WHITEBOX ADVISORS LLC Q1 2016 Filing
Filed May 3, 2016
Portfolio Value
$3.4T
Holdings
88
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (88 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,100,000 | $842.8B | 24.60% | Put |
| 2 | STTSPDR S&P 500 ETF TR | 3,850,000 | $791.4B | 23.10% | Call |
| 3 | AQLTISHARES TR | 1,700,000 | $188.1B | 5.49% | Put |
| 4 | PARRPAR PACIFIC HOLDINGS INC | 7,846,023 | $147.2B | 4.30% | |
| 5 | —TELEFLEX INC | 50,273,000 | $128.4B | 3.75% | |
| 6 | —TESLA MTRS INC | 61,483,000 | $113.0B | 3.30% | |
| 7 | —CURRENCYSHARES EURO TR | 900,000 | $100.1B | 2.92% | Put |
| 8 | —YAHOO INC | 2,105,162 | $77.5B | 2.26% | |
| 9 | TWOTWO HBRS INVT CORP | 9,064,748 | $72.0B | 2.10% | |
| 10 | —AMERICAN CAP LTD | 3,868,667 | $59.0B | 1.72% | |
| 11 | AQLTISHARES TR | 500,000 | $55.3B | 1.61% | Call |
| 12 | SNDK 1.5 08/15/17SANDISK CORP | 26,748,000 | $42.2B | 1.23% | |
| 13 | —E M C CORP MASS | 1,527,856 | $40.7B | 1.19% | |
| 14 | BACBANK AMER CORP | 3,000,000 | $40.6B | 1.18% | Put |
| 15 | HUMHUMANA INC | 175,507 | $32.1B | 0.94% | |
| 16 | —ENCORE CAP GROUP INC | 30,776,000 | $30.4B | 0.89% | |
| 17 | —ISIS PHARMACEUTICALS INC DEL | 11,246,000 | $28.0B | 0.82% | |
| 18 | —PACIRA PHARMACEUTICALS INC | 12,194,000 | $26.9B | 0.79% | |
| 19 | —AMERICAN CAP MTG INVT CORP | 1,621,576 | $23.8B | 0.69% | |
| 20 | —ENCORE CAP GROUP INC | 30,450,000 | $23.5B | 0.68% | |
| 21 | —FACEBOOK INC | 200,000 | $22.8B | 0.67% | Call |
| 22 | —CORENERGY INFRASTRUCTURE TR | 29,125,000 | $22.7B | 0.66% | |
| 23 | —BAXALTA INC | 500,000 | $20.2B | 0.59% | |
| 24 | ALLYALLY FINL INC | 1,050,711 | $19.7B | 0.57% | |
| 25 | —AMERICAN CAPITAL AGENCY CORP | 1,049,763 | $19.6B | 0.57% | |
| 26 | —CORSICANTO LTD | 23,370,000 | $19.2B | 0.56% | |
| 27 | —ALLERGAN PLC | 69,200 | $18.5B | 0.54% | |
| 28 | —PDL BIOPHARMA INC | 19,730,000 | $17.8B | 0.52% | |
| 29 | —TIME WARNER CABLE INC | 86,765 | $17.8B | 0.52% | |
| 30 | —XILINX INC | 10,470,000 | $17.2B | 0.50% | |
| 31 | —JAZZ US HLDGS INC | 11,779,000 | $16.5B | 0.48% | |
| 32 | COPCONOCOPHILLIPS | 400,000 | $16.1B | 0.47% | Put |
| 33 | —THE ADT CORPORATION | 372,000 | $15.3B | 0.45% | |
| 34 | —COWEN GROUP INC NEW | 16,000,000 | $14.8B | 0.43% | |
| 35 | —INTEGRA LIFESCIENCES HLDGS | 10,657,000 | $13.8B | 0.40% | |
| 36 | RYAAYRYANAIR HLDGS PLC | 156,033 | $13.4B | 0.39% | |
| 37 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 22,907,000 | $12.9B | 0.38% | |
| 38 | VRSN 3.25 08/15/37VERISIGN INC | 4,850,000 | $12.5B | 0.37% | |
| 39 | —RITE AID CORP | 1,264,756 | $10.3B | 0.30% | |
| 40 | —AMERICAN AIRLS GROUP INC | 250,000 | $10.3B | 0.30% | Call |
| 41 | CICIGNA CORPORATION | 73,563 | $10.1B | 0.29% | |
| 42 | —TITAN MACHY INC | 13,008,000 | $10.0B | 0.29% | |
| 43 | —HATTERAS FINL CORP | 687,098 | $9.8B | 0.29% | |
| 44 | —CHARTER COMMUNICATIONS INC D | 48,400 | $9.8B | 0.29% | Put |
| 45 | IVREURINVESCO MORTGAGE CAPITAL INC | 787,644 | $9.6B | 0.28% | |
| 46 | —HERBALIFE LTD | 9,440,000 | $9.1B | 0.27% | |
| 47 | NIHDEURNII HLDGS INC | 1,601,157 | $8.9B | 0.26% | |
| 48 | —NVIDIA CORP | 4,850,000 | $8.7B | 0.25% | |
| 49 | —ENCORE CAP GROUP INC | 12,212,000 | $8.4B | 0.25% | |
| 50 | —COBALT INTL ENERGY INC | 16,375,000 | $8.2B | 0.24% | |
| 51 | —APOLLO RESIDENTIAL MTG INC | 599,074 | $8.0B | 0.23% | |
| 52 | BACBANK AMER CORP | 591,400 | $8.0B | 0.23% | |
| 53 | —GREEN PLAINS INC | 8,000,000 | $7.9B | 0.23% | |
| 54 | —SAFEGUARD SCIENTIFICS INC | 7,316,000 | $7.9B | 0.23% | |
| 55 | —LAYNE CHRISTENSEN CO | 7,700,000 | $7.6B | 0.22% | |
| 56 | —GSV CAP CORP | 8,245,000 | $7.5B | 0.22% | |
| 57 | —OCWEN FINL CORP | 2,998,500 | $7.4B | 0.22% | |
| 58 | ODPEUROFFICE DEPOT INC | 910,054 | $6.5B | 0.19% | |
| 59 | —ENERNOC INC | 8,000,000 | $5.6B | 0.16% | |
| 60 | —IMPERIAL HLDGS INC | 6,300,000 | $5.5B | 0.16% | |
| 61 | —NATIONSTAR MTG HLDGS INC | 544,146 | $5.4B | 0.16% | |
| 62 | —WHITING PETE CORP | 6,000,000 | $5.0B | 0.15% | |
| 63 | —ALERE INC | 12,800 | $4.8B | 0.14% | |
| 64 | —TRINA SOLAR LIMITED | 5,000,000 | $4.5B | 0.13% | |
| 65 | —TWITTER INC | 5,000,000 | $4.4B | 0.13% | |
| 66 | GOLGBPGOL LINHAS AEREAS INTLG S A | 546,290 | $4.1B | 0.12% | |
| 67 | —CHENIERE ENERGY INC | 7,390,000 | $3.9B | 0.11% | |
| 68 | OSGAMBAC FINL GROUP INC | 242,569 | $3.8B | 0.11% | |
| 69 | —COMPANHIA BRASILEIRA DE | 241,680 | $3.4B | 0.10% | |
| 70 | —JINKOSOLAR HLDG CO LTD | 3,600,000 | $3.2B | 0.09% | |
| 71 | ASPSALTISOURCE PORTFOLIO SOLNS S | 130,000 | $3.1B | 0.09% | |
| 72 | —AEGERION PHARMACEUTICALS INC | 5,910,000 | $3.0B | 0.09% | |
| 73 | —SUNPOWER CORP | 2,500,000 | $2.8B | 0.08% | |
| 74 | —TETRALOGIC PHARMACEUTICALS | 10,804,000 | $2.3B | 0.07% | |
| 75 | —CARRIAGE SVCS INC | 2,000,000 | $2.2B | 0.06% | |
| 76 | —MYLAN N V | 45,000 | $2.1B | 0.06% | Call |
| 77 | SNYSANOFI | 16,160,449 | $1.8B | 0.05% | |
| 78 | —CASTLE A M & CO | 3,855,000 | $1.8B | 0.05% | |
| 79 | —STONEGATE MTG CORP | 221,123 | $1.3B | 0.04% | |
| 80 | AESAES CORP | 51,267 | $989.0M | 0.03% | |
| 81 | —CHARTER COMMUNICATIONS INC D | 4,476 | $906.0M | 0.03% | |
| 82 | GOGOGOGO INC | 81,776 | $900.0M | 0.03% | |
| 83 | —AMBAC FINL GROUP INC | 74,756 | $524.0M | 0.02% | |
| 84 | RVPRETRACTABLE TECHNOLOGIES INC | 170,801 | $367.0M | 0.01% | |
| 85 | LNWOSCIENTIFIC GAMES CORP | 38,460 | $363.0M | 0.01% | |
| 86 | —USA TECHNOLOGIES INC | 16,997 | $291.0M | 0.01% | |
| 87 | —AG MTG INVT TR INC | 18,709 | $245.0M | 0.01% | |
| 88 | —FIVE OAKS INVT CORP | 11,900 | $67.0M | 0.00% |