Tortoise Investment Management, LLC Q1 2016 Filing
Filed May 6, 2016
Portfolio Value
$278.2B
Holdings
404
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (404 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 211,712 | $43.8B | 15.73% | |
| 2 | —NUVEEN BUILD AMER BD OPPTNY | 840,940 | $18.1B | 6.51% | |
| 3 | NANNUVEEN NY DIVID ADVNTG MUN F | 1,132,411 | $16.7B | 6.00% | |
| 4 | XJQCXNUVEEN CR STRATEGIES INCM FD | 1,768,551 | $14.0B | 5.03% | |
| 5 | —ABERDEEN ASIA PACIFIC INCOM | 2,243,095 | $11.2B | 4.03% | |
| 6 | SPYSPDR S&P 500 ETF TR | 67,799 | $10.5B | 3.76% | Put |
| 7 | HYGISHARES TR | 126,071 | $10.3B | 3.70% | |
| 8 | IEMGISHARES INC | 240,692 | $10.0B | 3.60% | |
| 9 | IWBISHARES TR | 80,713 | $9.2B | 3.31% | |
| 10 | VCSHVANGUARD SCOTTSDALE FDS | 82,894 | $6.6B | 2.38% | |
| 11 | —NUVEEN MD PREM INCOME MUN FD | 407,513 | $5.5B | 1.96% | |
| 12 | SJNKSPDR SER TR | 210,146 | $5.4B | 1.95% | |
| 13 | ITOTISHARES TR | 54,638 | $5.1B | 1.83% | |
| 14 | NBBNUVEEN BUILD AMER BD FD | 230,137 | $5.0B | 1.79% | |
| 15 | DONSPDR DOW JONES INDL AVRG ETF | 23,136 | $4.1B | 1.47% | |
| 16 | IJRISHARES TR | 33,296 | $3.7B | 1.35% | |
| 17 | VWOVANGUARD INTL EQUITY INDEX F | 106,983 | $3.7B | 1.33% | |
| 18 | IXUSISHARES TR | 74,222 | $3.7B | 1.32% | |
| 19 | SCZISHARES TR | 69,464 | $3.5B | 1.24% | |
| 20 | IJSISHARES TR | 29,850 | $3.4B | 1.22% | |
| 21 | AQLTISHARES TR | 60,111 | $3.2B | 1.15% | |
| 22 | EFAISHARES TR | 53,766 | $3.1B | 1.10% | |
| 23 | BRK/BBERKSHIRE HATHAWAY INC DEL | 18,325 | $2.6B | 0.93% | |
| 24 | VSSVANGUARD INTL EQUITY INDEX F | 26,764 | $2.5B | 0.90% | |
| 25 | EEMVISHARES | 46,107 | $2.4B | 0.85% | |
| 26 | IVEISHARES TR | 23,850 | $2.1B | 0.77% | |
| 27 | SPSBSPDR SERIES TRUST | 67,454 | $2.1B | 0.74% | |
| 28 | —NUVEEN DIV ADVANTAGE MUN FD | 138,400 | $2.1B | 0.74% | |
| 29 | VTIVANGUARD INDEX FDS | 17,476 | $1.8B | 0.66% | |
| 30 | VTVVANGUARD INDEX FDS | 21,368 | $1.8B | 0.63% | |
| 31 | VEAVANGUARD TAX MANAGED INTL FD | 48,793 | $1.8B | 0.63% | |
| 32 | —POWERSHARES ETF TR II | 59,813 | $1.5B | 0.53% | |
| 33 | —NUVEEN SELECT TAX FREE INCM | 95,448 | $1.4B | 0.51% | |
| 34 | —POWERSHARES ETF TR II | 46,168 | $1.4B | 0.50% | |
| 35 | —POWERSHARES ETF TR II | 53,400 | $1.4B | 0.49% | |
| 36 | NXPNUVEEN SELECT TAX FREE INCM | 86,789 | $1.3B | 0.46% | |
| 37 | —NUVEEN QUALITY MUN FD INC | 88,554 | $1.3B | 0.45% | |
| 38 | WOODISHARES TR | 26,812 | $1.3B | 0.45% | |
| 39 | VEUVANGUARD INTL EQUITY INDEX F | 28,437 | $1.2B | 0.44% | |
| 40 | LBEURL BRANDS INC | 13,800 | $1.2B | 0.44% | |
| 41 | DLSWISDOMTREE TR | 20,084 | $1.2B | 0.43% | |
| 42 | XNXNXNUVEEN NY SELECT TAX FREE PR | 83,411 | $1.2B | 0.42% | |
| 43 | SCHXSCHWAB STRATEGIC TR | 23,609 | $1.2B | 0.41% | |
| 44 | LQDISHARES TR | 9,690 | $1.2B | 0.41% | |
| 45 | EEMISHARES TR | 33,442 | $1.1B | 0.41% | |
| 46 | TFISPDR SER TR | 22,650 | $1.1B | 0.40% | |
| 47 | NZFNUVEEN DIVID ADV MUN FD 3 | 71,407 | $1.1B | 0.38% | |
| 48 | AAPLAPPLE INC | 9,700 | $1.1B | 0.38% | |
| 49 | HYSPIMCO ETF TR | 10,547 | $980.0M | 0.35% | |
| 50 | IWMISHARES TR | 8,840 | $978.0M | 0.35% | |
| 51 | KMIKINDER MORGAN INC DEL | 53,627 | $958.0M | 0.34% | |
| 52 | —NUVEEN SELECT TAX FREE INCM | 65,689 | $928.0M | 0.33% | |
| 53 | UNHUNITEDHEALTH GROUP INC | 6,365 | $820.0M | 0.29% | |
| 54 | IWDISHARES TR | 7,992 | $790.0M | 0.28% | |
| 55 | IBMINTERNATIONAL BUSINESS MACHS | 4,917 | $745.0M | 0.27% | |
| 56 | BABOEING CO | 5,396 | $685.0M | 0.25% | |
| 57 | SRLNSSGA ACTIVE ETF TR | 14,489 | $673.0M | 0.24% | |
| 58 | CLCOLGATE PALMOLIVE CO | 9,490 | $670.0M | 0.24% | |
| 59 | NRKNUVEEN NY AMT FREE MUN INCOM | 49,660 | $667.0M | 0.24% | |
| 60 | JLSNUVEEN MTG OPPORTUNITY TERM | 29,330 | $659.0M | 0.24% | |
| 61 | NXJNUVEEN NJ DIV ADVANTAGE MUN | 45,490 | $644.0M | 0.23% | |
| 62 | BRK-BBERKSHIRE HATHAWAY INC DEL | 3 | $640.0M | 0.23% | |
| 63 | DGSWISDOMTREE TR | 16,677 | $630.0M | 0.23% | |
| 64 | —SPDR SERIES TRUST | 10,003 | $629.0M | 0.23% | |
| 65 | VTVANGUARD INTL EQUITY INDEX F | 10,695 | $617.0M | 0.22% | |
| 66 | VVVANGUARD INDEX FDS | 6,263 | $589.0M | 0.21% | |
| 67 | —POWERSHARES ETF TRUST II | 25,747 | $585.0M | 0.21% | |
| 68 | WYWEYERHAEUSER CO | 18,589 | $576.0M | 0.21% | |
| 69 | XNCMXNUVEEN CAL AMT-FREE MUN INC | 32,231 | $516.0M | 0.19% | |
| 70 | PEPPEPSICO INC | 4,974 | $510.0M | 0.18% | |
| 71 | SBIWESTERN ASSET INTM MUNI FD I | 46,935 | $487.0M | 0.18% | |
| 72 | XOMEXXON MOBIL CORP | 5,672 | $474.0M | 0.17% | |
| 73 | JNJJOHNSON & JOHNSON | 4,315 | $467.0M | 0.17% | |
| 74 | EWXSPDR INDEX SHS FDS | 11,726 | $456.0M | 0.16% | |
| 75 | OEFISHARES TR | 4,975 | $455.0M | 0.16% | |
| 76 | VXUSVANGUARD STAR FD | 9,538 | $428.0M | 0.15% | |
| 77 | IJHISHARES TR | 2,958 | $427.0M | 0.15% | |
| 78 | VFLDELAWARE INVT NAT MUNI INC F | 29,623 | $409.0M | 0.15% | |
| 79 | MRKMERCK & CO INC NEW | 7,726 | $409.0M | 0.15% | |
| 80 | NMTNUVEEN MASS PREM INCOME MUN | 27,453 | $404.0M | 0.15% | |
| 81 | —NUVEEN CALIF MUNICPAL VALU F | 22,232 | $403.0M | 0.14% | |
| 82 | MSFTMICROSOFT CORP | 7,203 | $398.0M | 0.14% | |
| 83 | —NUVEEN ENERGY MLP TOTL RTRNF | 36,783 | $373.0M | 0.13% | |
| 84 | VIGVANGUARD SPECIALIZED PORTFOL | 4,411 | $358.0M | 0.13% | |
| 85 | SCHESCHWAB STRATEGIC TR | 17,200 | $357.0M | 0.13% | |
| 86 | HDHOME DEPOT INC | 2,657 | $355.0M | 0.13% | |
| 87 | PGPROCTER & GAMBLE CO | 4,180 | $344.0M | 0.12% | |
| 88 | MUNIPIMCO ETF TR | 6,310 | $342.0M | 0.12% | |
| 89 | UNPUNION PAC CORP | 4,220 | $336.0M | 0.12% | |
| 90 | BTTBLACKROCK MUN 2030 TAR TERM | 14,220 | $326.0M | 0.12% | |
| 91 | KOCOCA COLA CO | 6,734 | $312.0M | 0.11% | |
| 92 | WMTWAL-MART STORES INC | 4,535 | $311.0M | 0.11% | |
| 93 | SCHFSCHWAB STRATEGIC TR | 11,214 | $304.0M | 0.11% | |
| 94 | VCITVANGUARD SCOTTSDALE FDS | 3,070 | $267.0M | 0.10% | |
| 95 | GEGENERAL ELECTRIC CO | 8,367 | $266.0M | 0.10% | |
| 96 | ACWXISHARES TR | 6,345 | $251.0M | 0.09% | |
| 97 | TROWPRICE T ROWE GROUP INC | 3,200 | $235.0M | 0.08% | |
| 98 | VWOBVANGUARD WHITEHALL FDS INC | 3,009 | $232.0M | 0.08% | |
| 99 | CVXCHEVRON CORP NEW | 2,391 | $228.0M | 0.08% | |
| 100 | MMM3M CO | 1,350 | $225.0M | 0.08% |
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