WHITEBOX ADVISORS LLC Q2 2016 Filing
Filed July 27, 2016
Portfolio Value
$3.8T
Holdings
90
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (90 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 7,017,900 | $1.5T | 38.90% | Put |
| 2 | STTSPDR S&P 500 ETF TR | 3,550,000 | $743.8B | 19.68% | Call |
| 3 | AQLTISHARES TR | 1,100,000 | $126.5B | 3.35% | Put |
| 4 | PARRPAR PACIFIC HOLDINGS INC | 7,846,023 | $120.4B | 3.18% | |
| 5 | —YAHOO INC | 2,855,162 | $107.2B | 2.84% | |
| 6 | —POWERSHARES QQQ TRUST | 850,000 | $91.4B | 2.42% | Put |
| 7 | —TESLA MTRS INC | 36,483,000 | $61.7B | 1.63% | |
| 8 | AQLTISHARES TR | 500,000 | $57.5B | 1.52% | Call |
| 9 | —E M C CORP MASS | 1,914,856 | $52.0B | 1.38% | |
| 10 | —WHITING PETE CORP NEW | 56,200,000 | $50.2B | 1.33% | |
| 11 | —LINKEDIN CORP | 50,000,000 | $49.3B | 1.31% | |
| 12 | —HUTCHINSON TECHNOLOGY INC | 37,500,000 | $41.8B | 1.11% | |
| 13 | TWOTWO HBRS INVT CORP | 4,833,470 | $41.4B | 1.09% | |
| 14 | —XILINX INC | 25,344,000 | $40.8B | 1.08% | |
| 15 | —ALLEGHENY TECHNOLOGIES INC | 36,250,000 | $38.2B | 1.01% | |
| 16 | —AMERICAN CAP MTG INVT CORP | 2,140,385 | $33.8B | 0.89% | |
| 17 | —ENCORE CAP GROUP INC | 30,776,000 | $30.1B | 0.80% | |
| 18 | —YAHOO INC | 750,000 | $28.2B | 0.75% | Put |
| 19 | —PDL BIOPHARMA INC | 27,730,000 | $26.3B | 0.70% | |
| 20 | —CORENERGY INFRASTRUCTURE TR | 26,125,000 | $25.9B | 0.69% | |
| 21 | AQLTISHARES TR | 750,000 | $25.7B | 0.68% | Put |
| 22 | —ENCORE CAP GROUP INC | 30,450,000 | $23.5B | 0.62% | |
| 23 | —COBALT INTL ENERGY INC | 62,567,000 | $23.5B | 0.62% | |
| 24 | —GOGO INC | 33,740,000 | $22.5B | 0.59% | |
| 25 | —CORSICANTO LTD | 18,370,000 | $18.7B | 0.49% | |
| 26 | —WHITING PETE CORP NEW | 19,495,000 | $18.4B | 0.49% | |
| 27 | HPEHEWLETT PACKARD ENTERPRISE C | 929,325 | $17.0B | 0.45% | |
| 28 | —SPDR SERIES TRUST | 500,000 | $16.8B | 0.44% | Put |
| 29 | —PACIRA PHARMACEUTICALS INC | 10,500,000 | $15.6B | 0.41% | |
| 30 | ARRUSDARMOUR RESIDENTIAL REIT INC | 766,827 | $15.3B | 0.41% | |
| 31 | ALLYALLY FINL INC | 890,450 | $15.2B | 0.40% | |
| 32 | —ST JUDE MED INC | 190,075 | $14.8B | 0.39% | |
| 33 | —COWEN GROUP INC NEW | 16,000,000 | $14.4B | 0.38% | |
| 34 | —INTEROIL CORP | 297,567 | $13.4B | 0.35% | |
| 35 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 22,907,000 | $13.2B | 0.35% | |
| 36 | —JAZZ US HLDGS INC | 8,779,000 | $12.6B | 0.33% | |
| 37 | VRSN 3.25 08/15/37VERISIGN INC | 4,850,000 | $12.2B | 0.32% | |
| 38 | ODPEUROFFICE DEPOT INC | 3,683,893 | $12.2B | 0.32% | |
| 39 | —ALLERGAN PLC | 50,849 | $11.8B | 0.31% | |
| 40 | —NVIDIA CORP | 4,850,000 | $11.3B | 0.30% | |
| 41 | —TITAN MACHY INC | 13,008,000 | $10.4B | 0.28% | |
| 42 | —AMERICAN CAP LTD | 617,357 | $9.8B | 0.26% | |
| 43 | —AMERICAN CAPITAL AGENCY CORP | 471,427 | $9.3B | 0.25% | |
| 44 | IVREURINVESCO MORTGAGE CAPITAL INC | 682,545 | $9.3B | 0.25% | |
| 45 | —APOLLO RESIDENTIAL MTG INC | 696,165 | $9.3B | 0.25% | |
| 46 | —GREEN PLAINS INC | 8,000,000 | $8.9B | 0.24% | |
| 47 | COPCONOCOPHILLIPS | 200,000 | $8.7B | 0.23% | Put |
| 48 | —ENCORE CAP GROUP INC | 12,212,000 | $8.6B | 0.23% | |
| 49 | GLPIGAMING & LEISURE PPTYS INC | 220,000 | $7.6B | 0.20% | Put |
| 50 | —GSV CAP CORP | 8,245,000 | $7.5B | 0.20% | |
| 51 | —SAFEGUARD SCIENTIFICS INC | 7,316,000 | $7.2B | 0.19% | |
| 52 | —AMERICAN AIRLS GROUP INC | 250,000 | $7.1B | 0.19% | Call |
| 53 | AQLTISHARES TR | 200,000 | $6.8B | 0.18% | Call |
| 54 | HUMHUMANA INC | 35,007 | $6.3B | 0.17% | |
| 55 | —NATIONSTAR MTG HLDGS INC | 544,146 | $6.1B | 0.16% | |
| 56 | —LAYNE CHRISTENSEN CO | 5,700,000 | $5.8B | 0.15% | |
| 57 | —CLIFFS NAT RES INC | 1,000,000 | $5.7B | 0.15% | Call |
| 58 | —TWITTER INC | 6,000,000 | $5.5B | 0.15% | |
| 59 | —IMPERIAL HLDGS INC | 6,300,000 | $5.4B | 0.14% | |
| 60 | TSLATESLA MTRS INC | 25,000 | $5.3B | 0.14% | Put |
| 61 | NIHDEURNII HLDGS INC | 1,542,257 | $4.9B | 0.13% | |
| 62 | MGMMGM RESORTS INTERNATIONAL | 200,000 | $4.5B | 0.12% | Put |
| 63 | —TRINA SOLAR LIMITED | 5,000,000 | $4.3B | 0.11% | |
| 64 | DNREURDENBURY RES INC | 1,176,120 | $4.2B | 0.11% | |
| 65 | —CYPRESS SEMICONDUCTOR CORP | 368,750 | $3.9B | 0.10% | |
| 66 | SNYSANOFI | 16,160,449 | $3.9B | 0.10% | |
| 67 | AMDADVANCED MICRO DEVICES INC | 750,000 | $3.9B | 0.10% | Call |
| 68 | —JINKOSOLAR HLDG CO LTD | 3,600,000 | $3.3B | 0.09% | |
| 69 | —ENERNOC INC | 4,500,000 | $3.2B | 0.08% | |
| 70 | —MEDIA GEN INC NEW | 179,300 | $3.1B | 0.08% | |
| 71 | —MYLAN N V | 70,000 | $3.0B | 0.08% | Call |
| 72 | GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW | 5,000,000 | $2.9B | 0.08% | |
| 73 | —COMPANHIA BRASILEIRA DE | 161,680 | $2.4B | 0.06% | |
| 74 | —AEGERION PHARMACEUTICALS INC | 3,910,000 | $2.2B | 0.06% | |
| 75 | OSGAMBAC FINL GROUP INC | 123,546 | $2.0B | 0.05% | |
| 76 | BYDBOYD GAMING CORP | 110,000 | $2.0B | 0.05% | Put |
| 77 | —ABBOTT LABS | 50,000 | $2.0B | 0.05% | Put |
| 78 | TRVCCITIGROUP INC | 38,636 | $1.6B | 0.04% | |
| 79 | —TETRALOGIC PHARMACEUTICALS | 10,804,000 | $1.6B | 0.04% | |
| 80 | BACBANK AMER CORP | 120,200 | $1.6B | 0.04% | |
| 81 | GOLGBPGOL LINHAS AEREAS INTLG S A | 141,014 | $1.5B | 0.04% | |
| 82 | —OCWEN FINL CORP | 356,849 | $610.0M | 0.02% | |
| 83 | RVPRETRACTABLE TECHNOLOGIES INC | 170,801 | $430.0M | 0.01% | |
| 84 | —AMBAC FINL GROUP INC | 47,701 | $356.0M | 0.01% | |
| 85 | —USA TECHNOLOGIES INC | 15,493 | $270.0M | 0.01% | |
| 86 | —AG MTG INVT TR INC | 18,709 | $270.0M | 0.01% | |
| 87 | GOGOGOGO INC | 28,146 | $236.0M | 0.01% | |
| 88 | —CASTLE A M & CO | 122,736 | $201.0M | 0.01% | |
| 89 | —STONEGATE MTG CORP | 20,146 | $68.0M | 0.00% | |
| 90 | —FIVE OAKS INVT CORP | 11,900 | $65.0M | 0.00% |