Warberg Asset Management LLC Q1 2023 Filing
Filed May 15, 2023
Portfolio Value
$507.5B
Holdings
249
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (249 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 288,000 | $117.9B | 23.23% | Put |
| 2 | —ON SEMICONDUCTOR CORP | 13,070,000 | $51.8B | 10.21% | |
| 3 | OXY/WSOCCIDENTAL PETE CORP | 1,022,594 | $41.7B | 8.23% | |
| 4 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 8,062,000 | $36.0B | 7.09% | |
| 5 | —TERADYNE INC | 7,423,000 | $25.3B | 4.98% | |
| 6 | QQQINVESCO QQQ TR | 67,000 | $21.5B | 4.24% | Put |
| 7 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 6,339,000 | $14.2B | 2.80% | |
| 8 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 3,179,000 | $12.0B | 2.36% | |
| 9 | GTLS 1 11/15/24CHART INDS INC | 5,000,000 | $10.9B | 2.15% | |
| 10 | FCN 2 08/15/23FTI CONSULTING INC | 5,056,000 | $9.9B | 1.94% | |
| 11 | PXD 0.25 05/15/25PIONEER NAT RES CO | 4,542,000 | $9.8B | 1.92% | |
| 12 | —SEA LTD | 5,000,000 | $8.8B | 1.73% | |
| 13 | ETSY 0.125 10/01/26ETSY INC | 5,450,000 | $7.8B | 1.54% | |
| 14 | ATI 3.5 06/15/25ALLEGHENY TECHNOLOGIES INC | 3,000,000 | $7.8B | 1.53% | |
| 15 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION | 3,209,000 | $6.4B | 1.27% | |
| 16 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI | 5,500,000 | $6.2B | 1.22% | |
| 17 | PLUG 3.75 06/01/25PLUG PWR INC | 2,535,000 | $6.0B | 1.18% | |
| 18 | HTZWWHERTZ GLOBAL HLDGS INC | 567,060 | $5.0B | 0.99% | |
| 19 | AQLTISHARES TR | 26,000 | $4.6B | 0.91% | Put |
| 20 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 2,749,000 | $4.1B | 0.81% | |
| 21 | BOX 0 01/15/26BOX INC | 3,500,000 | $4.1B | 0.81% | |
| 22 | —INVESCO QQQ TR | 12,000 | $3.9B | 0.76% | Call |
| 23 | PSN 0.25 08/15/25PARSONS CORP DEL | 3,473,000 | $3.8B | 0.76% | |
| 24 | BTU 3.25 03/01/28PEABODY ENGR CORP | 2,500,000 | $3.8B | 0.75% | |
| 25 | —RH | 2,907,000 | $3.8B | 0.74% | |
| 26 | GLDSPDR GOLD TR | 20,000 | $3.7B | 0.72% | Put |
| 27 | —COLLIERS INTL GROUP INC | 1,950,000 | $3.7B | 0.72% | |
| 28 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 1,446,000 | $3.4B | 0.68% | |
| 29 | —CLOROX CO DEL | 20,000 | $3.2B | 0.62% | Put |
| 30 | AAPLAPPLE INC | 18,900 | $3.1B | 0.61% | Put |
| 31 | MIDD 1 09/01/25MIDDLEBY CORP | 2,501,000 | $3.1B | 0.61% | |
| 32 | —NICE SYS INC | 1,054,000 | $2.9B | 0.57% | |
| 33 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,390,000 | $2.4B | 0.47% | |
| 34 | —BARCLAYS BANK PLC | 53,000 | $2.4B | 0.47% | Call |
| 35 | —HARMONIC INC | 1,375,000 | $2.4B | 0.47% | |
| 36 | —VANECK ETF TRUST | 65,000 | $2.1B | 0.41% | Call |
| 37 | TSLATESLA INC | 10,000 | $2.1B | 0.41% | Put |
| 38 | —RH | 1,575,000 | $2.0B | 0.39% | |
| 39 | RGENREPLIGEN CORP | 1,015,000 | $1.6B | 0.31% | |
| 40 | ICSHISHARES TR | 30,744 | $1.5B | 0.30% | |
| 41 | NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC | 727,000 | $1.5B | 0.30% | |
| 42 | —TESLA INC | 144,000 | $1.4B | 0.28% | |
| 43 | SURGSURGEPAYS INC | 1,211,492 | $1.4B | 0.28% | |
| 44 | MCDMCDONALDS CORP | 5,000 | $1.4B | 0.28% | Put |
| 45 | —CONMED CORP | 1,066,000 | $1.3B | 0.26% | |
| 46 | —FISKER INC | 204,300 | $1.3B | 0.25% | Put |
| 47 | APTVAPTIV PLC | 9,127 | $1.1B | 0.22% | |
| 48 | KBR 2.5 11/01/23KBR INC | 464,000 | $1.0B | 0.20% | |
| 49 | —FIRST REP BK SAN FRANCISCO C | 65,700 | $919.1M | 0.18% | Put |
| 50 | NENNEW ENGLAND RLTY ASSOC LTD P | 12,557 | $909.1M | 0.18% | |
| 51 | MSFTMICROSOFT CORP | 3,000 | $864.9M | 0.17% | Call |
| 52 | PXSPYXIS TANKERS INC | 28,627 | $694.2M | 0.14% | |
| 53 | OAKUUOAK WOODS ACQUISITION CORP | 65,000 | $663.0M | 0.13% | |
| 54 | XLFISELECT SECTOR SPDR TR | 20,000 | $643.0M | 0.13% | Put |
| 55 | SLVISHARES SILVER TR | 29,000 | $641.5M | 0.13% | Call |
| 56 | GDSTGOLDENSTONE ACQUISITION LTD | 60,096 | $623.5M | 0.12% | |
| 57 | EXEELCHESAPEAKE ENERGY CORP | 10,512 | $608.0M | 0.12% | |
| 58 | MAQCMAQUIA CAPITAL ACQUISITION C | 56,407 | $600.2M | 0.12% | |
| 59 | —OXBRIDGE ACQUISITION CORP | 55,002 | $589.1M | 0.12% | |
| 60 | EXEEWCHESAPEAKE ENERGY CORP | 9,152 | $588.1M | 0.12% | |
| 61 | —ACRI CAPITAL ACQUISITION COR | 55,000 | $577.5M | 0.11% | |
| 62 | DXCM 0.75 12/01/23DEXCOM INC | 194,000 | $548.9M | 0.11% | |
| 63 | EONRHNR ACQUISITION CORP | 51,102 | $533.5M | 0.11% | |
| 64 | FLOTISHARES TR | 10,581 | $533.4M | 0.11% | |
| 65 | —MONTEREY BIO ACQUISITION COR | 49,894 | $533.1M | 0.11% | |
| 66 | —ACTIVISION BLIZZARD INC | 6,200 | $530.7M | 0.10% | Call |
| 67 | —26 CAPITAL ACQUISITION CORP | 51,236 | $529.8M | 0.10% | |
| 68 | —AMC ENTMT HLDGS INC | 103,400 | $518.0M | 0.10% | Put |
| 69 | —MONTEREY CAP ACQUISITION COR | 49,440 | $507.3M | 0.10% | |
| 70 | —UNITED STS NAT GAS FD LP | 73,000 | $506.6M | 0.10% | Call |
| 71 | IRRXINTEGRATED RAIL AND RES ACQ | 44,323 | $467.2M | 0.09% | |
| 72 | PXSPYXIS TANKERS INC | 286,281 | $458.0M | 0.09% | |
| 73 | GSYINVESCO ACTIVELY MANAGED ETF | 9,163 | $454.5M | 0.09% | |
| 74 | BKCHGLOBAL BLOCKCHAIN ACQUI CORP | 42,800 | $440.0M | 0.09% | |
| 75 | GNRCGENERAC HLDGS INC | 4,000 | $432.0M | 0.09% | Call |
| 76 | —VISION SENSING ACQUISITION C | 40,043 | $421.7M | 0.08% | |
| 77 | —PRIME NO ACQUISITION I CORP | 40,421 | $419.2M | 0.08% | |
| 78 | BOHBANK HAWAII CORP | 7,300 | $380.2M | 0.07% | Put |
| 79 | —VALUENCE MERGER CORP I | 35,041 | $369.9M | 0.07% | |
| 80 | —EF HUTTON ACQUISITION CORP I | 34,410 | $353.4M | 0.07% | |
| 81 | SAVACASSAVA SCIENCES INC | 14,000 | $337.7M | 0.07% | Put |
| 82 | —INTL GNRL INSURANCE HLDNGS L | 610,133 | $335.6M | 0.07% | |
| 83 | AGIALAMOS GOLD INC NEW | 25,000 | $305.8M | 0.06% | Call |
| 84 | —FINANCIAL STRATEGIES ACQUISI | 29,000 | $305.7M | 0.06% | |
| 85 | CMPOWCOMPOSECURE INC | 249,900 | $294.9M | 0.06% | |
| 86 | MSTRMICROSTRATEGY INC | 1,000 | $292.3M | 0.06% | Put |
| 87 | BYNDBEYOND MEAT INC | 18,000 | $292.1M | 0.06% | Put |
| 88 | —BLOCKCHAIN MOON ACQUISITN CO | 27,379 | $290.2M | 0.06% | |
| 89 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 544,216 | $272.1M | 0.05% | |
| 90 | AIEVFEUTUNE LIGHT ACQUISITION CO | 25,900 | $269.9M | 0.05% | |
| 91 | ENPH 0.25 03/01/25ENPHASE ENERGY INC | 100,000 | $265.7M | 0.05% | |
| 92 | SCHWSCHWAB CHARLES CORP | 5,000 | $261.9M | 0.05% | Call |
| 93 | —AURA FAT PROJS ACQUISITION C | 25,000 | $261.0M | 0.05% | |
| 94 | —PONO CAP THREE INC | 25,300 | $259.6M | 0.05% | |
| 95 | XLFSELECT SECTOR SPDR TR | 8,000 | $257.1M | 0.05% | |
| 96 | —PROGRESS ACQUISITION CORP | 23,570 | $248.7M | 0.05% | |
| 97 | —SPREE ACQUISITION CORP 1 LTD | 23,494 | $244.8M | 0.05% | |
| 98 | —MOBIV ACQUISITION CORP | 22,750 | $237.2M | 0.05% | |
| 99 | FGMCFG MERGER CORP | 22,159 | $230.9M | 0.05% | |
| 100 | HCMAHCM ACQUISITION CO | 22,000 | $230.4M | 0.05% |
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