Warberg Asset Management LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$616.7M
Holdings
191
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (191 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | CLVRWCLEVER LEAVES HOLDINGS INC | 167,350 | $187K | 0.03% | |
| 102 | —GROM SOCIAL ENTERPRISES INC | 161,100 | $184K | 0.03% | |
| 103 | —PINE TECHNOLOGY ACQUISITN CO | 17,502 | $169K | 0.03% | |
| 104 | —MALACCA STRAITS ACQUISITION | 16,269 | $162K | 0.03% | |
| 105 | —ALTITUDE ACQUISITION CORP | 16,400 | $161K | 0.03% | |
| 106 | MDAIROSECLIFF ACQUISITION CORP I | 16,077 | $156K | 0.03% | |
| 107 | —PROPERTY SOLUTIONS ACQUISITI | 16,000 | $155K | 0.03% | |
| 108 | —HOSTESS BRANDS INC | 49,603 | $148K | 0.02% | |
| 109 | —G&P ACQUISITION CORP | 15,000 | $148K | 0.02% | |
| 110 | —MACONDRAY CAP ACQUISITN CORP | 15,000 | $148K | 0.02% | |
| 111 | —CONX CORP | 15,044 | $147K | 0.02% | |
| 112 | —PINE IS ACQUISITION CORP | 15,000 | $146K | 0.02% | |
| 113 | —TASTEMAKER ACQUISITION CORP | 14,500 | $143K | 0.02% | |
| 114 | PTIXWPROTAGENIC THERAPEUTICS INC | 364,791 | $143K | 0.02% | |
| 115 | —WORKSPORT LTD | 73,000 | $134K | 0.02% | |
| 116 | —DELWINDS INS ACQUISITION COR | 13,500 | $133K | 0.02% | |
| 117 | BCTXWBRIACELL THERAPEUTICS CORP | 27,000 | $130K | 0.02% | |
| 118 | SDPPROSHARES TR | 14,000 | $124K | 0.02% | |
| 119 | —DPCM CAP INC | 12,000 | $117K | 0.02% | |
| 120 | —ATLANTIC AVE ACQUISITION COR | 11,850 | $116K | 0.02% | |
| 121 | —GLADSTONE ACQUISITION CORP | 11,329 | $115K | 0.02% | |
| 122 | SQLLWSEQLL INC | 107,045 | $113K | 0.02% | |
| 123 | —PARABELLUM ACQUISITION CORP | 11,000 | $110K | 0.02% | |
| 124 | —JAWS HURRICANE ACQUISITN COR | 11,076 | $108K | 0.02% | |
| 125 | NGNOVAGOLD RES INC | 15,700 | $108K | 0.02% | Call |
| 126 | —ARCHIMEDES TECH SPAC PARTNR | 11,000 | $108K | 0.02% | |
| 127 | —ZANITE ACQUISITION CORP | 10,600 | $107K | 0.02% | |
| 128 | —CLARUS THERAPEUTICS HLDNGS I | 139,840 | $105K | 0.02% | |
| 129 | —HHG CAPITAL CORPORATION | 10,092 | $103K | 0.02% | |
| 130 | HUMAWHUMACYTE INC | 35,662 | $103K | 0.02% | |
| 131 | —EZFILL HOLDINGS INC | 25,000 | $102K | 0.02% | |
| 132 | ZURAJATT ACQUISITION CORP | 10,000 | $99K | 0.02% | |
| 133 | MOBXCHAVANT CAPITAL ACQUISITN CO | 10,000 | $99K | 0.02% | |
| 134 | AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN | 32,000 | $98K | 0.02% | |
| 135 | CELUWCELULARITY INC | 85,147 | $98K | 0.02% | |
| 136 | OPHCOPTIMUMBANK HLDGS INC | 19,000 | $98K | 0.02% | |
| 137 | —ELLIOTT OPPORTUNITY II CORP | 10,000 | $97K | 0.02% | |
| 138 | —BM TECHNOLOGIES INC | 64,160 | $96K | 0.02% | |
| 139 | DTSTWDATA STORAGE CORP | 92,837 | $93K | 0.02% | |
| 140 | VGZVISTA GOLD CORP | 126,219 | $91K | 0.01% | |
| 141 | —BTRS HOLDINGS INC | 32,400 | $85K | 0.01% | |
| 142 | DRMAWDERMATA THERAPEUTICS INC | 100,000 | $85K | 0.01% | |
| 143 | —WHOLE EARTH BRANDS INC | 50,000 | $78K | 0.01% | |
| 144 | SPIR/WSSPIRE GLOBAL INC | 45,370 | $77K | 0.01% | |
| 145 | VRMEWVERIFYME INC | 57,158 | $77K | 0.01% | |
| 146 | —ALFI INC | 20,017 | $75K | 0.01% | |
| 147 | —AMPCO-PITTSBURG CORP | 84,800 | $71K | 0.01% | |
| 148 | JRSHJERASH HLDGS US INC | 10,000 | $67K | 0.01% | |
| 149 | HPKEWHIGHPEAK ENERGY INC | 29,479 | $66K | 0.01% | |
| 150 | —HARBOR CUSTOM DEVELOPMENT IN | 96,000 | $54K | 0.01% | |
| 151 | AUUDAUDDIA INC | 69,800 | $52K | 0.01% | |
| 152 | —DIGITAL BRANDS GROUP INC | 67,900 | $52K | 0.01% | |
| 153 | PETVWPETVIVO HLDGS INC | 65,180 | $50K | 0.01% | |
| 154 | IKTEURINHIBIKASE THERAPEUTICS INC | 26,000 | $49K | 0.01% | |
| 155 | GOVXWGEOVAX LABS INC | 35,000 | $49K | 0.01% | |
| 156 | —NUANCE COMMUNICATIONS INC | 20,000 | $46K | 0.01% | |
| 157 | NXPLWORBSAT CORP | 16,000 | $45K | 0.01% | |
| 158 | ALZNALZAMEND NEURO INC | 14,000 | $43K | 0.01% | |
| 159 | —ZIVO BIOSCIENCE INC | 40,000 | $40K | 0.01% | |
| 160 | —PYXIS TANKERS INC | 50,000 | $38K | 0.01% | |
| 161 | —VERB TECHNOLOGY CO INC | 55,157 | $38K | 0.01% | |
| 162 | —LEGATO MERGER CORP | 15,000 | $38K | 0.01% | |
| 163 | KRBPEURKIROMIC BIOPHARMA INC | 12,000 | $37K | 0.01% | |
| 164 | RCATRED CAT HLDGS INC | 10,000 | $35K | 0.01% | |
| 165 | —AGRIFORCE GROWING SYSTEMS LT | 57,461 | $32K | 0.01% | |
| 166 | —COLISEUM ACQUISITION CORP | 15,000 | $30K | 0.00% | |
| 167 | SHIPSEANERGY MARITIME HLDGS CORP | 20,000 | $29K | 0.00% | |
| 168 | —NLS PHARMACEUTICS LTD | 35,480 | $29K | 0.00% | |
| 169 | —SOLENO THERAPEUTICS INC | 30,000 | $28K | 0.00% | |
| 170 | GOEWQCANOO INC | 15,000 | $28K | 0.00% | |
| 171 | —IMAC HLDGS INC | 66,215 | $28K | 0.00% | |
| 172 | IINNINSPIRA TECHNOLOGIES OXY BHN | 31,100 | $26K | 0.00% | |
| 173 | PXSPYXIS TANKERS INC | 97,485 | $25K | 0.00% | |
| 174 | SBEVWSPLASH BEVERAGE GROUP INC | 44,912 | $24K | 0.00% | |
| 175 | —CASTOR MARITIME INC | 10,000 | $24K | 0.00% | |
| 176 | —JUPITER WELLNESS INC | 16,000 | $23K | 0.00% | |
| 177 | —ENTERA BIO LTD | 45,001 | $23K | 0.00% | |
| 178 | —BURGERFI INTERNATIONAL INC | 13,657 | $22K | 0.00% | |
| 179 | LIXTWLIXTE BIOTECHNOLOGY HLDGS IN | 35,996 | $20K | 0.00% | |
| 180 | GFAIGUARDFORCE AI CO LTD | 23,250 | $19K | 0.00% | |
| 181 | HYMCLHYCROFT MINING HOLDING CORP | 51,158 | $18K | 0.00% | |
| 182 | —METROMILE INC | 20,000 | $17K | 0.00% | |
| 183 | —SEACHANGE INTL INC | 15,400 | $16K | 0.00% | |
| 184 | —LIBERTY MEDIA CORP DEL | 12,968 | $16K | 0.00% | |
| 185 | JOBGEE GROUP INC | 30,000 | $14K | 0.00% | |
| 186 | —G MED INNOVATIONS HLDGS LTD | 25,600 | $10K | 0.00% | |
| 187 | —MEDIGUS LTD | 18,450 | $9K | 0.00% | |
| 188 | CRTDWCREATD INC | 13,131 | $9K | 0.00% | |
| 189 | —COMSOVEREIGN HLDG CORP | 16,660 | $7K | 0.00% | |
| 190 | NBSTWNEWBURY STREET ACQUISITN COR | 10,000 | $5K | 0.00% | |
| 191 | —GLOBAL CONSUMER ACQUISITN CO | 10,000 | $5K | 0.00% |
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