Tower Research Capital LLC (TRC) Q3 2016 Filing

Filed November 8, 2016

Portfolio Value

$1.0T

Holdings

3,771

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (3,771 positions)

#	Stock	Shares	Value	% Portfolio
1	SPYSPDR S&P 500 ETF TR	1,408,188	$304.6B	30.26%
2	—POWERSHARES QQQ TRUST	886,299	$105.2B	10.45%
3	IWMISHARES TR	303,489	$37.7B	3.74%
4	VNQVANGUARD INDEX FDS	210,386	$18.2B	1.81%
5	IYRISHARES TR	226,281	$18.2B	1.81%
6	VOOVANGUARD INDEX FDS	74,203	$14.7B	1.46%
7	SSOPROSHARES TR	203,757	$14.5B	1.44%
8	IVVISHARES TR	57,206	$12.4B	1.24%
9	IWDISHARES TR	86,511	$9.1B	0.91%
10	—RYDEX ETF TRUST	67,396	$8.2B	0.82%
11	EFAISHARES TR	118,026	$7.0B	0.69%
12	VDEVANGUARD WORLD FDS	70,413	$6.9B	0.68%
13	TNADIREXION SHS ETF TR	85,877	$6.9B	0.68%
14	IWOISHARES TR	43,467	$6.5B	0.64%
15	SPXLDIREXION SHS ETF TR	64,035	$6.2B	0.62%
16	VFHVANGUARD WORLD FDS	116,960	$5.8B	0.57%
17	OEFISHARES TR	57,233	$5.5B	0.55%
18	UPROPROSHARES TR	72,103	$5.3B	0.53%
19	FXUFIRST TR EXCHANGE TRADED FD	194,497	$5.0B	0.50%
20	TQQQPROSHARES TR	39,116	$5.0B	0.50%
21	UYGPROSHARES TR	67,894	$4.9B	0.49%
22	VGKVANGUARD INTL EQUITY INDEX F	101,041	$4.9B	0.49%
23	EEMISHARES TR	123,511	$4.6B	0.46%
24	IYGISHARES TR	52,560	$4.6B	0.46%
25	FXHFIRST TR EXCHANGE TRADED FD	74,963	$4.6B	0.45%
26	AQLTISHARES TR	80,115	$4.4B	0.44%
27	IYCISHARES TR	29,646	$4.4B	0.43%
28	XLISELECT SECTOR SPDR TR	74,436	$4.3B	0.43%
29	SCHBSCHWAB STRATEGIC TR	81,102	$4.2B	0.42%
30	VEAVANGUARD TAX MANAGED INTL FD	107,546	$4.0B	0.40%
31	IJSISHARES TR	31,315	$3.9B	0.39%
32	—RYDEX ETF TRUST	24,033	$3.7B	0.37%
33	UWMPROSHARES TR	37,536	$3.6B	0.35%
34	—DIREXION SHS ETF TR	105,875	$3.5B	0.35%
35	FXGFIRST TR EXCHANGE TRADED FD	70,255	$3.3B	0.32%
36	URTYPROSHARES TR	34,187	$3.2B	0.32%
37	USMVISHARES TR	69,917	$3.2B	0.32%
38	IYEISHARES TR	80,009	$3.1B	0.31%
39	AAXJISHARES TR	44,992	$2.7B	0.27%
40	XLUSELECT SECTOR SPDR TR	55,402	$2.7B	0.27%
41	VPUVANGUARD WORLD FDS	24,965	$2.7B	0.27%
42	VHTVANGUARD WORLD FDS	19,969	$2.7B	0.26%
43	—DIREXION SHS ETF TR	53,929	$2.6B	0.26%
44	BIBPROSHARES TR	51,172	$2.5B	0.25%
45	VEUVANGUARD INTL EQUITY INDEX F	54,546	$2.5B	0.25%
46	—POWERSHARES ETF TR II	62,615	$2.4B	0.24%
47	VCRVANGUARD WORLD FDS	18,862	$2.4B	0.24%
48	IYZISHARES TR	71,335	$2.3B	0.23%
49	FBTFIRST TR EXCHANGE TRADED FD	21,979	$2.2B	0.22%
50	XTNSPDR SERIES TRUST	45,170	$2.1B	0.21%
51	AQLTISHARES TR	24,587	$2.1B	0.21%
52	FXDFIRST TR EXCHANGE TRADED FD	59,739	$2.1B	0.21%
53	PKWUSDPOWERSHARES ETF TRUST	43,803	$2.1B	0.21%
54	FHLCFIDELITY	55,546	$1.9B	0.19%
55	FDNFIRST TR EXCHANGE TRADED FD	23,177	$1.9B	0.19%
56	—DIREXION SHS ETF TR	20,558	$1.8B	0.18%
57	SCHDSCHWAB STRATEGIC TR	42,789	$1.8B	0.18%
58	IWRISHARES TR	10,272	$1.8B	0.18%
59	DONSPDR DOW JONES INDL AVRG ETF	9,520	$1.7B	0.17%
60	IJTISHARES TR	12,032	$1.6B	0.16%
61	—PROSHARES TR	42,065	$1.6B	0.16%
62	FCGFIRST TR EXCHANGE TRADED FD	59,954	$1.6B	0.16%
63	QLDPROSHARES TR	17,979	$1.6B	0.15%
64	CUREDIREXION SHS ETF TR	45,481	$1.4B	0.14%
65	VXUSVANGUARD STAR FD	30,595	$1.4B	0.14%
66	IYHISHARES TR	9,025	$1.4B	0.13%
67	SDYSPDR SERIES TRUST	15,941	$1.3B	0.13%
68	FEXFIRST TR LRGE CP CORE ALPHA	28,573	$1.3B	0.13%
69	IEZISHARES TR	32,789	$1.3B	0.13%
70	ITA*ISHARES TR	9,969	$1.3B	0.13%
71	AZNASTRAZENECA PLC	38,682	$1.3B	0.13%
72	PSQUSDPROSHARES TR	26,126	$1.2B	0.12%
73	—PROSHARES TR	42,789	$1.2B	0.12%
74	IYTISHARES TR	8,273	$1.2B	0.12%
75	DELLDELL TECHNOLOGIES INC	24,043	$1.1B	0.11%
76	VTVANGUARD INTL EQUITY INDEX F	18,725	$1.1B	0.11%
77	FTAFIRST TR LRG CP VL ALPHADEX	26,501	$1.1B	0.11%
78	MMM3M CO	6,324	$1.1B	0.11%
79	—POWERSHARES ETF TRUST	10,444	$1.1B	0.11%
80	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	22,873	$1.1B	0.11%
81	ABEVAMBEV SA	179,169	$1.1B	0.11%
82	FNVFRANCO NEVADA CORP	15,415	$1.1B	0.11%
83	—PROSHARES TR	51,406	$1.1B	0.11%
84	UREPROSHARES TR	8,589	$1.1B	0.11%
85	FNDASCHWAB STRATEGIC TR	32,863	$1.0B	0.10%
86	PGPROCTER AND GAMBLE CO	11,389	$1.0B	0.10%
87	DBDEUTSCHE BANK AG	77,805	$1.0B	0.10%
88	0DFCDIREXION SHS ETF TR	34,047	$992.0M	0.10%
89	IYFISHARES TR	10,987	$989.0M	0.10%
90	AQLTISHARES TR	7,449	$924.0M	0.09%
91	SMHVANECK VECTORS ETF TR	12,976	$901.0M	0.09%
92	—SILVER WHEATON CORP	32,952	$891.0M	0.09%
93	—POWERSHARES ETF TRUST	14,039	$865.0M	0.09%
94	TECLDIREXION SHS ETF TR	17,161	$833.0M	0.08%
95	FNDXSCHWAB STRATEGIC TR	26,702	$831.0M	0.08%
96	ABXBARRICK GOLD CORP	46,362	$822.0M	0.08%
97	AXPAMERICAN EXPRESS CO	12,796	$820.0M	0.08%
98	IBMINTERNATIONAL BUSINESS MACHS	5,055	$803.0M	0.08%
99	IYMISHARES TR	10,132	$800.0M	0.08%
100	AEMAGNICO EAGLE MINES LTD	14,765	$800.0M	0.08%

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