Sound Income Strategies, LLC Q1 2019 Filing

Filed April 4, 2019

Portfolio Value

$219.2B

Holdings

771

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (771 positions)

#StockSharesValue% PortfolioType
1
SHYGISHARES TR
537,679$25.1B11.46%
2
HYEMVANECK VECTORS ETF TR
866,347$20.2B9.24%
3
ARCCARES CAP CORP
986,824$16.9B7.72%
4
MAINMAIN STREET CAPITAL CORP
443,362$16.5B7.53%
5
TSLXUSDTPG SPECIALTY LENDING INC
815,268$16.3B7.44%
6
HTGCHERCULES CAPITAL INC
1,253,499$15.9B7.24%
7
PFLTPENNANTPARK FLOATING RATE CA
1,172,567$15.0B6.85%
8
PCYINVESCO EXCHNG TRADED FD TR
531,716$14.9B6.79%
9
GBDCGOLUB CAP BDC INC
658,545$11.8B5.37%
10
EMHYISHARES INC
245,429$11.5B5.24%
11
DBX ETF TR
163,806$3.8B1.75%
12
XAWFXALLIANCEBERNSTEIN GBL HGH IN
178,736$2.1B0.95%
13
IVVISHARES TR
6,406$1.8B0.83%
14
TAT&T INC
57,009$1.8B0.82%
15
CSCOCISCO SYS INC
32,434$1.8B0.80%
16
PGPROCTER AND GAMBLE CO
15,001$1.6B0.71%
17
PFEPFIZER INC
36,051$1.5B0.70%
18
WMTWALMART INC
15,544$1.5B0.69%
19
AAPLAPPLE INC
7,506$1.4B0.65%
20
BABOEING CO
3,548$1.4B0.62%
21
JNJJOHNSON & JOHNSON
9,595$1.3B0.61%
22
ENBENBRIDGE INC
34,984$1.3B0.58%
23
ETRENTERGY CORP NEW
13,155$1.3B0.57%
24
STXSEAGATE TECHNOLOGY PLC
23,549$1.1B0.51%
25
GMGENERAL MTRS CO
29,485$1.1B0.50%
26
VLOVALERO ENERGY CORP NEW
12,432$1.1B0.48%
27
7HPHP INC
53,453$1.0B0.47%
28
ABBVABBVIE INC
12,566$1.0B0.46%
29
PG4PRINCIPAL FINL GROUP INC
19,446$976.0M0.45%
30
DOWDUPONT INC
18,068$963.0M0.44%
31
LYBLYONDELLBASELL INDUSTRIES N
10,919$918.0M0.42%
32
CCLCARNIVAL CORP
16,376$831.0M0.38%
33
PBCTEURPEOPLES UTD FINL INC
49,453$813.0M0.37%
34
WDCWESTERN DIGITAL CORP
15,964$767.0M0.35%
35
FSICUSDFS KKR CAPITAL CORP
117,253$709.0M0.32%
36
JPCNUVEEN PFD & INCM OPPORTNYS
74,135$707.0M0.32%
37
GAINGLADSTONE INVT CORP
54,076$627.0M0.29%
38
PFFISHARES TR
14,928$546.0M0.25%
39
CSXCSX CORP
7,197$538.0M0.25%
40
BRK/BBERKSHIRE HATHAWAY INC DEL
2,212$444.0M0.20%
41
UBS AG JERSEY BRH
22,281$439.0M0.20%
42
AMZNAMAZON COM INC
238$424.0M0.19%
43
NDQINVESCO QQQ TR
2,272$408.0M0.19%
44
XOMEXXON MOBIL CORP
4,950$400.0M0.18%
45
BLACKROCK TCP CAP CORP
26,339$373.0M0.17%
46
AMERICAN FIN TR INC
33,041$357.0M0.16%
47
THL CREDIT INC
53,051$348.0M0.16%
48
SPYSPDR S&P 500 ETF TR
1,169$330.0M0.15%
49
S76STORE CAP CORP
8,621$289.0M0.13%
50
MRKMERCK & CO INC
3,331$277.0M0.13%
51
MSFTMICROSOFT CORP
2,265$267.0M0.12%
52
PGXINVESCO EXCHNG TRADED FD TR
17,604$255.0M0.12%
53
HRZNHORIZON TECHNOLOGY FIN CORP
21,487$253.0M0.12%
54
NFLXNETFLIX INC
701$250.0M0.11%
55
BACVERIZON COMMUNICATIONS INC
4,022$238.0M0.11%
56
COLONY CR REAL ESTATE INC
15,100$236.0M0.11%
57
METAFACEBOOK INC
1,366$228.0M0.10%
58
VENVENTAS INC
3,106$198.0M0.09%
59
OKEONEOK INC NEW
2,794$195.0M0.09%
60
NEENEXTERA ENERGY INC
972$188.0M0.09%
61
IBMINTERNATIONAL BUSINESS MACHS
1,267$179.0M0.08%
62
DUKDUKE ENERGY CORP NEW
1,988$179.0M0.08%
63
ATOATMOS ENERGY CORP
1,700$175.0M0.08%
64
FUNCEDAR FAIR L P
3,251$171.0M0.08%
65
EPDENTERPRISE PRODS PARTNERS L
5,850$170.0M0.08%
66
CSFLUSDCENTERSTATE BK CORP
7,093$169.0M0.08%
67
CHCOCITY HLDG CO
2,193$167.0M0.08%
68
SOSOUTHERN CO
3,036$157.0M0.07%
69
NORTHERN LTS FD TR IV
6,258$151.0M0.07%
70
AGGISHARES TR
1,289$141.0M0.06%
71
PSAPUBLIC STORAGE
647$141.0M0.06%
72
COLUMBIA PPTY TR INC
6,202$140.0M0.06%
73
MOALTRIA GROUP INC
2,334$134.0M0.06%
74
SPXLDIREXION SHS ETF TR
2,847$133.0M0.06%
75
GOOGALPHABET INC
112$131.0M0.06%
76
VBVANGUARD INDEX FDS
858$131.0M0.06%
77
DNPDNP SELECT INCOME FD
11,076$128.0M0.06%
78
HIGHARTFORD FINL SVCS GROUP INC
2,293$114.0M0.05%
79
NSCNORFOLK SOUTHERN CORP
571$107.0M0.05%
80
SENIOR HSG PPTYS TR
9,071$107.0M0.05%
81
BBHYJP MORGAN EXCHANGE TRADED FD
2,128$107.0M0.05%
82
MGKVANGUARD WORLD FD
852$106.0M0.05%
83
SPABSPDR SERIES TRUST
3,692$105.0M0.05%
84
BAXBAXTER INTL INC
1,282$104.0M0.05%
85
BACBANK AMER CORP
3,760$104.0M0.05%
86
PPLPPL CORP
3,204$102.0M0.05%
87
MCDMCDONALDS CORP
526$100.0M0.05%
88
ELVANTHEM INC
327$94.0M0.04%
89
HTAEURHEALTHCARE TR AMER INC
3,141$90.0M0.04%
90
SPTMSPDR SERIES TRUST
2,570$90.0M0.04%
91
BTOHANCOCK JOHN FINL OPPTYS FD
2,750$88.0M0.04%
92
DISDISNEY WALT CO
793$88.0M0.04%
93
GSKGLAXOSMITHKLINE PLC
2,088$87.0M0.04%
94
GOOGLALPHABET INC
72$85.0M0.04%
95
ARCPEURVEREIT INC
10,146$85.0M0.04%
96
ESEVERSOURCE ENERGY
1,150$82.0M0.04%
97
XELXCEL ENERGY INC
1,402$79.0M0.04%
98
DDOMINION ENERGY INC
1,037$79.0M0.04%
99
MDYSPDR S&P MIDCAP 400 ETF TR
226$78.0M0.04%
100
WPCW P CAREY INC
977$76.0M0.03%
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