SILVERBACK ASSET MANAGEMENT LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$787.4M
Holdings
56
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (56 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Plug Power Inc | 17,000,000 | $114.6M | 14.55% | |
| 2 | —Bandwidth Inc | 15,750,000 | $28.3M | 3.59% | |
| 3 | —RAPID7 INC | 12,000,000 | $26.3M | 3.33% | |
| 4 | CHGG 0.125 03/15/25CHEGG INC | 13,300,000 | $24.2M | 3.07% | |
| 5 | —INFINERA CORP | 18,073,000 | $22.6M | 2.87% | |
| 6 | —FLEXION THERAPEUTICS INC | 24,577,000 | $21.9M | 2.79% | |
| 7 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 18,175,000 | $20.7M | 2.63% | |
| 8 | —CLEVELAND-CLIFFS INC NEW | 10,000,000 | $19.5M | 2.48% | |
| 9 | —Workiva Inc | 14,500,000 | $19.5M | 2.47% | |
| 10 | —Infinera Corp | 12,550,000 | $19.4M | 2.47% | |
| 11 | —Dicks Sporting Goods | 10,700,000 | $19.1M | 2.42% | |
| 12 | BL 0.125 08/01/24BLACKLINE INC | 10,000,000 | $18.8M | 2.39% | |
| 13 | —MAGNACHIP SEMICONDUCTOR SA | 10,905,000 | $18.0M | 2.28% | |
| 14 | —Bloom Energy Corp | 9,250,000 | $17.9M | 2.27% | |
| 15 | —HARMONIC INC | 15,500,000 | $16.9M | 2.15% | |
| 16 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 11,705,000 | $16.5M | 2.10% | |
| 17 | —GOLAR LNG LTD | 17,775,000 | $16.2M | 2.06% | |
| 18 | SPLK 1.125 09/15/25SPLUNK INC | 11,500,000 | $15.6M | 1.98% | |
| 19 | —PetIQ Inc | 10,000,000 | $15.2M | 1.93% | |
| 20 | X 5 11/01/26UNITED STATES STL CORP NEW | 10,000,000 | $14.9M | 1.90% | |
| 21 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 14,500,000 | $14.6M | 1.86% | |
| 22 | —K12 Inc | 17,625,000 | $14.4M | 1.83% | |
| 23 | TVTX 2.5 09/15/25RETROPHIN INC | 13,900,000 | $14.0M | 1.78% | |
| 24 | PATK 1 02/01/23PATRICK INDS INC | 12,916,000 | $13.7M | 1.74% | |
| 25 | —SAILPOINT TECHNOLOGIES HLDGS | 7,000,000 | $13.6M | 1.73% | |
| 26 | —Par Technology Corp | 8,000,000 | $12.9M | 1.64% | |
| 27 | TK 5 01/15/23TEEKAY CORPORATION | 14,025,000 | $12.6M | 1.59% | |
| 28 | —ENCORE CAP GROUP INC | 11,450,000 | $12.3M | 1.57% | |
| 29 | —EAGLE BULK SHIPPING INC | 14,900,000 | $12.2M | 1.55% | |
| 30 | —FLUIDIGM CORP DEL | 5,000,000 | $11.2M | 1.42% | |
| 31 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $11.1M | 1.41% | |
| 32 | —ALLEGHENY TECHNOLOGIES INC | 8,000,000 | $11.1M | 1.40% | |
| 33 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I | 9,000,000 | $10.6M | 1.34% | |
| 34 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 8,750,000 | $10.3M | 1.31% | |
| 35 | OMER 5.25 02/15/26OMEROS CORP | 9,500,000 | $10.2M | 1.30% | |
| 36 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 8,000,000 | $9.9M | 1.26% | |
| 37 | —SYNAPTICS INC | 7,000,000 | $9.7M | 1.23% | |
| 38 | —FIREEYE INC | 7,500,000 | $9.2M | 1.16% | |
| 39 | —Accuray Inc | 8,605,000 | $9.1M | 1.16% | |
| 40 | SNAP 0.75 08/01/26SNAP INC | 4,000,000 | $9.1M | 1.16% | |
| 41 | —Model N Inc (Pending) | 7,000,000 | $9.1M | 1.15% | |
| 42 | —RADIUS HEALTH INC | 10,000,000 | $9.0M | 1.15% | |
| 43 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 4,000,000 | $8.7M | 1.11% | |
| 44 | —GOGO INC | 5,000,000 | $8.5M | 1.08% | |
| 45 | —AERIE PHARMACEUTICALS INC | 8,067,000 | $7.4M | 0.94% | |
| 46 | AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC | 5,500,000 | $6.9M | 0.88% | |
| 47 | —KAMAN CORP | 5,750,000 | $6.6M | 0.84% | |
| 48 | RDNWRUMBLEON INC | 147,473 | $4.5M | 0.57% | |
| 49 | —KINDRED BIOSCIENCES INC | 611,364 | $2.6M | 0.33% | |
| 50 | —SERVICESOURCE INTL INC | 1,378,382 | $2.4M | 0.31% | |
| 51 | —SCORPIO TANKERS INC | 790,000 | $762K | 0.10% | |
| 52 | SPYSPDR S&P 500 ETF TR | 80,000 | $749K | 0.10% | Put |
| 53 | —CLF01/15/21C13 | 311,600 | $539K | 0.07% | Call |
| 54 | —CLF01/15/21C12 | 200,000 | $524K | 0.07% | Call |
| 55 | —CONTURA ENERGY INC | 36,708 | $417K | 0.05% | |
| 56 | —CLF01/15/21C10 | 65,000 | $299K | 0.04% | Call |
| 57 | —GORES HOLDINGS VI INC | 25,000 | $265K | 0.03% | |
| 58 | —CLF01/15/21C11 | 23,900 | $86K | 0.01% | Call |
| 59 | —TELIGENT INC NEW | 35,998 | $27K | 0.00% |