Sound Income Strategies, LLC Q4 2018 Filing

Filed January 8, 2019

Portfolio Value

$198.9B

Holdings

817

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (817 positions)

#StockSharesValue% PortfolioType
1
SHYGISHARES TR
460,490$21.7B10.90%
2
HYEMVANECK VECTORS ETF TR
738,600$16.9B8.50%
3
ARCCARES CAP CORP
860,412$14.8B7.44%
4
MAINMAIN STREET CAPITAL CORP
382,639$14.7B7.41%
5
TSLXUSDTPG SPECIALTY LENDING INC
710,872$14.5B7.29%
6
HTGCHERCULES CAPITAL INC
1,083,303$14.3B7.17%
7
PFLTPENNANTPARK FLOATING RATE CA
1,010,764$13.3B6.68%
8
PCYINVESCO EXCHNG TRADED FD TR
470,230$12.7B6.38%
9
GBDCGOLUB CAP BDC INC
546,978$10.3B5.16%
10
EMHYISHARES INC
198,982$9.2B4.61%
11
DBX ETF TR
173,247$4.3B2.15%
12
XAWFXALLIANCEBERNSTEIN GBL HGH IN
173,752$2.0B1.02%
13
TAT&T INC
49,879$1.7B0.84%
14
CSCOCISCO SYS INC
33,151$1.6B0.81%
15
PFEPFIZER INC
35,989$1.6B0.80%
16
AAPLAPPLE INC
6,571$1.5B0.75%
17
JNJJOHNSON & JOHNSON
10,673$1.5B0.74%
18
WMTWALMART INC
15,508$1.5B0.73%
19
VLOVALERO ENERGY CORP NEW
12,740$1.4B0.73%
20
BABOEING CO
3,801$1.4B0.71%
21
7HPHP INC
53,715$1.4B0.70%
22
IVVISHARES TR
4,678$1.4B0.69%
23
PGPROCTER AND GAMBLE CO
16,139$1.3B0.68%
24
PG4PRINCIPAL FINL GROUP INC
20,376$1.2B0.60%
25
DOWDUPONT INC
17,907$1.2B0.58%
26
ABBVABBVIE INC
12,113$1.1B0.58%
27
STXSEAGATE TECHNOLOGY PLC
23,343$1.1B0.56%
28
ETRENTERGY CORP NEW
13,174$1.1B0.54%
29
LYBLYONDELLBASELL INDUSTRIES N
10,428$1.1B0.54%
30
ENBENBRIDGE INC
31,548$1.0B0.51%
31
GMGENERAL MTRS CO
29,219$984.0M0.49%
32
CCLCARNIVAL CORP
14,906$951.0M0.48%
33
WDCWESTERN DIGITAL CORP
14,349$840.0M0.42%
34
FSICUSDFS INVT CORP
111,287$785.0M0.39%
35
PBCTEURPEOPLES UNITED FINANCIAL INC
44,310$759.0M0.38%
36
JPCNUVEEN PFD & INCM OPPORTNYS
75,338$698.0M0.35%
37
NDQINVESCO QQQ TR
3,504$651.0M0.33%
38
GAINGLADSTONE INVT CORP
55,394$633.0M0.32%
39
CSXCSX CORP
7,352$544.0M0.27%
40
SPYSPDR S&P 500 ETF TR
1,810$526.0M0.26%
41
PFFISHARES TR
12,196$453.0M0.23%
42
THL CR INC
54,055$436.0M0.22%
43
BRK/BBERKSHIRE HATHAWAY INC DEL
1,930$413.0M0.21%
44
XOMEXXON MOBIL CORP
4,787$407.0M0.20%
45
AMZNAMAZON COM INC
198$397.0M0.20%
46
TCPCBLACKROCK TCP CAP CORP
27,224$387.0M0.19%
47
UBS AG JERSEY BRH
16,998$352.0M0.18%
48
COLONY CR REAL ESTATE INC
15,100$332.0M0.17%
49
BBHYJP MORGAN EXCHANGE TRADED FD
6,646$331.0M0.17%
50
NORTHERN LTS FD TR IV
11,826$285.0M0.14%
51
MSFTMICROSOFT CORP
2,491$285.0M0.14%
52
NFLXNETFLIX INC
675$253.0M0.13%
53
S76STORE CAP CORP
9,010$250.0M0.13%
54
HRZNHORIZON TECHNOLOGY FIN CORP
21,807$249.0M0.13%
55
MRKMERCK & CO INC
3,230$229.0M0.12%
56
METAFACEBOOK INC
1,282$211.0M0.11%
57
HDHOME DEPOT INC
990$205.0M0.10%
58
SPTMSPDR SERIES TRUST
5,398$195.0M0.10%
59
SENIOR HSG PPTYS TR
10,487$184.0M0.09%
60
SPDWSPDR INDEX SHS FDS
5,922$182.0M0.09%
61
BACVERIZON COMMUNICATIONS INC
3,412$182.0M0.09%
62
PGXINVESCO EXCHNG TRADED FD TR
12,629$181.0M0.09%
63
VENVENTAS INC
3,257$177.0M0.09%
64
CSFLUSDCENTERSTATE BK CORP
6,293$177.0M0.09%
65
ITOTISHARES TR
2,538$169.0M0.08%
66
FUNCEDAR FAIR L P
3,246$169.0M0.08%
67
CHCOCITY HLDG CO
2,193$168.0M0.08%
68
AMERICAN FIN TR INC
10,820$165.0M0.08%
69
FLRNSPDR SER TR
5,233$161.0M0.08%
70
VBVANGUARD INDEX FDS
882$143.0M0.07%
71
REETISHARES TR
5,347$135.0M0.07%
72
MDYSPDR S&P MIDCAP 400 ETF TR
350$129.0M0.06%
73
COLUMBIA PPTY TR INC
5,400$128.0M0.06%
74
IEMGISHARES INC
2,403$124.0M0.06%
75
SOSOUTHERN CO
2,855$124.0M0.06%
76
MCDMCDONALDS CORP
743$124.0M0.06%
77
IGIBISHARES TR
2,174$115.0M0.06%
78
MGKVANGUARD WORLD FD
852$109.0M0.05%
79
IJRISHARES TR
1,192$104.0M0.05%
80
NSCNORFOLK SOUTHERN CORP
571$103.0M0.05%
81
CATCATERPILLAR INC DEL
665$101.0M0.05%
82
PSAPUBLIC STORAGE
500$101.0M0.05%
83
SPABSPDR SERIES TRUST
3,635$101.0M0.05%
84
EWEDWARDS LIFESCIENCES CORP
575$100.0M0.05%
85
BAXBAXTER INTL INC
1,282$99.0M0.05%
86
BACBANK AMER CORP
3,265$96.0M0.05%
87
LQDISHARES TR
829$95.0M0.05%
88
ELVANTHEM INC
327$90.0M0.05%
89
MOALTRIA GROUP INC
1,481$89.0M0.04%
90
RTN1USDRAYTHEON CO
410$85.0M0.04%
91
GSKGLAXOSMITHKLINE PLC
2,088$84.0M0.04%
92
HTAEURHEALTHCARE TR AMER INC
3,141$84.0M0.04%
93
COPCONOCOPHILLIPS
1,088$84.0M0.04%
94
DISDISNEY WALT CO
687$80.0M0.04%
95
UNHUNITEDHEALTH GROUP INC
292$78.0M0.04%
96
FLOTISHARES TR
1,533$78.0M0.04%
97
KOCOCA COLA CO
1,632$75.0M0.04%
98
IBMINTERNATIONAL BUSINESS MACHS
489$74.0M0.04%
99
DDOMINION ENERGY INC
1,040$73.0M0.04%
100
TIER REIT INC
2,972$72.0M0.04%
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