SILVERBACK ASSET MANAGEMENT LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$681.3M
Holdings
81
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (81 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —DISH Network Corp | 32,300,000 | $38.6M | 5.67% | |
| 2 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 18,572,000 | $28.1M | 4.12% | |
| 3 | CHGG 0.125 03/15/25CHEGG INC | 16,500,000 | $23.7M | 3.48% | |
| 4 | ETSY 0.125 10/01/26ETSY INC | 9,500,000 | $23.1M | 3.38% | |
| 5 | LITE 0.5 12/15/26LUMENTUM HLDGS INC | 20,000,000 | $22.1M | 3.24% | |
| 6 | —HARMONIC INC | 18,000,000 | $22.0M | 3.22% | |
| 7 | —II-VI INC | 15,899,000 | $21.1M | 3.10% | |
| 8 | —Scorpio Tankers Inc (Exchange) | 20,359,000 | $20.4M | 3.00% | |
| 9 | —EAGLE BULK SHIPPING INC | 13,530,000 | $20.2M | 2.96% | |
| 10 | —SAILPOINT TECHNOLOGIES HLDGS | 12,500,000 | $20.1M | 2.95% | |
| 11 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 14,250,000 | $19.8M | 2.91% | |
| 12 | —Blackline Inc | 19,500,000 | $19.2M | 2.82% | |
| 13 | LYFTLYFT INC | 12,000,000 | $18.7M | 2.74% | |
| 14 | ZS 0.125 07/01/25ZSCALER INC | 10,000,000 | $18.3M | 2.68% | |
| 15 | —INFINERA CORP | 16,195,000 | $18.1M | 2.65% | |
| 16 | PSTG 0.125 04/15/23PURE STORAGE INC | 14,217,000 | $16.5M | 2.42% | |
| 17 | OKTA 0.125 09/01/25OKTA INC | 11,389,000 | $16.1M | 2.36% | |
| 18 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 15,060,000 | $15.2M | 2.23% | |
| 19 | PEGA 0.75 03/01/25PEGASYSTEMS INC | 12,500,000 | $14.1M | 2.07% | |
| 20 | BANDBANDWIDTH INC | 11,745,000 | $14.1M | 2.07% | |
| 21 | RDNWRUMBLEON INC | 338,283 | $13.2M | 1.94% | |
| 22 | —Enphase Energy Inc Tranche A | 13,577,000 | $12.7M | 1.87% | |
| 23 | VRNS 1.25 08/15/25VARONIS SYS INC | 6,000,000 | $12.3M | 1.81% | |
| 24 | BE 2.5 08/15/25BLOOM ENERGY CORP | 8,775,000 | $12.0M | 1.76% | |
| 25 | —WORKDAY INC | 7,000,000 | $12.0M | 1.76% | |
| 26 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 7,125,000 | $11.8M | 1.73% | |
| 27 | —Magnite Inc | 12,847,000 | $10.9M | 1.60% | |
| 28 | —Fastly Inc (Pending) | 12,900,000 | $10.9M | 1.60% | |
| 29 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $10.5M | 1.55% | |
| 30 | —fuboTV Inc | 11,239,000 | $10.2M | 1.49% | |
| 31 | —Beyond Meat Inc | 11,750,000 | $10.1M | 1.49% | |
| 32 | —TWITTER INC | 8,000,000 | $10.1M | 1.48% | |
| 33 | AKTSQAKOUSTIS TECHNOLOGIES INC | 1,007,704 | $9.8M | 1.43% | |
| 34 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 7,500,000 | $9.7M | 1.42% | |
| 35 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN | 6,652,000 | $9.6M | 1.41% | |
| 36 | PETQ 4 06/01/26PETIQ INC | 7,000,000 | $8.3M | 1.22% | |
| 37 | —FLEXION THERAPEUTICS INC | 9,210,000 | $8.3M | 1.21% | |
| 38 | —RADIUS HEALTH INC | 9,000,000 | $8.2M | 1.20% | |
| 39 | —PARATEK PHARMACEUTICALS INC | 9,257,000 | $8.2M | 1.20% | |
| 40 | —KAMAN CORP | 7,407,000 | $7.5M | 1.11% | |
| 41 | PATK 1 02/01/23PATRICK INDS INC | 6,525,000 | $7.4M | 1.08% | |
| 42 | —Invacare Corp (Pending) | 8,500,000 | $7.1M | 1.05% | |
| 43 | —Ivanhoe Mines Ltd | 6,000,000 | $7.0M | 1.03% | |
| 44 | —Spotify Technology SA/Spotify USA Inc | 7,500,000 | $6.8M | 0.99% | |
| 45 | —MicroStrategy Inc | 8,000,000 | $5.9M | 0.87% | |
| 46 | INFN 2.5 03/01/27INFINERA CORP | 4,001,000 | $5.3M | 0.78% | |
| 47 | MXMAGNACHIP SEMICONDUCTOR CORP | 251,013 | $4.5M | 0.65% | |
| 48 | BL 0.125 08/01/24BLACKLINE INC | 2,000,000 | $3.4M | 0.49% | |
| 49 | TVTX 2.5 09/15/25TRAVERE THERAPEUTICS INC | 3,000,000 | $3.0M | 0.44% | |
| 50 | PLUNPLUG POWER INC | 101,300 | $2.6M | 0.38% | |
| 51 | —AERIE PHARMACEUTICALS INC | 2,500,000 | $2.3M | 0.34% | |
| 52 | FLBFLUIDIGM CORP DEL | 285,744 | $1.9M | 0.28% | |
| 53 | —SERVICESOURCE INTL INC | 1,279,182 | $1.7M | 0.25% | |
| 54 | —MCAP ACQUISITION CORP | 134,300 | $1.3M | 0.19% | |
| 55 | —ACCELERATE ACQUISITION CORP | 100,000 | $973K | 0.14% | |
| 56 | —GLASS HOUSES ACQUISITION COR | 50,000 | $489K | 0.07% | |
| 57 | —ARROWROOT ACQUISITION CORP | 50,000 | $486K | 0.07% | |
| 58 | NOTVINOTIV INC | 15,000 | $439K | 0.06% | |
| 59 | —TELIGENT INC NEW | 899,000 | $359K | 0.05% | |
| 60 | —D AND Z MEDIA ACQUISITION CO | 0 | $344K | 0.05% | |
| 61 | —CRUCIBLE ACQUISITION CORP | 25,000 | $245K | 0.04% | |
| 62 | —KL ACQUISITION CORP | 25,000 | $244K | 0.04% | |
| 63 | —MASON INDUSTRIAL TECHNOLGY I | 25,000 | $244K | 0.04% | |
| 64 | —SENIOR CONNECT ACQUISITN COR | 25,000 | $244K | 0.04% | |
| 65 | —GX ACQUISITION CORP II | 25,000 | $243K | 0.04% | |
| 66 | —CIIG CAPITAL PARTNERS II INC | 20,000 | $202K | 0.03% | |
| 67 | —ASTREA ACQUISITION CORP | 10,000 | $100K | 0.01% | |
| 68 | —BOA ACQUISITION CORP | 10,208 | $99K | 0.01% | |
| 69 | —OSIRIS ACQUISITION CORP | 10,000 | $98K | 0.01% | |
| 70 | —SPORTSTEK ACQUISITION CORP | 10,000 | $98K | 0.01% | |
| 71 | —KHOSLA VENTURES ACQUT CO III | 10,000 | $98K | 0.01% | |
| 72 | —THUNDER BRIDGE CAP PRTNRS II | 10,000 | $98K | 0.01% | |
| 73 | —B RILEY PRIN 250 MERGER CORP | 10,000 | $97K | 0.01% | |
| 74 | —PROPERTY SOLUTIONS ACQUISITI | 10,000 | $97K | 0.01% | |
| 75 | NBSTNEWBURY STREET ACQUISITN COR | 10,000 | $97K | 0.01% | |
| 76 | TWLVTWELVE SEAS INVESTMENT CO II | 10,000 | $97K | 0.01% | |
| 77 | —ACCELERATE ACQUISITION CORP | 33,263 | $31K | 0.00% | |
| 78 | —MCAP ACQUISITION CORP | 27,191 | $29K | 0.00% | |
| 79 | —PARATEK PHARMACEUTICALS INC | 986 | $5K | 0.00% | |
| 80 | —GX ACQUISITION CORP II | 8,333 | $4K | 0.00% | |
| 81 | —THUNDER BRIDGE CAP PRTNRS II | 2,000 | $2K | 0.00% |