Warberg Asset Management LLC Q4 2023 Filing
Filed February 7, 2024
Portfolio Value
$528.0B
Holdings
232
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (232 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 305,000 | $145.0B | 27.46% | Put |
| 2 | OXY/WSOCCIDENTAL PETE CORP | 1,024,720 | $38.8B | 7.35% | |
| 3 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 11,518,000 | $34.1B | 6.47% | |
| 4 | QQQINVESCO QQQ TR | 70,000 | $28.7B | 5.43% | Put |
| 5 | X 5 11/01/26UNITED STATES STL CORP | 6,552,000 | $23.8B | 4.51% | |
| 6 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 6,466,000 | $16.7B | 3.17% | |
| 7 | —INTERDIGITAL INC | 9,247,000 | $12.4B | 2.34% | |
| 8 | —ALTAIR ENGR INC | 6,702,000 | $12.1B | 2.29% | |
| 9 | GTLS 1 11/15/24CHART INDS INC | 5,035,000 | $11.7B | 2.22% | |
| 10 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 5,289,000 | $10.0B | 1.89% | |
| 11 | HUBS 0.375 06/01/25HUBSPOT INC | 4,592,000 | $9.5B | 1.81% | |
| 12 | —CONMED CORP | 7,538,000 | $9.3B | 1.76% | |
| 13 | RGENREPLIGEN CORP | 5,864,000 | $9.2B | 1.74% | |
| 14 | —RH | 6,000,000 | $8.5B | 1.62% | |
| 15 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 6,504,000 | $8.3B | 1.57% | |
| 16 | NRG 2.75 06/01/48NRG ENERGY INC | 6,291,000 | $8.1B | 1.54% | |
| 17 | LTHM 4.125 07/15/25LIVENT CORP | 3,850,000 | $8.1B | 1.53% | |
| 18 | MDB 0.25 01/15/26MONGODB INC | 3,655,000 | $7.2B | 1.37% | |
| 19 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 4,250,000 | $7.0B | 1.33% | |
| 20 | PSN 0.25 08/15/25PARSONS CORP DEL | 4,706,000 | $6.7B | 1.28% | |
| 21 | ETSY 0.125 10/01/26ETSY INC | 5,332,000 | $6.1B | 1.16% | |
| 22 | ATI 3.5 06/15/25ATI INC | 1,966,000 | $5.8B | 1.10% | |
| 23 | IDCC 3.5 06/01/27INTERDIGITAL INC | 2,923,000 | $4.3B | 0.81% | |
| 24 | BOX 0 01/15/26BOX INC | 3,797,000 | $4.2B | 0.80% | |
| 25 | PRGSPROGRESS SOFTWARE CORP | 3,923,000 | $4.1B | 0.78% | |
| 26 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 2,487,000 | $4.1B | 0.77% | |
| 27 | DDOG 0.125 06/15/25DATADOG INC | 2,733,000 | $3.8B | 0.72% | |
| 28 | WK 1.125 08/15/26WORKIVA INC | 2,742,000 | $3.8B | 0.71% | |
| 29 | —SEA LTD | 3,500,000 | $3.7B | 0.71% | |
| 30 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 1,259,000 | $3.2B | 0.60% | |
| 31 | HTZWWHERTZ GLOBAL HLDGS INC | 555,380 | $3.0B | 0.58% | |
| 32 | MIDD 1 09/01/25MIDDLEBY CORP | 2,450,000 | $3.0B | 0.57% | |
| 33 | TLTISHARES TR | 30,000 | $3.0B | 0.56% | Put |
| 34 | PXD 0.25 05/15/25PIONEER NAT RES CO | 1,122,000 | $2.7B | 0.52% | |
| 35 | SURGSURGEPAYS INC | 1,097,313 | $2.3B | 0.44% | |
| 36 | ARCC 4.625 03/01/24ARES CAPITAL CORP | 2,149,000 | $2.2B | 0.42% | |
| 37 | ZS 0.125 07/01/25ZSCALER INC | 1,454,000 | $2.2B | 0.42% | |
| 38 | AAPLAPPLE INC | 10,000 | $1.9B | 0.36% | Put |
| 39 | NENOBLE CORP PLC | 58,791 | $1.7B | 0.33% | |
| 40 | —VANECK ETF TRUST | 52,000 | $1.6B | 0.31% | Call |
| 41 | COINCOINBASE GLOBAL INC | 9,000 | $1.6B | 0.30% | Put |
| 42 | NENOBLE CORP PLC | 55,936 | $1.4B | 0.27% | |
| 43 | GSYINVESCO ACTIVELY MANAGED ETF | 27,381 | $1.4B | 0.26% | |
| 44 | EXEELCHESAPEAKE ENERGY CORP | 23,060 | $1.4B | 0.26% | |
| 45 | EPR 5.75 PERP CEPR PPTYS | 59,232 | $1.3B | 0.24% | |
| 46 | CYBR 0 11/15/24CYBERARK SOFTWARE LTD | 775,000 | $1.1B | 0.21% | |
| 47 | NVDANVIDIA CORPORATION | 2,000 | $990.4M | 0.19% | Put |
| 48 | NENNEW ENGLAND RLTY ASSOC LTD P | 13,700 | $954.9M | 0.18% | |
| 49 | BOHBANK HAWAII CORP | 13,000 | $942.0M | 0.18% | Put |
| 50 | 1ZRATLANTIC COASTAL ACQUISTN CO | 77,825 | $824.2M | 0.16% | |
| 51 | —CF ACQUISITION CORP VII | 72,331 | $786.2M | 0.15% | |
| 52 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 550,000 | $781.2M | 0.15% | |
| 53 | BURLBURLINGTON STORES INC | 4,000 | $777.9M | 0.15% | Call |
| 54 | EVCOEVEREST CONSOLIDATOR ACQ COR | 70,530 | $771.6M | 0.15% | |
| 55 | AAPLAPPLE INC | 4,000 | $770.1M | 0.15% | Call |
| 56 | NENOBLE CORP PLC | 15,700 | $756.1M | 0.14% | Put |
| 57 | —GLOBAL STAR ACQUISITION INC | 70,608 | $749.2M | 0.14% | |
| 58 | —HUDSON ACQUISITION I CORP | 70,039 | $742.4M | 0.14% | |
| 59 | —ACRI CAPITAL ACQUISITION COR | 65,468 | $724.7M | 0.14% | |
| 60 | EXEEWCHESAPEAKE ENERGY CORP | 10,379 | $699.9M | 0.13% | |
| 61 | —BARCLAYS BANK PLC | 45,000 | $698.4M | 0.13% | Call |
| 62 | —99 ACQUISITION GROUP INC | 68,300 | $696.0M | 0.13% | |
| 63 | QETAQUETTA ACQUISITION CORP | 68,700 | $694.6M | 0.13% | |
| 64 | OAKUOAK WOODS ACQUISITION CORP | 65,000 | $684.5M | 0.13% | |
| 65 | —MONTEREY CAP ACQUISITION COR | 62,461 | $678.3M | 0.13% | |
| 66 | RBC 5 10/15/24 ARBC BEARINGS INC | 5,054 | $656.1M | 0.12% | |
| 67 | CVNACARVANA CO | 12,000 | $635.3M | 0.12% | Call |
| 68 | CVNACARVANA CO | 12,000 | $635.3M | 0.12% | Put |
| 69 | POOLWHIRLPOOL CORP | 5,000 | $608.9M | 0.12% | Call |
| 70 | CPTKWCROWN PROPTECH ACQUISITIONS | 56,813 | $605.1M | 0.11% | |
| 71 | MRNAMODERNA INC | 6,000 | $596.7M | 0.11% | Put |
| 72 | —FORD MTR CO DEL | 45,000 | $548.5M | 0.10% | Call |
| 73 | SLVISHARES SILVER TR | 25,000 | $544.5M | 0.10% | Call |
| 74 | FORLFOUR LEAF ACQUISITION CORP | 50,845 | $534.4M | 0.10% | |
| 75 | ANFABERCROMBIE & FITCH CO | 6,000 | $529.3M | 0.10% | Put |
| 76 | CRMSALESFORCE INC | 2,000 | $526.3M | 0.10% | Put |
| 77 | —PHP VENTURES ACQUISITION COR | 46,719 | $518.1M | 0.10% | |
| 78 | —BITE ACQUISITION CORP | 48,790 | $516.7M | 0.10% | |
| 79 | DSAQDIRECT SELLING ACQUISITIN CO | 47,356 | $515.7M | 0.10% | |
| 80 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 504,000 | $501.8M | 0.10% | |
| 81 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 448,000 | $500.7M | 0.09% | |
| 82 | IGTAINCEPTION GROWTH ACQUSTN LTD | 45,792 | $488.1M | 0.09% | |
| 83 | NEENEXTERA ENERGY INC | 8,000 | $485.9M | 0.09% | Call |
| 84 | KVACKEEN VISION ACQUISITION CORP | 46,000 | $475.9M | 0.09% | |
| 85 | F 0 03/15/26FORD MTR CO DEL | 429,000 | $427.2M | 0.08% | |
| 86 | RNWRENEW ENERGY GLOBAL PLC | 371,067 | $423.0M | 0.08% | |
| 87 | WALWESTERN ALLIANCE BANCORP | 6,000 | $394.7M | 0.07% | Put |
| 88 | —ZALATORIS ACQUISITION CORP | 36,602 | $391.1M | 0.07% | |
| 89 | AQUCAQUARON ACQUISITION CORP | 36,183 | $386.4M | 0.07% | |
| 90 | ESHAESH ACQUISITION CORP | 37,604 | $384.9M | 0.07% | |
| 91 | —BLACKSTONE MTG TR INC | 18,000 | $382.9M | 0.07% | Put |
| 92 | IRHOIRON HORSE ACQUISITIONS CORP | 36,267 | $364.1M | 0.07% | |
| 93 | CTLPCANTALOUPE INC | 49,000 | $363.1M | 0.07% | Call |
| 94 | —PLUTONIAN ACQUISITION CORP | 33,473 | $356.2M | 0.07% | |
| 95 | —STRATASYS LTD | 23,200 | $331.3M | 0.06% | Call |
| 96 | —FISKER INC | 186,100 | $325.7M | 0.06% | Put |
| 97 | —CATCHA INVESTMENT CORP | 28,529 | $318.2M | 0.06% | |
| 98 | RIVNRIVIAN AUTOMOTIVE INC | 13,000 | $305.0M | 0.06% | Call |
| 99 | CMPOWCOMPOSECURE INC | 773,729 | $288.7M | 0.05% | |
| 100 | AEAEALTENERGY ACQUISITION CORP | 26,221 | $285.5M | 0.05% |
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