Warberg Asset Management LLC Q3 2024 Filing
Filed November 6, 2024
Portfolio Value
$562.1B
Holdings
209
Report Date
Q3 2024
Filing Type
13F-HR
All Holdings (209 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | QQQINVESCO QQQ TR | 164,600 | $80.3B | 14.29% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 110,000 | $63.1B | 11.23% | Put |
| 3 | OXY/WSOCCIDENTAL PETE CORP | 917,798 | $27.3B | 4.85% | |
| 4 | PSN 0.25 08/15/25PARSONS CORP DEL | 9,926,000 | $22.9B | 4.07% | |
| 5 | RCL 6 08/15/25ROYAL CARIBBEAN GROUP | 6,172,000 | $22.1B | 3.93% | |
| 6 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 8,936,000 | $20.5B | 3.65% | |
| 7 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 8,874,000 | $19.9B | 3.53% | |
| 8 | X 5 11/01/26UNITED STATES STL CORP | 6,758,000 | $18.1B | 3.22% | |
| 9 | BOX 0 01/15/26BOX INC | 10,668,000 | $14.0B | 2.49% | |
| 10 | GTLS 1 11/15/24CHART INDS INC | 5,905,000 | $12.4B | 2.20% | |
| 11 | AXON 0.5 12/15/27AXON ENTERPRISE INC | 6,528,000 | $11.7B | 2.09% | |
| 12 | MSFTMICROSOFT CORP | 26,000 | $11.2B | 1.99% | Put |
| 13 | ITGR 2.125 02/15/28INTEGER HLDGS CORP | 6,613,000 | $10.5B | 1.86% | |
| 14 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 6,644,000 | $10.2B | 1.82% | |
| 15 | NRG 2.75 06/01/48NRG ENERGY INC | 4,230,000 | $9.4B | 1.67% | |
| 16 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 2,666,000 | $9.2B | 1.63% | |
| 17 | POST 2.5 08/15/27POST HLDGS INC | 7,597,000 | $9.0B | 1.61% | |
| 18 | LRN 1.125 09/01/27STRIDE INC | 5,242,000 | $8.8B | 1.57% | |
| 19 | NVDANVIDIA CORPORATION | 65,000 | $7.9B | 1.40% | Put |
| 20 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 2,035,000 | $7.5B | 1.34% | |
| 21 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 6,480,000 | $7.2B | 1.28% | |
| 22 | PRGSPROGRESS SOFTWARE CORP | 5,800,000 | $7.2B | 1.28% | |
| 23 | MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I | 5,000,000 | $7.1B | 1.26% | |
| 24 | AAPLAPPLE INC | 30,000 | $7.0B | 1.24% | Put |
| 25 | —SEA LTD | 3,500,000 | $6.6B | 1.17% | |
| 26 | HUBS 0.375 06/01/25HUBSPOT INC | 3,435,000 | $6.5B | 1.15% | |
| 27 | GKOS 2.75 06/15/27GLAUKOS CORP | 2,497,000 | $5.9B | 1.05% | |
| 28 | MSTR 0 02/15/27MICROSTRATEGY INC | 4,216,000 | $5.8B | 1.02% | |
| 29 | STX 3.5 06/01/28SEAGATE HDD CAYMAN | 4,000,000 | $5.7B | 1.02% | |
| 30 | BRK-BBERKSHIRE HATHAWAY INC DEL | 12,000 | $5.5B | 0.98% | Put |
| 31 | SGOVISHARES TR | 50,455 | $5.1B | 0.90% | |
| 32 | IDCC 3.5 06/01/27INTERDIGITAL INC | 2,625,000 | $4.9B | 0.87% | |
| 33 | TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST | 3,221,000 | $4.0B | 0.71% | |
| 34 | F 0 03/15/26FORD MTR CO | 4,016,000 | $3.9B | 0.70% | |
| 35 | EXEEZCHESAPEAKE ENERGY CORP | 54,124 | $3.8B | 0.67% | |
| 36 | WK 1.125 08/15/26WORKIVA INC | 2,745,000 | $3.2B | 0.56% | |
| 37 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 3,060,000 | $3.1B | 0.55% | |
| 38 | MIDD 1 09/01/25MIDDLEBY CORP | 2,599,000 | $3.0B | 0.53% | |
| 39 | GES 3.75 04/15/28GUESS INC | 2,500,000 | $2.8B | 0.49% | |
| 40 | MCHP 0.125 11/15/24MICROCHIP TECHNOLOGY INC. | 2,486,000 | $2.5B | 0.44% | |
| 41 | EXEELCHESAPEAKE ENERGY CORP | 37,446 | $2.5B | 0.44% | |
| 42 | TLTISHARES TR | 25,000 | $2.5B | 0.44% | Put |
| 43 | NICEIT 0 09/15/25NICE LTD | 2,549,000 | $2.4B | 0.43% | |
| 44 | JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD | 2,005,000 | $2.0B | 0.36% | |
| 45 | NTNX 0.25 10/01/27NUTANIX INC | 1,671,000 | $2.0B | 0.36% | |
| 46 | CORZWCORE SCIENTIFIC INC NEW | 292,597 | $2.0B | 0.35% | |
| 47 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 1,127,000 | $1.9B | 0.34% | |
| 48 | EPR 5.75 PERP CEPR PPTYS | 73,586 | $1.6B | 0.29% | |
| 49 | TSLATESLA INC | 6,000 | $1.6B | 0.28% | Put |
| 50 | —VANECK ETF TRUST | 39,000 | $1.6B | 0.28% | Call |
| 51 | SBUXSTARBUCKS CORP | 15,000 | $1.5B | 0.26% | Call |
| 52 | SLVISHARES SILVER TR | 48,000 | $1.4B | 0.24% | Call |
| 53 | VCICVINE HILL CAP INVT CORP. | 134,524 | $1.3B | 0.24% | |
| 54 | COINCOINBASE GLOBAL INC | 7,000 | $1.2B | 0.22% | Put |
| 55 | EXEEWCHESAPEAKE ENERGY CORP | 16,108 | $1.2B | 0.21% | |
| 56 | CAVACAVA GROUP INC | 9,000 | $1.1B | 0.20% | Put |
| 57 | WMTWALMART INC | 12,600 | $1.0B | 0.18% | Call |
| 58 | MSTRMICROSTRATEGY INC | 6,000 | $1.0B | 0.18% | Put |
| 59 | SBUXSTARBUCKS CORP | 10,000 | $974.9M | 0.17% | Put |
| 60 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 902,000 | $932.7M | 0.17% | |
| 61 | CNK 4.5 08/15/25CINEMARK HLDGS INC | 457,000 | $906.6M | 0.16% | |
| 62 | GBTCGRAYSCALE BITCOIN TR BTC | 17,500 | $884.2M | 0.16% | |
| 63 | CLRCFCLIMATEROCK | 75,390 | $874.9M | 0.16% | |
| 64 | CMPOWCOMPOSECURE INC | 231,907 | $874.3M | 0.16% | |
| 65 | —BELLEVUE LIFE SCNCS AQSTN CO | 80,228 | $871.7M | 0.16% | |
| 66 | CVNACARVANA CO | 5,000 | $870.5M | 0.15% | Put |
| 67 | FORLFOUR LEAF ACQUISITION CORP | 75,932 | $832.2M | 0.15% | |
| 68 | NTRA 2.25 05/01/27NATERA INC | 249,000 | $825.4M | 0.15% | |
| 69 | NENNEW ENGLAND RLTY ASSOC LTD P | 9,900 | $808.3M | 0.14% | |
| 70 | —BUKIT JALIL GBL ACQUISITION | 71,787 | $783.2M | 0.14% | |
| 71 | —VISION SENSING ACQUISITION C | 67,179 | $781.6M | 0.14% | |
| 72 | NENOBLE CORP PLC | 53,943 | $775.7M | 0.14% | |
| 73 | DLTRDOLLAR TREE INC | 11,000 | $773.5M | 0.14% | Call |
| 74 | BKHABLACK HAWK ACQUISITION CORP | 74,120 | $759.0M | 0.14% | |
| 75 | ATMPBARCLAYS BANK PLC | 15,000 | $744.0M | 0.13% | Call |
| 76 | QETAQUETTA ACQUISITION CORP | 70,700 | $735.3M | 0.13% | |
| 77 | NUAIROTH CH ACQUISITION V CO | 64,252 | $720.6M | 0.13% | |
| 78 | YCYAA MISSION ACQUISITION CORP | 67,196 | $673.3M | 0.12% | |
| 79 | —DUET ACQUISITION CORP | 59,275 | $668.0M | 0.12% | |
| 80 | NENOBLE CORP PLC | 17,600 | $636.3M | 0.11% | |
| 81 | CTLPCANTALOUPE INC | 84,700 | $626.8M | 0.11% | Call |
| 82 | STNGSCORPIO TANKERS INC | 8,500 | $606.0M | 0.11% | Call |
| 83 | CTLPCANTALOUPE INC | 80,000 | $592.0M | 0.11% | Put |
| 84 | —BROAD CAPITAL ACQUISITION CO | 50,138 | $571.6M | 0.10% | |
| 85 | NENOBLE CORP PLC | 15,700 | $567.4M | 0.10% | Put |
| 86 | HPE 7.625 09/01/27HEWLETT PACKARD ENTERPRISE C | 8,932 | $541.4M | 0.10% | |
| 87 | —FINNOVATE ACQUISITION CORP | 43,458 | $503.0M | 0.09% | |
| 88 | KVACKEEN VISION ACQUISITION CORP | 46,000 | $495.0M | 0.09% | |
| 89 | RBC 5 10/15/24 ARBC BEARINGS INC | 3,600 | $480.0M | 0.09% | |
| 90 | —VORNADO RLTY TR | 12,000 | $472.8M | 0.08% | Put |
| 91 | SAVACASSAVA SCIENCES INC | 16,000 | $470.9M | 0.08% | Put |
| 92 | WGO 1.5 04/01/25WINNEBAGO INDS INC | 434,000 | $456.2M | 0.08% | |
| 93 | OAKUOAK WOODS ACQUISITION CORP | 40,000 | $444.4M | 0.08% | |
| 94 | JPMJPMORGAN CHASE & CO. | 2,000 | $421.7M | 0.08% | Call |
| 95 | ASTSAST SPACEMOBILE INC | 16,010 | $418.7M | 0.07% | |
| 96 | RJR1STEREOTAXIS INC | 202,698 | $413.5M | 0.07% | |
| 97 | ESHAESH ACQUISITION CORP | 38,700 | $410.6M | 0.07% | |
| 98 | RFAIRF ACQUISITION CORP II | 38,000 | $386.4M | 0.07% | |
| 99 | —BLACKSTONE MTG TR INC | 19,000 | $361.2M | 0.06% | Put |
| 100 | MSTRMICROSTRATEGY INC | 2,100 | $354.1M | 0.06% | Call |
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