Westchester Capital Management, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$2.6T
Holdings
120
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (120 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —SunTrust Banks, Inc. | 3,004,235 | $206.7B | 8.04% | |
| 2 | CELGCelgene Corporation | 1,682,439 | $167.1B | 6.50% | |
| 3 | —Oaktree Capital Group LLC | 2,966,681 | $159.3B | 6.20% | |
| 4 | —Allergan PLC | 910,507 | $153.2B | 5.96% | |
| 5 | AABAUSDAltaba Inc. | 7,320,432 | $142.6B | 5.55% | |
| 6 | VSMEURVersum Materials, Inc. | 2,580,394 | $136.6B | 5.31% | |
| 7 | ZAYOEURZayo Group Holdings, Inc. | 3,176,818 | $107.7B | 4.19% | |
| 8 | —Cypress Semiconductor Corporation | 4,133,331 | $96.5B | 3.75% | |
| 9 | SPYSPDR S&P 500 ETF TR | 325,000 | $96.5B | 3.75% | Put |
| 10 | UTXZUnited Technologies Corporation | 706,100 | $96.4B | 3.75% | Put |
| 11 | CZREURCaesars Entertainment Corporation | 6,914,955 | $80.6B | 3.14% | |
| 12 | GWRUSDGenesee & Wyoming Inc. | 628,728 | $69.5B | 2.70% | |
| 13 | WBC1EURWABCO Holdings Inc. | 491,571 | $65.7B | 2.56% | |
| 14 | WCGEURWellCare Health Plans, Inc. | 252,388 | $65.4B | 2.55% | |
| 15 | —CBS Corporation NEW | 1,209,067 | $48.8B | 1.90% | Put |
| 16 | VIABViacom Inc. | 1,980,593 | $47.6B | 1.85% | |
| 17 | —Milacron Holdings Corporation | 2,840,537 | $47.4B | 1.84% | |
| 18 | —Mellanox Technologies Ltd. | 414,420 | $45.4B | 1.77% | |
| 19 | —Buckeye Partners, L.P. | 979,521 | $40.2B | 1.57% | |
| 20 | DDDuPont de Nemours, Inc. | 483,987 | $34.5B | 1.34% | Put |
| 21 | —Sprint Corporation | 4,765,322 | $29.4B | 1.14% | |
| 22 | —Alder Biopharmaceuticals, Inc. | 1,467,200 | $27.7B | 1.08% | Put |
| 23 | MASMasco Corporation | 618,400 | $25.8B | 1.00% | Put |
| 24 | DOWDow Inc. | 486,961 | $23.2B | 0.90% | Put |
| 25 | SMHVanEck Vectors ETF TR | 186,100 | $22.2B | 0.86% | Put |
| 26 | —Trinity Merger Corp. | 1,924,233 | $20.1B | 0.78% | |
| 27 | ADSWAdvanced Disposal Services, Inc. | 608,693 | $19.8B | 0.77% | |
| 28 | IACIEURIAC/InterActiveCorp | 79,269 | $17.3B | 0.67% | Put |
| 29 | MSGSMadison Square Garden Co NEW | 65,400 | $17.2B | 0.67% | Put |
| 30 | —Trident Acquisitions Corp. | 1,586,267 | $16.5B | 0.64% | |
| 31 | —Medidata Solutions, Inc. | 175,000 | $16.0B | 0.62% | |
| 32 | FOXAFox Corporation | 504,577 | $15.9B | 0.62% | |
| 33 | —Pure Acquisition Corp. | 1,451,096 | $14.9B | 0.58% | |
| 34 | AXTAAxalta Coating Systems Ltd. | 492,991 | $14.9B | 0.58% | Put |
| 35 | —Twelve Seas Investment Company | 1,375,000 | $14.1B | 0.55% | |
| 36 | BPYPNBrookfield Property REIT Inc. | 640,912 | $13.1B | 0.51% | |
| 37 | —Mylan NV | 642,900 | $12.7B | 0.49% | Put |
| 38 | —Spark Therapeutics, Inc. | 127,876 | $12.4B | 0.48% | |
| 39 | —Leo Holdings Corp. | 1,206,905 | $12.4B | 0.48% | |
| 40 | HGVHilton Grand Vacations Inc. | 357,265 | $11.4B | 0.44% | Put |
| 41 | MGMMGM Resorts International | 408,000 | $11.3B | 0.44% | Put |
| 42 | —Alberton Acquisition Corporation | 1,070,006 | $11.0B | 0.43% | |
| 43 | —Haymaker Acquisition Corp. II | 1,000,000 | $10.3B | 0.40% | |
| 44 | CTVACorteva, Inc. | 355,884 | $10.0B | 0.39% | Put |
| 45 | —GigCapital, Inc. | 952,916 | $9.9B | 0.39% | |
| 46 | —Act II Global Acquisition Corp. | 999,998 | $9.8B | 0.38% | |
| 47 | —Tuscan Holdings Corp. | 950,000 | $9.5B | 0.37% | |
| 48 | —VectoIQ Acquisition Corp. | 918,404 | $9.4B | 0.37% | |
| 49 | —CF Finance Acquisition Corp. | 900,692 | $9.1B | 0.35% | |
| 50 | APOEURApollo Global Management Inc. | 239,189 | $9.0B | 0.35% | Put |
| 51 | —Graf Industrial Corp. | 894,467 | $9.0B | 0.35% | |
| 52 | —Legacy Acquisition Corp. | 836,352 | $8.5B | 0.33% | |
| 53 | —Apex Technology Acquisition Corporation | 800,000 | $8.2B | 0.32% | |
| 54 | —Thunder Bridge Acquisition II, Ltd. | 800,000 | $8.1B | 0.32% | |
| 55 | —Sentinel Energy Services Inc. | 771,101 | $7.9B | 0.31% | |
| 56 | —Tuscan Holdings Corp. | 799,100 | $7.8B | 0.30% | |
| 57 | BXThe Blackstone Group Inc. | 145,300 | $7.1B | 0.28% | Put |
| 58 | —New Frontier Corporation | 655,000 | $6.7B | 0.26% | |
| 59 | —Tallgrass Energy, LP | 328,558 | $6.6B | 0.26% | |
| 60 | —Pivotal Investment Corporation II | 600,000 | $6.1B | 0.24% | |
| 61 | —Pivotal Acquisition Corp | 600,000 | $6.1B | 0.24% | |
| 62 | —FinTech Acquisition Corp. III | 583,620 | $5.9B | 0.23% | |
| 63 | —TKK Symphony Acquisition Corporation | 555,113 | $5.6B | 0.22% | |
| 64 | —ChaSerg Technology Acquisition Corp. | 530,160 | $5.4B | 0.21% | |
| 65 | —Leisure Acquisition Corp. | 506,900 | $5.2B | 0.20% | |
| 66 | CNCCentene Corp. DEL | 118,500 | $5.1B | 0.20% | Put |
| 67 | —Mudrick Capital Acquisition | 500,000 | $5.1B | 0.20% | |
| 68 | —New Providence Aquisition Corp. | 500,000 | $5.0B | 0.20% | |
| 69 | —Hennessy Capital Acquisition Corp. | 499,996 | $5.0B | 0.20% | |
| 70 | —Gordon Pointe Acquisition Corp. | 458,496 | $4.8B | 0.19% | |
| 71 | —Tiberius Acquisition Corporation | 450,000 | $4.6B | 0.18% | |
| 72 | DISCKUSDDiscovery Inc. | 150,121 | $3.7B | 0.14% | |
| 73 | —Churchill Capital Corp II | 350,000 | $3.7B | 0.14% | |
| 74 | —Megalith Financial Acquisition Corp. | 359,749 | $3.7B | 0.14% | |
| 75 | TAT&T Inc. | 96,595 | $3.7B | 0.14% | |
| 76 | HIOWestern Asset High Income Opportunity Fun | 707,954 | $3.6B | 0.14% | |
| 77 | —Regalwood Global Energy Ltd. | 337,752 | $3.5B | 0.14% | |
| 78 | —Forum Merger II Corporation | 338,100 | $3.4B | 0.13% | |
| 79 | —Collier Creek Holdings | 329,997 | $3.4B | 0.13% | |
| 80 | —Opes Acquisition Corp. | 303,381 | $3.1B | 0.12% | |
| 81 | DSUBlackrock Debt Strategies Fund, Inc. | 257,397 | $2.8B | 0.11% | |
| 82 | —Monocle Acquisition Corporation | 273,608 | $2.7B | 0.11% | |
| 83 | —Longevity Acquisition Corporation | 262,500 | $2.7B | 0.11% | |
| 84 | —Big Rock Partners Acquisition Corp. | 244,658 | $2.6B | 0.10% | |
| 85 | —Greenland Acquisition Corporation | 235,118 | $2.4B | 0.09% | |
| 86 | —Andina Acquisition Corp. III | 226,100 | $2.3B | 0.09% | |
| 87 | —Voya (ING) Prime Rate Trust | 456,729 | $2.2B | 0.08% | |
| 88 | VVRInvesco Senior Income Trust | 477,119 | $2.0B | 0.08% | |
| 89 | —Caesars Entertainment Corporation | 1,150,299 | $2.0B | 0.08% | |
| 90 | EFTEaton Vance Floating-Rate Income Trust | 147,131 | $1.9B | 0.08% | |
| 91 | —Invesco Dynamic Credit Opportunities Fund | 164,848 | $1.8B | 0.07% | |
| 92 | GNWGenworth Financial, Inc. | 372,802 | $1.6B | 0.06% | |
| 93 | —Gigcapital2, Inc. | 135,000 | $1.4B | 0.05% | |
| 94 | —Pivotal Acquisition Corp | 975,847 | $1.3B | 0.05% | |
| 95 | —Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.2B | 0.04% | |
| 96 | FCTFirst Trust Senior Fltg. Rate Income Fd.I | 77,069 | $925.0M | 0.04% | |
| 97 | —Apollo Tactical Income Fund Inc. | 56,628 | $858.0M | 0.03% | |
| 98 | XFRAXBlackrock Fltg Rate Inc. Strategies Fund | 66,381 | $838.0M | 0.03% | |
| 99 | —Akazoo S.A. | 98,040 | $621.0M | 0.02% | |
| 100 | OXYOccidental Petroleum Corporation | 13,873 | $617.0M | 0.02% |
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