UBS Group AG Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$167.7T
Holdings
6,790
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (6,790 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 66,207,527 | $14.3T | 8.54% | Put |
| 2 | AAPLAPPLE INC | 32,615,662 | $3.7T | 2.20% | Put |
| 3 | IWMISHARES TR | 18,681,002 | $2.3T | 1.38% | Put |
| 4 | EEMISHARES TR | 61,437,428 | $2.3T | 1.37% | Put |
| 5 | GQ9SPDR GOLD TRUST | 18,036,665 | $2.3T | 1.35% | Put |
| 6 | UBSUBS GROUP AG | 154,089,080 | $2.1T | 1.25% | Put |
| 7 | PGPROCTER AND GAMBLE CO | 23,093,255 | $2.1T | 1.24% | Put |
| 8 | EFAISHARES TR | 35,040,129 | $2.1T | 1.24% | Put |
| 9 | MSFTMICROSOFT CORP | 29,753,111 | $1.7T | 1.02% | Put |
| 10 | INTCINTEL CORP | 37,500,597 | $1.4T | 0.84% | Put |
| 11 | —POWERSHARES QQQ TRUST | 11,241,035 | $1.3T | 0.80% | Put |
| 12 | XOMEXXON MOBIL CORP | 14,607,081 | $1.3T | 0.76% | Put |
| 13 | METAFACEBOOK INC | 9,544,267 | $1.2T | 0.73% | Put |
| 14 | GEGENERAL ELECTRIC CO | 40,950,507 | $1.2T | 0.72% | Put |
| 15 | TAT&T INC | 27,037,187 | $1.1T | 0.65% | Put |
| 16 | HDHOME DEPOT INC | 8,321,794 | $1.1T | 0.64% | Put |
| 17 | GOOGLALPHABET INC | 1,301,505 | $1.0T | 0.62% | Put |
| 18 | JNJJOHNSON & JOHNSON | 8,361,074 | $987.7B | 0.59% | Put |
| 19 | JPMJPMORGAN CHASE & CO | 14,630,188 | $974.2B | 0.58% | Put |
| 20 | HYGISHARES TR | 10,966,291 | $956.9B | 0.57% | Put |
| 21 | DISDISNEY WALT CO | 10,100,125 | $937.9B | 0.56% | Put |
| 22 | PEPPEPSICO INC | 8,384,539 | $912.0B | 0.54% | Put |
| 23 | LQDISHARES TR | 7,371,700 | $908.0B | 0.54% | Put |
| 24 | VTIVANGUARD INDEX FDS | 8,053,336 | $896.6B | 0.53% | |
| 25 | MDTMEDTRONIC PLC | 10,247,000 | $885.3B | 0.53% | Put |
| 26 | BNDVANGUARD BD INDEX FD INC | 10,191,776 | $857.5B | 0.51% | |
| 27 | BACBANK AMER CORP | 54,516,322 | $853.2B | 0.51% | Put |
| 28 | UTXZUNITED TECHNOLOGIES CORP | 8,265,908 | $839.8B | 0.50% | Put |
| 29 | KOCOCA COLA CO | 19,528,603 | $826.5B | 0.49% | Put |
| 30 | MCDMCDONALDS CORP | 7,016,612 | $809.4B | 0.48% | Put |
| 31 | AGGISHARES TR | 7,144,338 | $803.2B | 0.48% | |
| 32 | VUGVANGUARD INDEX FDS | 7,099,765 | $797.2B | 0.48% | |
| 33 | BABAALIBABA GROUP HLDG LTD | 7,333,264 | $775.8B | 0.46% | Put |
| 34 | IEMGISHARES INC | 16,945,489 | $772.9B | 0.46% | |
| 35 | MDLZMONDELEZ INTL INC | 17,593,123 | $772.3B | 0.46% | Put |
| 36 | SBUXSTARBUCKS CORP | 14,021,858 | $759.1B | 0.45% | Put |
| 37 | —MONSANTO CO NEW | 7,407,554 | $757.1B | 0.45% | Put |
| 38 | CLCOLGATE PALMOLIVE CO | 9,988,730 | $740.6B | 0.44% | Put |
| 39 | AMZNAMAZON COM INC | 865,194 | $724.4B | 0.43% | Put |
| 40 | CMGCHIPOTLE MEXICAN GRILL INC | 1,707,889 | $723.3B | 0.43% | Call |
| 41 | VTVVANGUARD INDEX FDS | 8,262,706 | $718.9B | 0.43% | |
| 42 | YUMYUM BRANDS INC | 7,677,339 | $697.2B | 0.42% | Put |
| 43 | NKENIKE INC | 13,220,730 | $696.1B | 0.41% | Put |
| 44 | CSCOCISCO SYS INC | 21,527,839 | $682.9B | 0.41% | Put |
| 45 | PFEPFIZER INC | 19,539,339 | $661.8B | 0.39% | Put |
| 46 | CVXCHEVRON CORP NEW | 6,387,835 | $657.4B | 0.39% | Put |
| 47 | IJRISHARES TR | 5,280,527 | $655.6B | 0.39% | |
| 48 | GOOGALPHABET INC | 843,209 | $655.4B | 0.39% | Put |
| 49 | IWFISHARES TR | 6,199,084 | $645.8B | 0.38% | |
| 50 | ACNACCENTURE PLC IRELAND | 5,184,959 | $633.4B | 0.38% | Put |
| 51 | VOVANGUARD INDEX FDS | 4,808,007 | $622.3B | 0.37% | |
| 52 | CMCSACOMCAST CORP NEW | 9,339,853 | $619.6B | 0.37% | Put |
| 53 | EWZISHARES | 17,910,090 | $604.1B | 0.36% | Put |
| 54 | ROKROCKWELL AUTOMATION INC | 4,893,845 | $598.7B | 0.36% | Call |
| 55 | VEAVANGUARD TAX MANAGED INTL FD | 15,975,459 | $597.6B | 0.36% | |
| 56 | XLESELECT SECTOR SPDR TR | 8,379,153 | $591.7B | 0.35% | Put |
| 57 | XLVSELECT SECTOR SPDR TR | 8,148,996 | $587.6B | 0.35% | Put |
| 58 | IJHISHARES TR | 3,784,237 | $585.5B | 0.35% | |
| 59 | CVSCVS HEALTH CORP | 6,568,935 | $584.6B | 0.35% | Put |
| 60 | MRKMERCK & CO INC | 9,331,037 | $582.4B | 0.35% | Put |
| 61 | FXIISHARES TR | 15,092,191 | $573.7B | 0.34% | Put |
| 62 | UNPUNION PAC CORP | 5,739,398 | $559.8B | 0.33% | Put |
| 63 | GILDGILEAD SCIENCES INC | 7,004,615 | $554.2B | 0.33% | Put |
| 64 | ABBVABBVIE INC | 8,696,488 | $548.5B | 0.33% | Put |
| 65 | WFCWELLS FARGO & CO NEW | 12,329,197 | $545.9B | 0.33% | Put |
| 66 | IEFISHARES TR | 4,847,883 | $542.4B | 0.32% | |
| 67 | BIDUNBAIDU INC | 2,943,112 | $535.9B | 0.32% | Put |
| 68 | TXNTEXAS INSTRS INC | 7,601,290 | $533.5B | 0.32% | Put |
| 69 | IVZINVESCO LTD | 17,013,712 | $532.0B | 0.32% | Put |
| 70 | BACVERIZON COMMUNICATIONS INC | 10,079,476 | $523.9B | 0.31% | Put |
| 71 | NEENEXTERA ENERGY INC | 4,187,729 | $512.2B | 0.31% | Put |
| 72 | VVISA INC | 5,924,713 | $490.0B | 0.29% | Put |
| 73 | LMTLOCKHEED MARTIN CORP | 2,031,938 | $487.1B | 0.29% | Put |
| 74 | XLYSELECT SECTOR SPDR TR | 6,045,902 | $483.9B | 0.29% | Put |
| 75 | IYRISHARES TR | 5,846,595 | $471.5B | 0.28% | Put |
| 76 | XLFSELECT SECTOR SPDR TR | 24,039,089 | $464.0B | 0.28% | Put |
| 77 | BABOEING CO | 3,484,827 | $459.1B | 0.27% | Put |
| 78 | METMETLIFE INC | 10,311,121 | $458.1B | 0.27% | Put |
| 79 | USOUNITED STATES OIL FUND LP | 41,696,811 | $455.7B | 0.27% | Put |
| 80 | MGMMGM RESORTS INTERNATIONAL | 17,502,599 | $455.6B | 0.27% | Put |
| 81 | HONHONEYWELL INTL INC | 3,792,268 | $442.1B | 0.26% | Put |
| 82 | TMOTHERMO FISHER SCIENTIFIC INC | 2,770,820 | $440.7B | 0.26% | Put |
| 83 | VOOVANGUARD INDEX FDS | 2,211,512 | $439.4B | 0.26% | |
| 84 | MMM3M CO | 2,491,217 | $439.0B | 0.26% | Put |
| 85 | BMYBRISTOL MYERS SQUIBB CO | 8,129,155 | $438.3B | 0.26% | Put |
| 86 | NVSNNOVARTIS A G | 5,546,496 | $438.0B | 0.26% | Put |
| 87 | IWDISHARES TR | 4,135,320 | $436.8B | 0.26% | |
| 88 | DEODIAGEO P L C | 3,741,724 | $434.2B | 0.26% | Call |
| 89 | TLTISHARES TR | 3,143,826 | $432.3B | 0.26% | Put |
| 90 | IBMINTERNATIONAL BUSINESS MACHS | 2,674,346 | $424.8B | 0.25% | Put |
| 91 | XLFISELECT SECTOR SPDR TR | 7,982,371 | $424.7B | 0.25% | Put |
| 92 | —RYDEX ETF TRUST | 5,059,629 | $422.9B | 0.25% | |
| 93 | SLBSCHLUMBERGER LTD | 5,344,121 | $420.3B | 0.25% | Put |
| 94 | TWXCHFTIME WARNER INC | 5,273,897 | $419.9B | 0.25% | Put |
| 95 | VWOVANGUARD INTL EQUITY INDEX F | 11,064,136 | $416.3B | 0.25% | |
| 96 | IVWISHARES TR | 3,400,226 | $413.7B | 0.25% | |
| 97 | VFCV F CORP | 7,340,356 | $411.4B | 0.25% | |
| 98 | STTSPDR SERIES TRUST | 11,146,151 | $409.3B | 0.24% | Put |
| 99 | —ALLERGAN PLC | 1,770,484 | $407.8B | 0.24% | Put |
| 100 | USMVISHARES TR | 8,831,281 | $401.2B | 0.24% | Put |
Page 1 of 68Next