Sound Income Strategies, LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$152.6B
Holdings
614
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (614 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SHYGISHARES 0-5 YEAR HIGH YIELD CORP BD ETF | 365,121 | $17.0B | 11.11% | |
| 2 | HYEMVANECK VECTORS EM HIGH YIELD BOND ETF | 545,429 | $13.2B | 8.66% | |
| 3 | MAINMAIN STREET CAPITAL CORP | 299,969 | $11.1B | 7.30% | |
| 4 | HTGCHERCULES CAPITAL INC | 820,032 | $10.3B | 6.76% | |
| 5 | ARCCARES CAPITAL CORP | 644,318 | $10.3B | 6.72% | |
| 6 | PFLTPENNANTPARK FLOATING RATE CAPITAL LTD | 789,542 | $10.1B | 6.65% | |
| 7 | PCYUSDPOWERSHARES EMERGING MARKETS SOV DBT ETF | 351,068 | $9.9B | 6.50% | |
| 8 | TSLXUSDTPG SPECIALTY LENDING INC | 526,500 | $9.8B | 6.43% | |
| 9 | GBDCGOLUB CAPITAL BDC INC | 346,902 | $6.3B | 4.16% | |
| 10 | EMHYISHARES EMERGING MARKETS HIGH YLD BD ETF | 113,393 | $5.5B | 3.61% | |
| 11 | —XTRACKERS EM MKTS BD INTST RT HDG ETF | 191,237 | $4.8B | 3.14% | |
| 12 | ARCPEURVEREIT INC | 372,890 | $2.6B | 1.68% | |
| 13 | OHIOMEGA HEALTHCARE INVESTORS INC | 93,883 | $2.5B | 1.66% | |
| 14 | WPCW.P. CAREY INC | 38,274 | $2.3B | 1.53% | |
| 15 | SBCSABRA HEALTH CARE REIT INC | 134,720 | $2.3B | 1.48% | |
| 16 | —SPIRIT REALTY CAPITAL INC | 294,625 | $2.2B | 1.46% | |
| 17 | HPTUSDHOSPITALITY PROPERTIES TRUST | 80,560 | $2.2B | 1.41% | |
| 18 | XAWFXALLIANCEBERNSTEIN GLB HIGH INC FUND INC | 179,735 | $2.2B | 1.41% | |
| 19 | —SELECT INCOME REIT | 101,162 | $2.0B | 1.33% | |
| 20 | WMTWALMART INC | 9,631 | $973.0M | 0.64% | |
| 21 | TAT&T INC | 26,587 | $973.0M | 0.64% | |
| 22 | FSICUSDFS INVESTMENT CORP | 125,560 | $935.0M | 0.61% | |
| 23 | BABOEING CO | 2,469 | $847.0M | 0.56% | |
| 24 | CSCOCISCO SYSTEMS INC | 20,135 | $830.0M | 0.54% | |
| 25 | JNJJOHNSON & JOHNSON | 6,096 | $792.0M | 0.52% | |
| 26 | ABBVABBVIE INC | 6,881 | $770.0M | 0.50% | |
| 27 | —DOWDUPONT INC | 10,723 | $759.0M | 0.50% | |
| 28 | PFEPFIZER INC | 21,365 | $747.0M | 0.49% | |
| 29 | PGPROCTER & GAMBLE CO | 8,925 | $727.0M | 0.48% | |
| 30 | VLOVALERO ENERGY CORP | 8,091 | $724.0M | 0.47% | |
| 31 | JPCNUVEEN PREFERRED INCOME OPPORTUNITIES FUND | 73,728 | $719.0M | 0.47% | |
| 32 | STXSEAGATE TECHNOLOGY PLC | 14,452 | $717.0M | 0.47% | |
| 33 | GMGENERAL MOTORS CO | 16,617 | $688.0M | 0.45% | |
| 34 | 7HPHP INC | 31,450 | $647.0M | 0.42% | |
| 35 | LYBLYONDELLBASELL INDUSTRIES NV | 5,874 | $644.0M | 0.42% | |
| 36 | WDCWESTERN DIGITAL CORP | 7,716 | $640.0M | 0.42% | |
| 37 | PG4PRINCIPAL FINANCIAL GROUP INC | 9,780 | $604.0M | 0.40% | |
| 38 | ENBENBRIDGE INC | 17,154 | $601.0M | 0.39% | |
| 39 | GAINGLADSTONE INVESTMENT CORP | 56,833 | $594.0M | 0.39% | |
| 40 | ETRENTERGY CORP | 7,677 | $576.0M | 0.38% | |
| 41 | —THL CREDIT INC | 54,876 | $466.0M | 0.31% | |
| 42 | AAPLAPPLE INC | 2,554 | $420.0M | 0.28% | |
| 43 | —TCP CAPITAL CORP | 26,959 | $393.0M | 0.26% | |
| 44 | MRKMERCK & CO INC | 7,106 | $390.0M | 0.26% | |
| 45 | MCCUSDMEDLEY CAPITAL CORP | 64,416 | $287.0M | 0.19% | |
| 46 | PFFISHARES US PREFERRED STOCK ETF | 7,031 | $260.0M | 0.17% | |
| 47 | HRZNHORIZON TECHNOLOGY FINANCE CORP | 22,385 | $251.0M | 0.16% | |
| 48 | S76STORE CAPITAL CORP | 10,735 | $251.0M | 0.16% | |
| 49 | BRK/BBERKSHIRE HATHAWAY INC | 948 | $188.0M | 0.12% | |
| 50 | —UBS ETRACS WELLS FARGO BUSN DEV CO ETN | 8,750 | $172.0M | 0.11% | |
| 51 | XOMEXXON MOBIL CORP | 2,169 | $165.0M | 0.11% | |
| 52 | —SENIOR HOUSING PROPERTIES TRUST | 9,620 | $155.0M | 0.10% | |
| 53 | CHCOCITY HOLDING CO | 2,193 | $148.0M | 0.10% | |
| 54 | MSFTMICROSOFT CORP | 1,507 | $135.0M | 0.09% | |
| 55 | IVVISHARES CORE S&P 500 ETF | 498 | $133.0M | 0.09% | |
| 56 | VENVENTAS INC | 2,591 | $131.0M | 0.09% | |
| 57 | —GOVERNMENT PROPERTIES INCOME TRUST | 7,596 | $122.0M | 0.08% | |
| 58 | DYHTARGET CORP | 1,578 | $117.0M | 0.08% | |
| 59 | HDTHE HOME DEPOT INC | 633 | $116.0M | 0.08% | |
| 60 | HTAEURHEALTHCARE TRUST OF AMERICA INC | 4,354 | $113.0M | 0.07% | |
| 61 | —COLUMBIA PROPERTY TRUST, INC. | 5,400 | $113.0M | 0.07% | |
| 62 | —POWERSHARES QQQ ETF | 668 | $107.0M | 0.07% | |
| 63 | —TIER REIT INC | 5,549 | $101.0M | 0.07% | |
| 64 | SPYSPDR(R) S&P 500 ETF | 377 | $100.0M | 0.07% | |
| 65 | METAFACEBOOK INC | 574 | $99.0M | 0.06% | |
| 66 | GSKGLAXOSMITHKLINE PLC | 2,690 | $98.0M | 0.06% | |
| 67 | —POWERSHARES PREFERRED ETF | 5,869 | $85.0M | 0.06% | |
| 68 | AMZNAMAZON.COM INC | 59 | $83.0M | 0.05% | |
| 69 | BAXBAXTER INTERNATIONAL INC | 1,282 | $83.0M | 0.05% | |
| 70 | MCDMCDONALD'S CORP | 509 | $83.0M | 0.05% | |
| 71 | ELVANTHEM INC | 327 | $76.0M | 0.05% | |
| 72 | PSECPROSPECT CAPITAL CORP | 11,089 | $76.0M | 0.05% | |
| 73 | AQLTISHARES SELECT DIVIDEND ETF | 793 | $76.0M | 0.05% | |
| 74 | EWEDWARDS LIFESCIENCES CORP | 575 | $73.0M | 0.05% | |
| 75 | INTCINTEL CORP | 1,446 | $64.0M | 0.04% | |
| 76 | FTFFRANKLIN TEMPLETON LTD DURATION INC TR | 5,627 | $64.0M | 0.04% | |
| 77 | TXNTEXAS INSTRUMENTS INC | 600 | $61.0M | 0.04% | |
| 78 | HPIJOHN HANCOCK PREFERRED INCOME FUND | 2,900 | $58.0M | 0.04% | |
| 79 | NFLXNETFLIX INC | 221 | $57.0M | 0.04% | |
| 80 | MOALTRIA GROUP INC | 872 | $57.0M | 0.04% | |
| 81 | KOCOCA-COLA CO | 1,279 | $57.0M | 0.04% | |
| 82 | PFNPIMCO INCOME STRATEGY FUND II | 5,459 | $55.0M | 0.04% | |
| 83 | BNDVANGUARD TOTAL BOND MARKET ETF | 660 | $53.0M | 0.03% | |
| 84 | BABAALIBABA GROUP HOLDING LTD | 291 | $52.0M | 0.03% | |
| 85 | —CBL & ASSOCIATES PROPERTIES INC | 11,462 | $51.0M | 0.03% | |
| 86 | DALDELTA AIR LINES INC | 968 | $51.0M | 0.03% | |
| 87 | FFORD MOTOR CO | 4,835 | $51.0M | 0.03% | |
| 88 | VTIVANGUARD TOTAL STOCK MARKET ETF | 369 | $50.0M | 0.03% | |
| 89 | BACVERIZON COMMUNICATIONS INC | 993 | $50.0M | 0.03% | |
| 90 | VNQVANGUARD REAL ESTATE ETF | 640 | $48.0M | 0.03% | |
| 91 | RTN1USDRAYTHEON CO | 229 | $48.0M | 0.03% | |
| 92 | DNPDNP SELECT INCOME FUND INC | 4,550 | $47.0M | 0.03% | |
| 93 | PEPPEPSICO INC | 416 | $47.0M | 0.03% | |
| 94 | GEGENERAL ELECTRIC CO | 3,212 | $47.0M | 0.03% | |
| 95 | DISWALT DISNEY CO | 454 | $47.0M | 0.03% | |
| 96 | VWOVANGUARD FTSE EMERGING MARKETS ETF | 960 | $45.0M | 0.03% | |
| 97 | CVXCHEVRON CORP | 387 | $44.0M | 0.03% | |
| 98 | UNHUNITEDHEALTH GROUP INC | 192 | $44.0M | 0.03% | |
| 99 | AXPAMERICAN EXPRESS CO | 450 | $43.0M | 0.03% | |
| 100 | CVSCVS HEALTH CORP | 581 | $41.0M | 0.03% |
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