SILVERBACK ASSET MANAGEMENT LLC Q3 2020 Filing
Filed November 13, 2020
Portfolio Value
$475.4M
Holdings
50
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (50 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 18,175,000 | $22.0M | 4.62% | |
| 2 | —FLEXION THERAPEUTICS INC | 25,500,000 | $20.0M | 4.22% | |
| 3 | —Dicks Sporting Goods | 10,700,000 | $19.6M | 4.11% | |
| 4 | —ENCORE CAP GROUP INC | 16,450,000 | $17.9M | 3.76% | |
| 5 | —Fluidigm Corporation | 6,500,000 | $17.6M | 3.70% | |
| 6 | —INFINERA CORP | 18,073,000 | $16.8M | 3.54% | |
| 7 | TK 5 01/15/23TEEKAY CORPORATION | 19,675,000 | $16.1M | 3.39% | |
| 8 | —Bloom Energy Corp | 12,250,000 | $15.5M | 3.27% | |
| 9 | —CLEVELAND-CLIFFS INC NEW | 14,377,000 | $14.9M | 3.14% | |
| 10 | —PetIQ Inc | 10,000,000 | $13.6M | 2.86% | |
| 11 | —Infinera Corp | 12,550,000 | $13.2M | 2.78% | |
| 12 | —MAGNACHIP SEMICONDUCTOR SA | 7,750,000 | $13.1M | 2.76% | |
| 13 | —RAPID7 INC | 8,250,000 | $12.9M | 2.71% | |
| 14 | —GOLAR LNG LTD | 16,166,000 | $12.5M | 2.64% | |
| 15 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 13,500,000 | $12.4M | 2.62% | |
| 16 | —Harmonic Inc | 13,000,000 | $12.2M | 2.57% | |
| 17 | —ALLEGHENY TECHNOLOGIES INC | 11,000,000 | $11.5M | 2.42% | |
| 18 | CHGG 0.125 03/15/25CHEGG INC | 7,500,000 | $11.5M | 2.41% | |
| 19 | PATK 1 02/01/23PATRICK INDS INC | 11,416,000 | $11.4M | 2.39% | |
| 20 | —GOGO INC | 6,900,000 | $11.1M | 2.33% | |
| 21 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 9,705,000 | $11.0M | 2.30% | |
| 22 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $10.2M | 2.15% | |
| 23 | —Bandwidth Inc | 5,000,000 | $10.0M | 2.10% | |
| 24 | —Model N Inc (Pending) | 7,500,000 | $9.7M | 2.04% | |
| 25 | —1Life Healthcare Inc (Pending) | 9,500,000 | $9.6M | 2.01% | |
| 26 | —PLURALSIGHT INC | 10,254,000 | $9.1M | 1.92% | |
| 27 | TVTX 2.5 09/15/25RETROPHIN INC | 9,900,000 | $8.5M | 1.79% | |
| 28 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I | 8,000,000 | $8.5M | 1.78% | |
| 29 | —K12 Inc | 10,000,000 | $8.4M | 1.77% | |
| 30 | —FIREEYE INC | 9,000,000 | $8.4M | 1.76% | |
| 31 | —RADIUS HEALTH INC | 10,000,000 | $8.3M | 1.74% | |
| 32 | —TEAM INC | 9,778,000 | $8.2M | 1.73% | |
| 33 | —Accuray Inc | 8,605,000 | $7.6M | 1.60% | |
| 34 | —US Steel Corp | 9,000,000 | $7.2M | 1.52% | |
| 35 | —Workiva Inc | 6,500,000 | $6.5M | 1.37% | |
| 36 | —SYNAPTICS INC | 5,000,000 | $6.2M | 1.31% | |
| 37 | —Par Technology Corp | 4,500,000 | $5.4M | 1.14% | |
| 38 | XERS 5 07/15/25XERIS PHARMACEUTICALS INC | 2,500,000 | $4.8M | 1.02% | |
| 39 | RDNWRUMBLEON INC | 158,988 | $4.2M | 0.89% | |
| 40 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 3,000,000 | $3.9M | 0.81% | |
| 41 | —SCORPIO TANKERS INC | 4,140,000 | $3.8M | 0.81% | |
| 42 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 3,280,000 | $3.7M | 0.78% | |
| 43 | —Wayfair Inc | 3,000,000 | $3.1M | 0.65% | |
| 44 | —KAMAN CORP | 3,000,000 | $3.0M | 0.62% | |
| 45 | —KINDRED BIOSCIENCES INC | 590,545 | $2.5M | 0.53% | |
| 46 | —EAGLE BULK SHIPPING INC | 3,425,000 | $2.5M | 0.52% | |
| 47 | —SERVICESOURCE INTL INC | 1,403,382 | $2.1M | 0.43% | |
| 48 | —ENSCO JERSEY FIN LTD | 12,000,000 | $1.6M | 0.34% | |
| 49 | ASPNASPEN AEROGELS INC | 102,444 | $1.1M | 0.24% | |
| 50 | —CONTURA ENERGY INC | 55,098 | $403K | 0.08% |