Warberg Asset Management LLC Q1 2022 Filing
Filed May 13, 2022
Portfolio Value
$21.6B
Holdings
231
Report Date
Q1 2022
Filing Type
13F-HR
All Holdings (231 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 365,300 | $16.5B | 76.36% | Put |
| 2 | NDQINVESCO QQQ TR | 71,500 | $2.6B | 12.00% | Put |
| 3 | TLTISHARES TR | 38,000 | $318.8M | 1.48% | Put |
| 4 | TSLATESLA INC | 2,500 | $269.4M | 1.25% | Put |
| 5 | ATVIEURACTIVISION BLIZZARD INC | 31,700 | $253.9M | 1.18% | Call |
| 6 | AAPLAPPLE INC | 10,000 | $174.6M | 0.81% | Put |
| 7 | SLVISHARES SILVER TR | 55,000 | $125.8M | 0.58% | Call |
| 8 | DASHDOORDASH INC | 15,300 | $123.6M | 0.57% | Put |
| 9 | GDXVANECK ETF TRUST | 29,100 | $111.6M | 0.52% | Call |
| 10 | HYGISHARES TR | 12,000 | $98.7M | 0.46% | Put |
| 11 | AEMAGNICO EAGLE MINES LTD | 16,000 | $98.0M | 0.45% | Call |
| 12 | PYPLPAYPAL HLDGS INC | 7,000 | $81.0M | 0.37% | Call |
| 13 | —TESLA INC | 4,000,000 | $69.5M | 0.32% | |
| 14 | CCIVGBPLUCID GROUP INC | 40,000 | $68.9M | 0.32% | Put |
| 15 | PTCPTC INC | 6,200 | $66.8M | 0.31% | Put |
| 16 | BRCCBRC INC | 20,000 | $41.7M | 0.19% | Put |
| 17 | HOODROBINHOOD MKTS INC | 30,000 | $40.5M | 0.19% | Put |
| 18 | OXY/WSOCCIDENTAL PETE CORP | 892,919 | $31.4M | 0.15% | |
| 19 | —ON SEMICONDUCTOR CORP | 9,459,000 | $28.6M | 0.13% | |
| 20 | JWNUSDNORDSTROM INC | 10,000 | $27.1M | 0.13% | Call |
| 21 | —DANAHER CORPORATION | 13,403 | $26.2M | 0.12% | |
| 22 | DJTDIGITAL WORLD ACQUISITION CO | 4,000 | $25.8M | 0.12% | Put |
| 23 | PAASPAN AMERN SILVER CORP | 8,500 | $23.2M | 0.11% | Call |
| 24 | EXEEWCHESAPEAKE ENERGY CORP | 356,369 | $22.8M | 0.11% | |
| 25 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 10,430,000 | $22.6M | 0.10% | |
| 26 | PLUG 3.75 06/01/25PLUG PWR INC | 3,485,000 | $19.9M | 0.09% | |
| 27 | CTLPCANTALOUPE INC | 28,500 | $19.3M | 0.09% | Call |
| 28 | ATMPBARCLAYS BANK PLC | 7,500 | $19.3M | 0.09% | Call |
| 29 | SEASEABRIDGE GOLD INC | 10,000 | $18.5M | 0.09% | Call |
| 30 | NVTA1EURINVITAE CORP | 20,000 | $15.9M | 0.07% | Call |
| 31 | UNGUSDUNITED STS NAT GAS FD LP | 7,500 | $14.8M | 0.07% | Put |
| 32 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 5,741,000 | $13.5M | 0.06% | |
| 33 | —AVANTOR INC | 129,739 | $13.4M | 0.06% | |
| 34 | —CLOUDFLARE INC | 4,000,000 | $12.9M | 0.06% | |
| 35 | EXEELCHESAPEAKE ENERGY CORP | 202,748 | $11.3M | 0.05% | |
| 36 | BLNKBLINK CHARGING CO | 4,000 | $10.6M | 0.05% | Put |
| 37 | J40TPROSHARES TR | 5,000 | $10.2M | 0.05% | Call |
| 38 | EXEEZCHESAPEAKE ENERGY CORP | 163,280 | $9.7M | 0.04% | |
| 39 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI | 4,234,000 | $7.5M | 0.03% | |
| 40 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 4,500,000 | $7.5M | 0.03% | |
| 41 | ETSY 0.125 10/01/26ETSY INC | 4,173,000 | $6.7M | 0.03% | |
| 42 | HASI 0 08/15/23HANNON ARMSTRONG SUST INFR C | 5,482,000 | $6.0M | 0.03% | |
| 43 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 3,064,000 | $5.8M | 0.03% | |
| 44 | OCGNOCUGEN INC | 34,000 | $5.7M | 0.03% | Put |
| 45 | MIDD 1 09/01/25MIDDLEBY CORP | 4,035,000 | $5.6M | 0.03% | |
| 46 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN | 3,136,000 | $5.5M | 0.03% | |
| 47 | —ALTAIR ENGR INC | 3,701,000 | $5.4M | 0.02% | |
| 48 | —ENCORE CAP EUROPE FIN LTD | 3,500,000 | $5.3M | 0.02% | |
| 49 | DSKEUSDDASEKE INC | 20,000 | $5.2M | 0.02% | Call |
| 50 | KBR 2.5 11/01/23KBR INC | 2,321,000 | $5.0M | 0.02% | |
| 51 | —ZENDESK INC | 2,584,000 | $5.0M | 0.02% | |
| 52 | —BLOCK INC | 2,614,000 | $4.7M | 0.02% | |
| 53 | ARQQARQIT QUANTUM INC | 3,000 | $4.7M | 0.02% | Put |
| 54 | —WORKDAY INC | 2,816,000 | $4.6M | 0.02% | |
| 55 | SSSSSURO CAPITAL CORP | 5,200 | $4.5M | 0.02% | Call |
| 56 | —RH | 2,725,000 | $4.5M | 0.02% | |
| 57 | NVMI 0 10/15/25NOVA LTD | 2,760,000 | $4.3M | 0.02% | |
| 58 | RMBS 1.375 02/01/23RAMBUS INC DEL | 2,482,000 | $4.2M | 0.02% | |
| 59 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 3,186,000 | $4.2M | 0.02% | |
| 60 | —II-VI INC | 2,582,000 | $4.0M | 0.02% | |
| 61 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 2,449,000 | $3.7M | 0.02% | |
| 62 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,706,000 | $3.6M | 0.02% | |
| 63 | VRNS 1.25 08/15/25VARONIS SYS INC | 2,000,000 | $3.3M | 0.02% | |
| 64 | QTWO 0.75 02/15/23Q2 HLDGS INC | 2,400,000 | $2.8M | 0.01% | |
| 65 | OMCL 0.25 09/15/25OMNICELL COM | 1,900,000 | $2.7M | 0.01% | |
| 66 | FCN 2 08/15/23FTI CONSULTING INC | 1,622,000 | $2.6M | 0.01% | |
| 67 | —RH | 1,465,000 | $2.5M | 0.01% | |
| 68 | W 1.125 11/01/24WAYFAIR INC | 2,000,000 | $2.4M | 0.01% | |
| 69 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 31,005 | $2.3M | 0.01% | |
| 70 | CCL 5.75 04/01/23CARNIVAL CORP | 960,000 | $2.0M | 0.01% | |
| 71 | HTZWWHERTZ GLOBAL HLDGS INC | 124,397 | $1.9M | 0.01% | |
| 72 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 1,277,000 | $1.8M | 0.01% | |
| 73 | —NICE SYS INC | 584,000 | $1.5M | 0.01% | |
| 74 | —HCI GROUP INC | 1,194,000 | $1.4M | 0.01% | |
| 75 | Z 0.75 09/01/24ZILLOW GROUP INC | 1,000,000 | $1.3M | 0.01% | |
| 76 | NENNEW ENGLAND RLTY ASSOC LTD P | 15,700 | $1.3M | 0.01% | |
| 77 | —SOUTHERN CO | 21,501 | $1.2M | 0.01% | |
| 78 | IFRXINFLARX NV | 6,300 | $1.2M | 0.01% | Call |
| 79 | —TERADYNE INC | 303,000 | $1.1M | 0.01% | |
| 80 | —MUDRICK CAPITAL ACQU CORP II | 101,338 | $1.0M | 0.00% | |
| 81 | —CONMED CORP | 519,000 | $894K | 0.00% | |
| 82 | —SABRE CORP | 5,072 | $763K | 0.00% | |
| 83 | —READY CAPITAL CORP | 28,312 | $743K | 0.00% | |
| 84 | —SIXTH STREET SPECIALTY LENDI | 551,000 | $699K | 0.00% | |
| 85 | —PERSHING SQUARE TONTINE HLDG | 30,000 | $596K | 0.00% | |
| 86 | —BRISTOL-MYERS SQUIBB CO | 300,000 | $592K | 0.00% | |
| 87 | AVGOBROADCOM INC | 920 | $579K | 0.00% | |
| 88 | OPHCOPTIMUMBANK HLDGS INC | 132,850 | $559K | 0.00% | |
| 89 | DXCM 0.75 12/01/23DEXCOM INC | 135,000 | $421K | 0.00% | |
| 90 | —BOWLERO CORP | 149,217 | $418K | 0.00% | |
| 91 | CMLSCUMULUS MEDIA INC | 36,717 | $365K | 0.00% | |
| 92 | —BM TECHNOLOGIES INC | 236,415 | $349K | 0.00% | |
| 93 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 108,000 | $335K | 0.00% | |
| 94 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 144,000 | $304K | 0.00% | |
| 95 | AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN | 144,000 | $303K | 0.00% | |
| 96 | SBEVWSPLASH BEVERAGE GROUP INC | 299,278 | $299K | 0.00% | |
| 97 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 87,000 | $289K | 0.00% | |
| 98 | Z 1.375 09/01/26ZILLOW GROUP INC | 200,000 | $265K | 0.00% | |
| 99 | —INTL GNRL INSURANCE HLDNGS L | 353,237 | $264K | 0.00% | |
| 100 | FGMCFG MERGER CORP | 24,879 | $250K | 0.00% |
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