Wellington Shields & Co., LLC

CIK: 0001506073Latest portfolio: $405.4M · Q4 2025

Holdings

321

Total Value

$405.4M

New Positions

320

Closed Positions

0

#StockSharesValue% PortfolioChangeType
1
MSFTMICROSOFT CORP COM
69,990$33.8M8.35%NEW
2
AAPLAPPLE INC COM
110,258$30.0M7.39%NEW
3
JPMJPMORGAN CHASE & CO COM
47,531$15.3M3.78%NEW
4
LLYELI LILLY & CO COM
12,977$13.9M3.44%NEW
5
NVDANVIDIA CORPORATION COM
68,172$12.7M3.14%NEW
6
GOOGALPHABET INC CAP STK CL C
35,538$11.2M2.75%NEW
7
XOMEXXON MOBIL CORP COM
76,928$9.3M2.28%NEW
8
IBMINTERNATIONAL BUSINESS MACHS COM
26,503$7.8M1.94%NEW
9
ABBVABBVIE INC COM
30,817$7.0M1.74%NEW
10
AMZNAMAZON COM INC COM
30,236$7.0M1.72%NEW
11
CATCATERPILLAR INC COM
9,417$5.4M1.33%NEW
12
GOOGLALPHABET INC CAP STK CL A
16,540$5.2M1.28%NEW
13
BXBLACKSTONE INC COM
33,301$5.1M1.27%NEW
14
SPYSTATE STREET SPDR S&P 500 ETF
6,816$4.6M1.15%NEW
15
VVISA INC COM CL A
12,941$4.5M1.12%NEW
16
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
8,652$4.3M1.07%NEW
17
AVGOBROADCOM INC COM
12,167$4.2M1.04%NEW
18
UNPUNION PAC CORP COM
17,488$4.0M1.00%NEW
19
6RJ0ROCKET LAB CORP COM
57,643$4.0M0.99%NEW
20
WMTWALMART INC COM
36,002$4.0M0.99%NEW
21
HONHONEYWELL INTL INC COM
20,044$3.9M0.96%NEW
22
ILMNILLUMINA INC COM
28,618$3.8M0.93%NEW
23
GEGE AEROSPACE COM NEW
12,097$3.7M0.92%NEW
24
ABTABBOTT LABS COM
29,746$3.7M0.92%NEW
25
TRVCCITIGROUP INC COM NEW
31,188$3.6M0.90%NEW

Quarterly Changes

New Positions

Closed Positions

No closed positions this quarter

Sector Breakdown

Financial Services0.0% ($1.5315513346474537e+239T)
Industrials0.0% ($5.394404539103727e+133T)
Technology0.0% ($3.384829974127148e+122T)
Healthcare0.0% ($1.3945704137533727e+103T)
Energy0.0% ($9.257249119831496e+79T)
Basic Materials0.0% ($3.614128710165205e+40T)
Utilities0.0% ($3.436170016111001e+36T)
Unknown0.0% ($4.34840213639259e+35T)
Consumer Defensive0.0% ($4.010349222821775e+34T)
Communication Services0.0% ($1.1151517732132133e+29T)
Consumer Cyclical0.0% ($6.978234569260849e+28T)
Real Estate0.0% ($144791888255728.4T)

Filing History

QuarterFiling DatePortfolio ValueHoldings
Q4 2025Feb 9, 2026$405.4M321
Q3 2025Nov 5, 2025$383.4B0
Q2 2025Aug 5, 2025$353.3B316
Q1 2025May 8, 2025$319.5B304
Q4 2024Feb 10, 2025$326.1B295

Fund Information

CIK0001506073
Most Recent FilingFeb 9, 2026
Number of Filings5

Wellington Shields & Co., LLC is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $405.4M across 321 holdings. The largest position is MICROSOFT CORP COM (MSFT), representing 8.3% of the portfolio. Compared to the previous quarter, the fund opened 321 new positions and closed 0 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.