.0B0.24%
59
THCTENET HEALTHCARE CORP
302,151$5.8B0.24%
60
COWEN INC
5,538,000$5.7B0.23%
61
SAFEGUARD SCIENTIFICS INC
5,416,000$5.5B0.22%
62
WFRDWEATHERFORD INTL PLC
1,350,108$5.2B0.21%
63
LEVEL 3 COMMUNICATIONS INC
85,150$5.0B0.20%
64
TWITTER INC
5,000,000$4.7B0.19%
65
OSGAMBAC FINL GROUP INC
254,572$4.4B0.18%
66
ENCORE CAP GROUP INC
3,376,000$4.3B0.17%
67
CYHCOMMUNITY HEALTH SYS INC NEW
433,241$4.3B0.17%
68
GNC HLDGS INC
500,000$4.2B0.17%Put
69
GENERAL MTRS CO
120,000$4.2B0.17%Call
70
COMSTOCK RES INC
5,156,479$3.9B0.16%
71
T77LENDINGTREE INC NEW
20,480$3.5B0.14%
72
CLIFFS NAT RES INC
450,000$3.1B0.13%
73
SOLARCITY CORP
3,000,000$3.0B0.12%
74
SNYSANOFI
7,181,707$2.7B0.11%
75
WINDSTREAM HLDGS INC
429,050$1.7B0.07%
76
RIGTRANSOCEAN LTD
200,000$1.6B0.07%Put
77
DYNEGY INC NEW DEL
198,000$1.6B0.07%
78
WBWEIBO CORP
23,139$1.5B0.06%
79
IVREURINVESCO MORTGAGE CAPITAL INC
92,000$1.5B0.06%
80
ALLYALLY FINL INC
69,350$1.4B0.06%
81
FIAT CHRYSLER AUTOMOBILES N
135,000$1.4B0.06%Call
82
CSTMCONSTELLIUM NV
173,552$1.2B0.05%
83
HERTZ GLOBAL HLDGS INC
69,253$796.0M0.03%
84
PENNEY J C INC
154,288$717.0M0.03%
85
TERRAFORM GLOBAL INC
114,845$580.0M0.02%
86
VEDANTA LTD
35,036$544.0M0.02%
87
COBALT INTL ENERGY INC
2,000,000$520.0M0.02%
88
MCCLATCHY CO
50,000$467.0M0.02%
89
SWN1EURSOUTHWESTERN ENERGY CO
42,800$260.0M0.01%
90
NBRNABORS INDUSTRIES LTD
22,400$182.0M0.01%
91
OASEUROASIS PETE INC NEW
20,559$166.0M0.01%