Westchester Capital Management, LLC Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$5.0T
Holdings
79
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (79 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Starwood Hotels & Resorts Worldwide Inc. | 3,439,767 | $287.0B | 5.70% | Put |
| 2 | —Time Warner Cable Inc. | 1,293,629 | $264.7B | 5.26% | |
| 3 | —Dow Chemical Company | 4,886,892 | $248.5B | 4.94% | Put |
| 4 | TMUST-Mobile US, Inc. | 5,241,370 | $239.1B | 4.75% | Put |
| 5 | —Yahoo! Inc. | 5,645,994 | $207.8B | 4.13% | |
| 6 | —EMC Corporation MASS | 7,562,475 | $201.5B | 4.01% | |
| 7 | KLACKLA-Tencor Corp. | 2,704,308 | $196.9B | 3.91% | |
| 8 | AIGAmerican International Group, Inc. | 3,577,047 | $193.3B | 3.84% | Put |
| 9 | SPYSPDR S&P 500 ETF Trust | 899,600 | $184.9B | 3.68% | Put |
| 10 | —Airgas, Inc. | 1,229,298 | $174.1B | 3.46% | |
| 11 | GMGeneral Motors Co. | 5,484,300 | $172.4B | 3.43% | Put |
| 12 | MGMMGM Resorts International | 7,554,400 | $162.0B | 3.22% | Put |
| 13 | —Johnson Controls, Inc. | 4,099,258 | $159.7B | 3.18% | Put |
| 14 | INGMIngram Micro Inc. | 4,339,097 | $155.8B | 3.10% | |
| 15 | —Baxalta Incorporated | 3,568,750 | $144.2B | 2.87% | |
| 16 | —Jarden Corporation | 2,440,341 | $143.9B | 2.86% | |
| 17 | —Alere, Inc. | 2,627,306 | $133.0B | 2.64% | |
| 18 | HYGiShares TR | 1,592,900 | $130.1B | 2.59% | Put |
| 19 | —CBS Corporation NEW | 2,331,988 | $128.5B | 2.55% | Put |
| 20 | GEGeneral Electric Company | 3,763,800 | $119.7B | 2.38% | Put |
| 21 | CAMCameron International Corporation | 1,551,054 | $104.0B | 2.07% | |
| 22 | HUMHumana Inc. | 506,640 | $92.7B | 1.84% | |
| 23 | AAAlcoa Inc. | 9,484,200 | $90.9B | 1.81% | Put |
| 24 | —Youku Tudou Inc. | 3,170,101 | $87.1B | 1.73% | |
| 25 | SNDKSanDisk Corporation | 1,056,993 | $80.4B | 1.60% | |
| 26 | —Du Pont (E.I.) de Nemours | 1,160,068 | $73.5B | 1.46% | Put |
| 27 | —First Niagara Financial Group | 7,383,557 | $71.5B | 1.42% | |
| 28 | —Allergan, Inc. | 248,599 | $66.6B | 1.32% | Put |
| 29 | —ADT Corporation | 1,610,634 | $66.5B | 1.32% | |
| 30 | —The Valspar Corporation | 532,612 | $57.0B | 1.13% | |
| 31 | STWDStarwood Property Trust, Inc. | 2,433,019 | $46.1B | 0.92% | |
| 32 | —Syngenta AG | 554,364 | $45.9B | 0.91% | |
| 33 | CVCEURCablevision Systems Corporation | 1,347,150 | $44.5B | 0.88% | |
| 34 | —NorthStar Realty Finance Corp. | 3,318,051 | $43.5B | 0.87% | Put |
| 35 | HP5AEquity Commonwealth | 1,194,993 | $33.7B | 0.67% | |
| 36 | —Northern Tier Energy LP | 1,192,300 | $28.1B | 0.56% | |
| 37 | VMWEURVMware Inc. | 501,300 | $26.2B | 0.52% | Put |
| 38 | —Media General, Inc. NEW | 1,599,236 | $26.1B | 0.52% | |
| 39 | —Columbia Pipeline Group, Inc. | 992,660 | $24.9B | 0.50% | |
| 40 | PFEPfizer, Inc. | 838,769 | $24.9B | 0.49% | Put |
| 41 | HTZHertz Global Holdings, Inc. | 2,338,400 | $24.6B | 0.49% | Put |
| 42 | SIRIEURSiriusXM Holdings Inc. | 6,218,400 | $24.6B | 0.49% | |
| 43 | —Tyco International plc | 635,200 | $23.3B | 0.46% | |
| 44 | —FirstMerit Corporation | 1,076,462 | $22.7B | 0.45% | |
| 45 | WMBWilliams Companies, Inc. DEL | 1,268,520 | $20.4B | 0.41% | |
| 46 | HLTHilton Worldwide Holdings Inc. | 679,000 | $15.3B | 0.30% | Put |
| 47 | —Progressive Waste Solutions Ltd. | 358,462 | $11.1B | 0.22% | |
| 48 | GRA1EURW.R. Grace & Co. DEL NEW | 153,889 | $11.0B | 0.22% | |
| 49 | HUNHuntsman Corporation | 814,418 | $10.8B | 0.22% | Put |
| 50 | —Atmel Corporation | 1,319,150 | $10.7B | 0.21% | |
| 51 | —Markit Limited | 241,124 | $8.5B | 0.17% | |
| 52 | —Qihoo 360 Technology Company Ltd. | 83,841 | $6.3B | 0.13% | |
| 53 | VVRInvesco Senior Income Trust | 1,545,294 | $6.2B | 0.12% | |
| 54 | EFTEaton Vance Floating-Rate Inc. | 372,339 | $4.9B | 0.10% | |
| 55 | —Equity Commonwealth | 187,580 | $4.8B | 0.09% | |
| 56 | —Voya (ING) Prime Rate Trust | 902,333 | $4.5B | 0.09% | |
| 57 | PRGOPerrigo Company PLC | 33,100 | $4.2B | 0.08% | |
| 58 | —KLR Energy Acquisition Corp. | 399,000 | $4.0B | 0.08% | |
| 59 | TRVCCitigroup Inc. | 87,800 | $3.7B | 0.07% | |
| 60 | FCTFirst Trust Senior Fltg. Rate Income Fd. | 281,204 | $3.6B | 0.07% | |
| 61 | DSLDoubleLine Income Solutions Fund | 206,353 | $3.5B | 0.07% | |
| 62 | XFRAXBlackrock Float Rate OME STR | 216,891 | $2.8B | 0.06% | |
| 63 | —GCP Applied Technologies Inc. | 136,776 | $2.7B | 0.05% | |
| 64 | —Winthrop Realty Trust | 180,350 | $2.4B | 0.05% | |
| 65 | —Pacific Special Acquisition Corp. | 210,000 | $2.1B | 0.04% | |
| 66 | NWSANews Corporation NEW | 163,001 | $2.1B | 0.04% | |
| 67 | —Hennessy Capital Acquisition Corp. | 199,800 | $2.0B | 0.04% | |
| 68 | GRFSGrifols S.A. | 114,655 | $1.8B | 0.04% | |
| 69 | —CYS Investments, Inc. | 149,130 | $1.2B | 0.02% | |
| 70 | —Wheeler Real Estate Inv.Trust | 888,250 | $1.1B | 0.02% | |
| 71 | TAT&T Inc. | 22,000 | $862.0M | 0.02% | |
| 72 | HIOWestern Asset High Income Opportunity Fun | 106,644 | $500.0M | 0.01% | |
| 73 | —Apollo Residential Mortgage, Inc. | 26,262 | $352.0M | 0.01% | |
| 74 | ETEnergy Transfer Equity LP | 48,200 | $344.0M | 0.01% | Call |
| 75 | —Heartland Payment Systems, Inc. | 1,894 | $183.0M | 0.00% | |
| 76 | BXMTBlackstone Mortgage Trust Inc. | 5,067 | $136.0M | 0.00% | |
| 77 | —SFX Entertainment Inc. | 1,080,056 | $42.0M | 0.00% | |
| 78 | —Pacific Special Acquisition Corp. | 210,000 | $19.0M | 0.00% | |
| 79 | VODVodafone Group Plc NEW | 0 | $0 | 0.00% |