Westchester Capital Management, LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$4.0T
Holdings
71
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (71 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | HPEHewlett Packard Enterprise Company | 8,936,100 | $206.8B | 5.23% | Put |
| 2 | —Yahoo! Inc. | 4,787,162 | $185.1B | 4.68% | |
| 3 | ASHAshland Global Holdings Inc. | 1,566,900 | $171.2B | 4.33% | Put |
| 4 | AIGAmerican International Group, Inc. | 2,620,000 | $171.1B | 4.33% | Put |
| 5 | BKRBaker Hughes Incorporated | 2,553,000 | $165.9B | 4.20% | Put |
| 6 | —St. Jude Medical, Inc. | 1,816,119 | $145.6B | 3.68% | |
| 7 | HLTHilton Worldwide Holdings Inc. | 5,263,100 | $143.2B | 3.62% | Put |
| 8 | —Harman International Industries, Inc. | 1,243,712 | $138.3B | 3.50% | |
| 9 | CITUSDCIT Group Inc. | 3,113,900 | $132.9B | 3.36% | Put |
| 10 | —American Capital Ltd. | 7,101,323 | $127.3B | 3.22% | |
| 11 | NXPINXP Semiconductors NV | 1,215,900 | $119.2B | 3.01% | |
| 12 | —Dow Chemical Company | 1,980,028 | $113.3B | 2.87% | Put |
| 13 | —CBS Corporation NEW | 1,713,300 | $109.0B | 2.76% | Put |
| 14 | —Reynolds American Inc. | 1,894,450 | $106.2B | 2.69% | |
| 15 | —Cabela's Incorporated | 1,793,808 | $105.0B | 2.66% | |
| 16 | —Linear Technology Corporation | 1,662,329 | $103.6B | 2.62% | |
| 17 | TWXCHFTime Warner Inc. | 1,059,666 | $102.3B | 2.59% | |
| 18 | SPYSPDR S&P 500 ETF TR | 450,000 | $100.6B | 2.54% | Put |
| 19 | —Endurance Specialty Holdings Limited | 1,059,256 | $97.9B | 2.48% | |
| 20 | LWLamb West Holdings, Inc. | 2,377,380 | $90.0B | 2.28% | Put |
| 21 | —The Valspar Corporation | 859,389 | $89.0B | 2.25% | |
| 22 | —Syngenta AG | 1,107,727 | $87.6B | 2.21% | |
| 23 | JCIJohnson Controls International PLC | 1,886,300 | $77.7B | 1.97% | Put |
| 24 | FTIFMC Technologies Inc. | 2,131,483 | $76.4B | 1.93% | |
| 25 | YUMYum! Brands, Inc. | 1,194,600 | $75.7B | 1.91% | Put |
| 26 | —Mentor Graphics Corporation | 1,855,383 | $68.4B | 1.73% | |
| 27 | —Chemtura Corporation | 1,925,298 | $63.9B | 1.62% | |
| 28 | —EverBank Financial Corporation | 3,207,274 | $62.4B | 1.58% | |
| 29 | —Monsanto Company NEW | 526,700 | $55.4B | 1.40% | |
| 30 | —Level 3 Communications, Inc. | 952,536 | $53.7B | 1.36% | |
| 31 | —B/E Aerospace, Inc. | 869,085 | $52.3B | 1.32% | |
| 32 | —Columbia Pipeline Partners LP | 2,679,711 | $46.0B | 1.16% | |
| 33 | MGMMGM Resorts International | 1,476,200 | $42.6B | 1.08% | Put |
| 34 | LM03Liberty Media Corp Delaware | 1,225,987 | $42.3B | 1.07% | |
| 35 | DELLDell Technologies Inc. | 665,284 | $36.6B | 0.93% | |
| 36 | —NorthStar Asset Management Group Inc. | 2,249,576 | $33.6B | 0.85% | |
| 37 | METMetLife, Inc. | 593,900 | $32.0B | 0.81% | Put |
| 38 | ETEnergy Transfer Partners, L.P. | 764,454 | $27.4B | 0.69% | |
| 39 | —NorthStar Realty Finance Corp. | 1,688,669 | $25.6B | 0.65% | |
| 40 | —Intersil Corp | 1,048,540 | $23.4B | 0.59% | |
| 41 | —Media General, Inc. NEW | 1,161,681 | $21.9B | 0.55% | |
| 42 | —Rite Aid Corp. | 2,480,437 | $20.4B | 0.52% | |
| 43 | —WhiteWave Foods Company | 342,088 | $19.0B | 0.48% | |
| 44 | —PrivateBancorp, Inc. | 305,809 | $16.6B | 0.42% | |
| 45 | BOBEUSDBob Evans Farms, Inc. | 305,000 | $16.2B | 0.41% | Put |
| 46 | YUMCYum China Holding, Inc. | 597,300 | $15.6B | 0.39% | |
| 47 | GEGeneral Electric Company | 492,000 | $15.5B | 0.39% | Put |
| 48 | —Allergan PLC | 64,658 | $13.6B | 0.34% | Put |
| 49 | STWDStarwood Property Trust, Inc. | 554,526 | $12.2B | 0.31% | |
| 50 | —Bats Global Markets, Inc. | 342,756 | $11.5B | 0.29% | |
| 51 | —Isle of Capri Casinos, Inc. | 442,500 | $10.9B | 0.28% | |
| 52 | VVRInvesco Senior Income Trust | 1,687,279 | $7.8B | 0.20% | |
| 53 | —Voya Prime Rate Trust | 1,089,555 | $6.0B | 0.15% | |
| 54 | XJQCXNuveen Credit Strategies Income Fund | 667,590 | $5.9B | 0.15% | |
| 55 | HIOWestern Asset High Income Opportunity Fun | 1,154,234 | $5.8B | 0.15% | |
| 56 | XFRAXBlackrock Fltg Rate OME STR | 378,183 | $5.5B | 0.14% | |
| 57 | ADNTAdient plc | 85,230 | $5.0B | 0.13% | |
| 58 | —Team Health Holding Inc. | 113,916 | $5.0B | 0.13% | |
| 59 | DSUBlackrock Debt Strategies Fund, Inc. | 385,459 | $4.4B | 0.11% | |
| 60 | —Rockwell Collins Inc. | 45,000 | $4.2B | 0.11% | Call |
| 61 | —KLR Energy Acquisition Corp. | 399,000 | $4.1B | 0.10% | |
| 62 | COTYCoty, Inc. | 193,097 | $3.5B | 0.09% | |
| 63 | FCTFirst Trust Senior Fltg. Rate Income Fd.I | 252,450 | $3.5B | 0.09% | |
| 64 | GMGeneral Motors Co. | 90,400 | $3.1B | 0.08% | Put |
| 65 | —Pacific Special Acquisition Corp. | 210,000 | $2.2B | 0.05% | |
| 66 | BXUSDBlackstone Group LP | 75,800 | $2.0B | 0.05% | Put |
| 67 | —Hennessy Capital Acquisition Corp. II | 199,800 | $2.0B | 0.05% | |
| 68 | NWSANews Corporation NEW | 163,001 | $1.9B | 0.05% | |
| 69 | —Wheeler Real Estate Inv.Trust, Inc. | 878,625 | $1.5B | 0.04% | |
| 70 | VVVValvoline Inc. | 21,952 | $472.0M | 0.01% | |
| 71 | —Pacific Special Acquisition Corp. | 210,000 | $59.0M | 0.00% |