Tortoise Investment Management, LLC Q3 2018 Filing
Filed November 20, 2018
Portfolio Value
$380.6B
Holdings
549
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (549 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 230,682 | $67.5B | 17.74% | |
| 2 | —NUVEEN BUILD AMER BD OPPTNY | 1,008,018 | $22.0B | 5.79% | |
| 3 | IEMGISHARES INC | 334,867 | $17.3B | 4.56% | |
| 4 | SPYSPDR S&P 500 ETF TR | 62,765 | $15.2B | 3.99% | Put |
| 5 | ITOTISHARES TR | 199,310 | $13.3B | 3.49% | |
| 6 | IWBISHARES TR | 74,474 | $12.0B | 3.16% | |
| 7 | IVEISHARES TR | 81,280 | $9.4B | 2.47% | |
| 8 | AQLTISHARES TR | 124,109 | $8.0B | 2.09% | |
| 9 | IXUSISHARES TR | 119,014 | $7.2B | 1.89% | |
| 10 | IJSISHARES TR | 41,160 | $6.9B | 1.81% | |
| 11 | NBBNUVEEN BUILD AMER BD FD | 338,573 | $6.8B | 1.78% | |
| 12 | IJRISHARES TR | 77,428 | $6.8B | 1.77% | |
| 13 | VRIGINVESCO ACTIVELY MANAGD ETF | 247,486 | $6.2B | 1.63% | |
| 14 | VCSHVANGUARD SCOTTSDALE FDS | 74,953 | $5.9B | 1.54% | |
| 15 | VWOVANGUARD INTL EQUITY INDEX F | 139,249 | $5.7B | 1.50% | |
| 16 | DONSPDR DOW JONES INDL AVRG ETF | 20,240 | $5.4B | 1.41% | |
| 17 | SCZISHARES TR | 84,523 | $5.3B | 1.38% | |
| 18 | BABINVESCO EXCHNG TRADED FD TR | 172,372 | $5.0B | 1.32% | |
| 19 | VSSVANGUARD INTL EQUITY INDEX F | 41,532 | $4.7B | 1.22% | |
| 20 | NANNUVEEN NEW YORK QLT MUN INC | 377,252 | $4.6B | 1.22% | |
| 21 | XJQCXNUVEEN CR STRATEGIES INCM FD | 579,452 | $4.6B | 1.21% | |
| 22 | —ABERDEEN ASIA PACIFIC INCOM | 1,079,829 | $4.5B | 1.17% | |
| 23 | NUVNUVEEN MUN VALUE FD INC | 456,922 | $4.3B | 1.12% | |
| 24 | VTVANGUARD INTL EQUITY INDEX F | 52,777 | $4.0B | 1.05% | |
| 25 | BRK/BBERKSHIRE HATHAWAY INC DEL | 16,890 | $3.6B | 0.95% | |
| 26 | VTVVANGUARD INDEX FDS | 32,163 | $3.6B | 0.94% | |
| 27 | —NUVEEN SELECT TAX FREE INCM | 251,082 | $3.4B | 0.88% | |
| 28 | IEIISHARES TR | 26,341 | $3.1B | 0.82% | |
| 29 | AAPLAPPLE INC | 13,364 | $3.0B | 0.79% | |
| 30 | EFAISHARES TR | 43,690 | $3.0B | 0.78% | |
| 31 | VTIVANGUARD INDEX FDS | 18,490 | $2.8B | 0.73% | |
| 32 | STIPISHARES TR | 27,500 | $2.7B | 0.71% | |
| 33 | —NUVEEN SELECT TAX FREE INCM | 190,822 | $2.7B | 0.70% | |
| 34 | —NUVEEN MARYLAND QLT MUN INC | 220,387 | $2.6B | 0.68% | |
| 35 | EEMVISHARES INC | 43,447 | $2.6B | 0.68% | |
| 36 | SCHPSCHWAB STRATEGIC TR | 46,785 | $2.5B | 0.66% | |
| 37 | VEAVANGUARD TAX MANAGED INTL FD | 57,506 | $2.5B | 0.65% | |
| 38 | NNYNUVEEN NY MUN VALUE FD | 258,151 | $2.4B | 0.64% | |
| 39 | SLQDISHARES TR | 48,955 | $2.4B | 0.64% | |
| 40 | NXPNUVEEN SELECT TAX FREE INCM | 161,041 | $2.2B | 0.59% | |
| 41 | SCHXSCHWAB STRATEGIC TR | 31,144 | $2.2B | 0.57% | |
| 42 | —VANECK VECTORS ETF TR | 65,475 | $2.0B | 0.54% | |
| 43 | SHYDVANECK VECTORS ETF TR | 82,500 | $2.0B | 0.53% | |
| 44 | XNXNXNUVEEN NY SELECT TAX FREE PR | 152,949 | $2.0B | 0.51% | |
| 45 | NRKNUVEEN NEW YORK AMT QLT MUNI | 147,752 | $1.8B | 0.46% | |
| 46 | DGSWISDOMTREE TR | 32,418 | $1.5B | 0.39% | |
| 47 | VEUVANGUARD INTL EQUITY INDEX F | 28,068 | $1.5B | 0.38% | |
| 48 | PZAINVESCO EXCHNG TRADED FD TR | 57,800 | $1.4B | 0.38% | |
| 49 | IWMISHARES TR | 8,492 | $1.4B | 0.38% | |
| 50 | UNHUNITEDHEALTH GROUP INC | 5,308 | $1.4B | 0.37% | |
| 51 | DLSWISDOMTREE TR | 18,584 | $1.3B | 0.35% | |
| 52 | EEMISHARES TR | 32,284 | $1.3B | 0.34% | Call |
| 53 | MSFTMICROSOFT CORP | 11,243 | $1.3B | 0.34% | |
| 54 | IWDISHARES TR | 9,735 | $1.2B | 0.32% | |
| 55 | IWCISHARES TR | 11,365 | $1.2B | 0.32% | |
| 56 | SHVISHARES TR | 10,640 | $1.2B | 0.31% | |
| 57 | PZTINVESCO EXCHNG TRADED FD TR | 49,846 | $1.2B | 0.31% | |
| 58 | VBRVANGUARD INDEX FDS | 8,301 | $1.2B | 0.30% | |
| 59 | NZFNUVEEN MUNICIPAL CREDIT INC | 77,706 | $1.1B | 0.29% | |
| 60 | JLSNUVEEN MTG OPPORTUNITY TERM | 46,687 | $1.1B | 0.29% | |
| 61 | SCHESCHWAB STRATEGIC TR | 42,219 | $1.1B | 0.29% | |
| 62 | NCANUVEEN CALIF MUN VALUE FD | 111,188 | $1.0B | 0.27% | |
| 63 | HDHOME DEPOT INC | 4,788 | $992.0M | 0.26% | |
| 64 | WOODISHARES TR | 13,128 | $988.0M | 0.26% | |
| 65 | VXUSVANGUARD STAR FD | 18,149 | $980.0M | 0.26% | |
| 66 | IUSVISHARES TR | 17,075 | $963.0M | 0.25% | |
| 67 | EWXSPDR INDEX SHS FDS | 20,420 | $915.0M | 0.24% | |
| 68 | SPSBSPDR SERIES TRUST | 29,677 | $896.0M | 0.24% | |
| 69 | —NUVEEN INTER DURATION MN TMF | 70,668 | $883.0M | 0.23% | |
| 70 | VVVANGUARD INDEX FDS | 6,573 | $878.0M | 0.23% | |
| 71 | MUBISHARES TR | 7,383 | $797.0M | 0.21% | |
| 72 | SCHFSCHWAB STRATEGIC TR | 22,193 | $744.0M | 0.20% | |
| 73 | MMM3M CO | 3,475 | $732.0M | 0.19% | |
| 74 | SCHRSCHWAB STRATEGIC TR | 13,980 | $724.0M | 0.19% | |
| 75 | NVGNUVEEN AMT FREE MUN CR INC F | 48,987 | $713.0M | 0.19% | |
| 76 | TFISPDR SER TR | 15,005 | $712.0M | 0.19% | |
| 77 | EMBISHARES TR | 6,557 | $707.0M | 0.19% | |
| 78 | SHYISHARES TR | 8,380 | $696.0M | 0.18% | |
| 79 | OEFISHARES TR | 5,275 | $684.0M | 0.18% | |
| 80 | IBMINTERNATIONAL BUSINESS MACHS | 4,436 | $671.0M | 0.18% | |
| 81 | JPMJPMORGAN CHASE & CO | 5,938 | $670.0M | 0.18% | |
| 82 | BRK-BBERKSHIRE HATHAWAY INC DEL | 2 | $640.0M | 0.17% | |
| 83 | SCHOSCHWAB STRATEGIC TR | 12,382 | $614.0M | 0.16% | |
| 84 | DALDELTA AIR LINES INC DEL | 15,430 | $606.0M | 0.16% | Put |
| 85 | SCHCSCHWAB STRATEGIC TR | 16,270 | $580.0M | 0.15% | |
| 86 | SHMSPDR SER TR | 12,130 | $578.0M | 0.15% | |
| 87 | IWFISHARES TR | 3,689 | $575.0M | 0.15% | |
| 88 | JNJJOHNSON & JOHNSON | 3,933 | $543.0M | 0.14% | |
| 89 | IJHISHARES TR | 2,620 | $527.0M | 0.14% | |
| 90 | NXJNUVEEN NEW JERSEY QULT MUN F | 39,747 | $511.0M | 0.13% | |
| 91 | FMATFIDELITY | 15,214 | $511.0M | 0.13% | |
| 92 | COSTCOSTCO WHSL CORP NEW | 2,153 | $506.0M | 0.13% | |
| 93 | VOOVANGUARD INDEX FDS | 1,881 | $502.0M | 0.13% | |
| 94 | PEPPEPSICO INC | 4,281 | $479.0M | 0.13% | |
| 95 | NUAGNUSHARES ETF TR | 20,205 | $474.0M | 0.12% | |
| 96 | ESBAEMPIRE ST RLTY OP L P | 27,992 | $467.0M | 0.12% | |
| 97 | KMIKINDER MORGAN INC DEL | 26,072 | $462.0M | 0.12% | |
| 98 | MUNIPIMCO ETF TR | 8,565 | $450.0M | 0.12% | |
| 99 | SCHASCHWAB STRATEGIC TR | 5,872 | $447.0M | 0.12% | |
| 100 | CVXCHEVRON CORP NEW | 3,603 | $441.0M | 0.12% |
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