Tortoise Investment Management, LLC Q3 2017 Filing
Filed November 15, 2017
Portfolio Value
$329.0B
Holdings
500
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (500 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 224,856 | $56.9B | 17.28% | |
| 2 | —NUVEEN BUILD AMER BD OPPTNY | 940,078 | $20.7B | 6.29% | |
| 3 | IEMGISHARES INC | 299,133 | $16.2B | 4.91% | |
| 4 | SPYSPDR S&P 500 ETF TR | 62,327 | $12.9B | 3.92% | Put |
| 5 | VCSHVANGUARD SCOTTSDALE FDS | 158,300 | $12.7B | 3.86% | |
| 6 | IWBISHARES TR | 77,091 | $10.8B | 3.28% | |
| 7 | ITOTISHARES TR | 174,101 | $10.0B | 3.05% | |
| 8 | IVEISHARES TR | 65,992 | $7.1B | 2.16% | |
| 9 | AQLTISHARES TR | 110,190 | $7.1B | 2.15% | |
| 10 | IXUSISHARES TR | 113,918 | $6.9B | 2.11% | |
| 11 | IJSISHARES TR | 46,003 | $6.8B | 2.07% | |
| 12 | NANNUVEEN NEW YORK QLT MUN INC | 450,817 | $6.4B | 1.93% | |
| 13 | —POWERSHARES ETF TR II | 205,333 | $6.2B | 1.90% | |
| 14 | —ABERDEEN ASIA PACIFIC INCOM | 1,158,166 | $6.0B | 1.82% | |
| 15 | IJRISHARES TR | 76,340 | $5.7B | 1.72% | |
| 16 | NBBNUVEEN BUILD AMER BD FD | 246,004 | $5.3B | 1.61% | |
| 17 | SCZISHARES TR | 82,732 | $5.1B | 1.56% | |
| 18 | VWOVANGUARD INTL EQUITY INDEX F | 114,333 | $5.0B | 1.51% | |
| 19 | DONSPDR DOW JONES INDL AVRG ETF | 21,222 | $4.8B | 1.44% | |
| 20 | —NUVEEN SELECT TAX FREE INCM | 266,252 | $3.7B | 1.14% | |
| 21 | VSSVANGUARD INTL EQUITY INDEX F | 30,389 | $3.5B | 1.06% | |
| 22 | EFAISHARES TR | 48,202 | $3.3B | 1.00% | |
| 23 | SPSBSPDR SERIES TRUST | 101,967 | $3.1B | 0.95% | |
| 24 | BRK/BBERKSHIRE HATHAWAY INC DEL | 16,337 | $3.0B | 0.91% | |
| 25 | IEIISHARES TR | 23,637 | $2.9B | 0.89% | |
| 26 | EEMVISHARES INC | 49,352 | $2.9B | 0.87% | |
| 27 | SHYDVANECK VECTORS ETF TR | 113,222 | $2.8B | 0.84% | |
| 28 | VTVVANGUARD INDEX FDS | 26,468 | $2.6B | 0.80% | |
| 29 | —NUVEEN SELECT TAX FREE INCM | 168,656 | $2.6B | 0.78% | |
| 30 | —NUVEEN MARYLAND QLT MUN INC | 174,644 | $2.2B | 0.68% | |
| 31 | VTIVANGUARD INDEX FDS | 17,142 | $2.2B | 0.67% | |
| 32 | VEAVANGUARD TAX MANAGED INTL FD | 51,018 | $2.2B | 0.67% | |
| 33 | NXPNUVEEN SELECT TAX FREE INCM | 137,924 | $2.1B | 0.63% | |
| 34 | VTVANGUARD INTL EQUITY INDEX F | 25,860 | $1.8B | 0.56% | |
| 35 | —VANECK VECTORS ETF TR | 58,100 | $1.8B | 0.55% | |
| 36 | HYGISHARES TR | 20,021 | $1.8B | 0.54% | |
| 37 | AAPLAPPLE INC | 11,068 | $1.7B | 0.52% | |
| 38 | —POWERSHARES ETF TR II | 59,900 | $1.5B | 0.46% | |
| 39 | VEUVANGUARD INTL EQUITY INDEX F | 27,615 | $1.5B | 0.44% | |
| 40 | SRLNSSGA ACTIVE ETF TR | 30,463 | $1.4B | 0.44% | |
| 41 | EEMISHARES TR | 32,157 | $1.4B | 0.44% | |
| 42 | NZFNUVEEN MUNICIPAL CREDIT INC | 92,940 | $1.4B | 0.43% | |
| 43 | DLSWISDOMTREE TR | 18,884 | $1.4B | 0.42% | |
| 44 | MUBISHARES TR | 12,543 | $1.4B | 0.42% | |
| 45 | IWMISHARES TR | 9,231 | $1.4B | 0.42% | |
| 46 | —POWERSHARES ETF TR II | 53,096 | $1.3B | 0.39% | |
| 47 | SCHXSCHWAB STRATEGIC TR | 21,557 | $1.3B | 0.39% | |
| 48 | IWDISHARES TR | 9,752 | $1.2B | 0.35% | |
| 49 | SHYISHARES TR | 12,917 | $1.1B | 0.33% | |
| 50 | WOODISHARES TR | 16,176 | $1.1B | 0.33% | |
| 51 | UNHUNITEDHEALTH GROUP INC | 5,500 | $1.1B | 0.33% | |
| 52 | XNXNXNUVEEN NY SELECT TAX FREE PR | 74,074 | $1.0B | 0.32% | |
| 53 | JLSNUVEEN MTG OPPORTUNITY TERM | 39,250 | $995.0M | 0.30% | |
| 54 | TFISPDR SER TR | 20,230 | $989.0M | 0.30% | |
| 55 | NVGNUVEEN AMT FREE MUN CR INC F | 60,669 | $934.0M | 0.28% | |
| 56 | DGSWISDOMTREE TR | 16,820 | $825.0M | 0.25% | |
| 57 | SHVISHARES TR | 7,385 | $815.0M | 0.25% | |
| 58 | MSFTMICROSOFT CORP | 10,933 | $814.0M | 0.25% | |
| 59 | HDHOME DEPOT INC | 4,744 | $776.0M | 0.24% | |
| 60 | NRKNUVEEN NEW YORK AMT QLT MUNI | 58,706 | $775.0M | 0.24% | |
| 61 | VXUSVANGUARD STAR FD | 14,025 | $768.0M | 0.23% | |
| 62 | KMIKINDER MORGAN INC DEL | 39,094 | $750.0M | 0.23% | |
| 63 | MMM3M CO | 3,419 | $718.0M | 0.22% | |
| 64 | VVVANGUARD INDEX FDS | 6,014 | $694.0M | 0.21% | |
| 65 | NUAGNUSHARES ETF TR | 28,066 | $693.0M | 0.21% | |
| 66 | SJNKSPDR SER TR | 24,590 | $688.0M | 0.21% | |
| 67 | DALDELTA AIR LINES INC DEL | 21,237 | $673.0M | 0.20% | Put |
| 68 | IEFISHARES TR | 6,300 | $671.0M | 0.20% | |
| 69 | EWXSPDR INDEX SHS FDS | 13,476 | $668.0M | 0.20% | |
| 70 | JPMJPMORGAN CHASE & CO | 6,609 | $631.0M | 0.19% | |
| 71 | IWCISHARES TR | 6,577 | $621.0M | 0.19% | |
| 72 | IBMINTERNATIONAL BUSINESS MACHS | 4,201 | $610.0M | 0.19% | |
| 73 | MUNIPIMCO ETF TR | 11,315 | $609.0M | 0.19% | |
| 74 | JNJJOHNSON & JOHNSON | 4,349 | $565.0M | 0.17% | |
| 75 | LBEURL BRANDS INC | 13,500 | $562.0M | 0.17% | |
| 76 | OEFISHARES TR | 4,975 | $554.0M | 0.17% | |
| 77 | BRK-BBERKSHIRE HATHAWAY INC DEL | 2 | $549.0M | 0.17% | |
| 78 | PEPPEPSICO INC | 4,893 | $545.0M | 0.17% | |
| 79 | SCHESCHWAB STRATEGIC TR | 20,104 | $541.0M | 0.16% | |
| 80 | SCHFSCHWAB STRATEGIC TR | 15,823 | $530.0M | 0.16% | |
| 81 | IJHISHARES TR | 2,958 | $529.0M | 0.16% | |
| 82 | CLCOLGATE PALMOLIVE CO | 7,205 | $525.0M | 0.16% | |
| 83 | SCHOSCHWAB STRATEGIC TR | 10,294 | $519.0M | 0.16% | |
| 84 | AMZNAMAZON COM INC | 536 | $515.0M | 0.16% | |
| 85 | FMATFIDELITY | 15,081 | $498.0M | 0.15% | |
| 86 | ESBAEMPIRE ST RLTY OP L P | 23,940 | $490.0M | 0.15% | |
| 87 | AGGISHARES TR | 4,454 | $488.0M | 0.15% | |
| 88 | IGSBISHARES TR | 4,574 | $482.0M | 0.15% | |
| 89 | CMCSACOMCAST CORP NEW | 12,388 | $477.0M | 0.14% | |
| 90 | NXJNUVEEN NEW JERSEY QULT MUN F | 31,447 | $432.0M | 0.13% | |
| 91 | ISRGINTUITIVE SURGICAL INC | 407 | $426.0M | 0.13% | |
| 92 | VOOVANGUARD INDEX FDS | 1,768 | $408.0M | 0.12% | |
| 93 | VBRVANGUARD INDEX FDS | 3,179 | $406.0M | 0.12% | |
| 94 | IWFISHARES TR | 3,226 | $403.0M | 0.12% | |
| 95 | CVXCHEVRON CORP NEW | 3,414 | $401.0M | 0.12% | |
| 96 | PGPROCTER AND GAMBLE CO | 4,277 | $389.0M | 0.12% | |
| 97 | VTEBVANGUARD MUN BD FD INC | 7,450 | $385.0M | 0.12% | |
| 98 | VIGVANGUARD SPECIALIZED PORTFOL | 3,860 | $366.0M | 0.11% | |
| 99 | EPDENTERPRISE PRODS PARTNERS L | 13,900 | $362.0M | 0.11% | |
| 100 | FRELFIDELITY | 14,927 | $362.0M | 0.11% |
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