Warberg Asset Management LLC Q3 2025 Filing
Filed November 6, 2025
Portfolio Value
$626.9B
Holdings
188
Report Date
Q3 2025
Filing Type
13F-HR
All Holdings (188 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 294,000 | $195.9B | 31.24% | Put |
| 2 | QQQINVESCO QQQ TR | 51,000 | $30.6B | 4.88% | Put |
| 3 | STX 3.5 06/01/28SEAGATE HDD CAYMAN | 9,091,000 | $26.2B | 4.18% | |
| 4 | SEALTD 2.375 12/01/25SEA LTD | 12,103,000 | $23.9B | 3.81% | |
| 5 | WDC 3 11/15/28WESTERN DIGITAL CORP | 7,038,000 | $22.6B | 3.60% | |
| 6 | CNX 2.25 05/01/26CNX RES CORP | 7,976,000 | $20.0B | 3.18% | |
| 7 | AXON 0.5 12/15/27AXON ENTERPRISE INC | 6,280,000 | $19.7B | 3.15% | |
| 8 | LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN | 10,564,000 | $17.1B | 2.73% | |
| 9 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 9,096,000 | $16.7B | 2.67% | |
| 10 | BOX 0 01/15/26BOX INC | 11,302,000 | $14.1B | 2.25% | |
| 11 | ITGR 2.125 02/15/28INTEGER HLDGS CORP | 10,405,000 | $13.6B | 2.16% | |
| 12 | OXY/WSOCCIDENTAL PETE CORP | 449,311 | $11.4B | 1.82% | |
| 13 | MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I | 7,174,000 | $10.9B | 1.74% | |
| 14 | LRN 1.125 09/01/27STRIDE INC | 3,537,000 | $10.0B | 1.59% | |
| 15 | WK 1.125 08/15/26WORKIVA INC | 8,170,000 | $9.6B | 1.54% | |
| 16 | POST 2.5 08/15/27POST HLDGS INC | 8,390,000 | $9.4B | 1.50% | |
| 17 | VTR 3.75 06/01/26VENTAS RLTY LTD PARTNERSHIP | 6,696,000 | $8.6B | 1.38% | |
| 18 | SPOT 0 03/15/26SPOTIFY USA INC | 6,091,000 | $8.3B | 1.33% | |
| 19 | RGTIWRIGETTI COMPUTING INC | 449,224 | $8.2B | 1.31% | |
| 20 | HALO 1 08/15/28HALOZYME THERAPEUTICS INC | 5,142,000 | $7.2B | 1.16% | |
| 21 | TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST | 6,044,000 | $6.6B | 1.06% | |
| 22 | PRGSPROGRESS SOFTWARE CORP | 6,606,000 | $6.6B | 1.05% | |
| 23 | WT 3.25 06/15/26WISDOMTREE INC | 5,000,000 | $6.4B | 1.03% | |
| 24 | PLTRPALANTIR TECHNOLOGIES INC | 35,000 | $6.4B | 1.02% | Put |
| 25 | TLTISHARES TR | 60,000 | $5.4B | 0.86% | Put |
| 26 | SO 3.875 12/15/25SOUTHERN CO | 4,747,000 | $5.4B | 0.85% | |
| 27 | ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC | 3,000,000 | $4.9B | 0.79% | |
| 28 | PRCH 9 05/15/30PORCH GROUP INC | 3,000,000 | $4.5B | 0.72% | |
| 29 | F 0 03/15/26FORD MTR CO | 4,058,000 | $4.1B | 0.66% | |
| 30 | EPR 5.75 PERP CEPR PPTYS | 142,350 | $3.6B | 0.58% | |
| 31 | CNP 4.25 08/15/26CENTERPOINT ENERGY INC | 3,000,000 | $3.3B | 0.53% | |
| 32 | RJR1STEREOTAXIS INC | 1,049,867 | $3.3B | 0.53% | |
| 33 | WT 3.25 08/15/29WISDOMTREE INC | 2,500,000 | $3.3B | 0.52% | |
| 34 | CTLPCANTALOUPE INC | 276,300 | $2.9B | 0.47% | Put |
| 35 | EXPE 0 02/15/26EXPEDIA GROUP INC | 2,782,000 | $2.8B | 0.45% | |
| 36 | AWK 3.625 06/15/26AMERICAN WTR CAP CORP | 2,541,000 | $2.5B | 0.41% | |
| 37 | AAPLAPPLE INC | 10,000 | $2.5B | 0.41% | Put |
| 38 | AQLTISHARES TR | 30,000 | $2.4B | 0.39% | Put |
| 39 | GTLS 6.75 12/15/25 BCHART INDS INC | 33,343 | $2.4B | 0.38% | |
| 40 | EQIXEQUINIX INC | 3,000 | $2.3B | 0.37% | Put |
| 41 | CORZWCORE SCIENTIFIC INC NEW | 192,550 | $2.2B | 0.36% | |
| 42 | IBITISHARES BITCOIN TRUST ETF | 32,000 | $2.1B | 0.33% | Put |
| 43 | NVDANVIDIA CORPORATION | 10,000 | $1.9B | 0.30% | Call |
| 44 | NVDANVIDIA CORPORATION | 10,000 | $1.9B | 0.30% | Put |
| 45 | ITRI 0 03/15/26ITRON INC | 1,513,000 | $1.6B | 0.26% | |
| 46 | —VANECK ETF TRUST | 21,000 | $1.6B | 0.26% | Call |
| 47 | GBX 2.875 04/15/28GREENBRIER COS INC | 1,451,000 | $1.6B | 0.25% | |
| 48 | LEUCENTRUS ENERGY CORP | 5,000 | $1.6B | 0.25% | Put |
| 49 | BCARD. BORAL ARC ACQ I CORP. | 140,000 | $1.4B | 0.22% | |
| 50 | VNMEVENDOME ACQUISITION CORP I | 138,500 | $1.4B | 0.22% | |
| 51 | RGTIRIGETTI COMPUTING INC | 39,800 | $1.2B | 0.19% | Put |
| 52 | TAVITAVIA ACQUISITION CORP | 107,360 | $1.1B | 0.18% | |
| 53 | NTNX 0.25 10/01/27NUTANIX INC | 757,000 | $1.0B | 0.17% | |
| 54 | MSFTMICROSOFT CORP | 2,000 | $1.0B | 0.17% | Put |
| 55 | CHARCHARLTON ARIA ACQUISITION CO | 98,665 | $1.0B | 0.16% | |
| 56 | —ROBINHOOD MKTS INC | 7,000 | $1.0B | 0.16% | Call |
| 57 | FWONK 2.25 08/15/27LIBERTY MEDIA CORP DEL | 719,000 | $955.0M | 0.15% | |
| 58 | DMIIDRUGS MADE IN AMER ACQUTN CO | 92,055 | $945.4M | 0.15% | |
| 59 | FORLFOUR LEAF ACQUISITION CORP | 75,932 | $873.2M | 0.14% | |
| 60 | SLVISHARES SILVER TR | 20,000 | $847.4M | 0.14% | Call |
| 61 | —ORIGIN INVT CORP I | 83,610 | $840.3M | 0.13% | |
| 62 | NENNEW ENGLAND RLTY ASSOC LTD P | 11,414 | $826.0M | 0.13% | |
| 63 | BKHABLACK HAWK ACQUISITION CORP | 74,230 | $824.7M | 0.13% | |
| 64 | —INNOVATIVE INDL PPTYS INC | 15,000 | $803.7M | 0.13% | Put |
| 65 | PGACPANTAGES CAPITAL ACQUISITION | 76,190 | $781.7M | 0.12% | |
| 66 | KCHVKOCHAV DEFENSE ACQUI CO | 77,200 | $774.3M | 0.12% | |
| 67 | TDACWTRANSLATIONAL DEV ACQUISITIO | 73,422 | $759.2M | 0.12% | |
| 68 | CVNACARVANA CO | 2,000 | $754.5M | 0.12% | Put |
| 69 | DADSTIDAL TRUST I | 30,000 | $749.7M | 0.12% | Put |
| 70 | PCGPG&E CORP | 49,000 | $738.9M | 0.12% | Call |
| 71 | YCYAA MISSION ACQUISITION CORP | 67,196 | $706.9M | 0.11% | |
| 72 | PPL 2.875 03/15/28PPL CAP FDG INC | 606,000 | $692.2M | 0.11% | |
| 73 | STZCONSTELLATION BRANDS INC | 5,000 | $673.4M | 0.11% | Put |
| 74 | CRCLCIRCLE INTERNET GROUP INC | 5,000 | $662.9M | 0.11% | Put |
| 75 | MSTRSTRATEGY INC | 2,000 | $644.4M | 0.10% | Put |
| 76 | EVRG 4.5 12/15/27EVERGY INC | 505,000 | $635.1M | 0.10% | |
| 77 | —NUSCALE PWR CORP | 17,000 | $612.0M | 0.10% | Put |
| 78 | SLNOSOLENO THERAPEUTICS INC | 9,000 | $608.4M | 0.10% | Put |
| 79 | TLNCUTALON CAP CORP | 60,000 | $602.9M | 0.10% | |
| 80 | EPR 9 PERP EEPR PPTYS | 18,417 | $589.1M | 0.09% | |
| 81 | —OKLO INC | 5,000 | $558.1M | 0.09% | Put |
| 82 | KVACKEEN VISION ACQUISITION CORP | 45,988 | $533.5M | 0.09% | |
| 83 | BA 6 10/15/27BOEING CO | 7,399 | $516.1M | 0.08% | |
| 84 | PELIPELICAN ACQUISITION CORP | 50,000 | $503.0M | 0.08% | |
| 85 | NEOVWNEOVOLTA INC | 249,740 | $499.5M | 0.08% | |
| 86 | CRAQCAL REDWOOD ACQUISITION CORP | 49,900 | $499.0M | 0.08% | |
| 87 | OAKUOAK WOODS ACQUISITION CORP | 41,308 | $495.7M | 0.08% | |
| 88 | UBER 0.875 12/01/28 2028UBER TECHNOLOGIES INC | 331,000 | $487.3M | 0.08% | |
| 89 | RDACRISING DRAGON ACQUISITION CO | 45,979 | $479.1M | 0.08% | |
| 90 | NEENEXTERA ENERGY CAP HLDGS INC | 394,000 | $466.0M | 0.07% | |
| 91 | TVAITHAYER VENTURES ACQ CORP II | 44,699 | $448.6M | 0.07% | |
| 92 | INACINDIGO ACQUISITION CORP | 44,612 | $444.8M | 0.07% | |
| 93 | OTGAOTG ACQUISITION CORP. I | 44,000 | $443.1M | 0.07% | |
| 94 | IONQIONQ INC | 7,000 | $430.5M | 0.07% | Put |
| 95 | QUMSQUANTUMSPHERE ACQUISITION CO | 41,421 | $419.6M | 0.07% | |
| 96 | RFAIRF ACQUISITION CORP II | 38,000 | $408.1M | 0.07% | |
| 97 | NENOBLE CORP PLC | 47,198 | $384.9M | 0.06% | |
| 98 | GTERAGLOBA TERRA ACQUISITION COR | 36,300 | $362.3M | 0.06% | |
| 99 | GCMGWGCM GROSVENOR INC | 592,488 | $353.8M | 0.06% | |
| 100 | —ACM RESH INC | 9,000 | $352.2M | 0.06% | Call |
Page 1 of 2Next