SILVERBACK ASSET MANAGEMENT LLC Q2 2021 Filing
Filed August 16, 2021
Portfolio Value
$828.7M
Holdings
75
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (75 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | PLUG 3.75 06/01/25PLUG POWER INC | 15,800,000 | $107.4M | 12.95% | |
| 2 | —DISH Network Corp | 28,500,000 | $33.3M | 4.02% | |
| 3 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 10,000,000 | $29.6M | 3.57% | |
| 4 | BANDBANDWIDTH INC | 17,250,000 | $28.1M | 3.39% | |
| 5 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 14,640,000 | $25.3M | 3.06% | |
| 6 | MDB 0.25 01/15/26MONGODB INC | 14,000,000 | $25.3M | 3.05% | |
| 7 | CHGG 0.125 03/15/25CHEGG INC | 14,500,000 | $24.5M | 2.95% | |
| 8 | —SAILPOINT TECHNOLOGIES HLDGS | 12,500,000 | $23.4M | 2.82% | |
| 9 | —EAGLE BULK SHIPPING INC | 16,030,000 | $22.2M | 2.68% | |
| 10 | —HARMONIC INC | 18,000,000 | $21.5M | 2.59% | |
| 11 | —INFINERA CORP | 16,963,000 | $20.8M | 2.51% | |
| 12 | —Scorpio Tankers Inc (Exchange) | 18,532,000 | $19.4M | 2.34% | |
| 13 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 14,250,000 | $19.3M | 2.33% | |
| 14 | —WORKDAY INC | 10,000,000 | $16.5M | 1.99% | |
| 15 | —Lyft Inc | 9,500,000 | $16.2M | 1.96% | |
| 16 | —PetIQ Inc | 10,000,000 | $15.0M | 1.82% | |
| 17 | —II-VI INC | 9,200,000 | $14.6M | 1.76% | |
| 18 | —FLEXION THERAPEUTICS INC | 15,750,000 | $14.3M | 1.72% | |
| 19 | OKTA 0.125 09/01/25OKTA INC | 9,818,000 | $14.2M | 1.71% | |
| 20 | —CLEVELAND-CLIFFS INC NEW | 5,000,000 | $14.0M | 1.69% | |
| 21 | —Blackline Inc | 13,750,000 | $13.2M | 1.60% | |
| 22 | —Beyond Meat Inc | 11,750,000 | $12.1M | 1.46% | |
| 23 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $11.7M | 1.41% | |
| 24 | PSTG 0.125 04/15/23PURE STORAGE INC | 10,929,000 | $11.5M | 1.39% | |
| 25 | —Bloom Energy Corp | 6,275,000 | $11.3M | 1.36% | |
| 26 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 11,000,000 | $11.2M | 1.35% | |
| 27 | —Fastly Inc (Pending) | 11,900,000 | $11.1M | 1.34% | |
| 28 | TVTX 2.5 09/15/25RETROPHIN INC | 12,900,000 | $10.9M | 1.31% | |
| 29 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 8,500,000 | $10.9M | 1.31% | |
| 30 | PEGA 0.75 03/01/25PEGASYSTEMS INC | 9,000,000 | $10.8M | 1.30% | |
| 31 | RDNWRUMBLEON INC | 261,989 | $10.6M | 1.28% | |
| 32 | —Accuray Inc (Exchange) | 9,596,000 | $10.5M | 1.27% | |
| 33 | OMER 5.25 02/15/26OMEROS CORP | 9,000,000 | $10.1M | 1.21% | |
| 34 | —Rapid7 Inc | 9,000,000 | $10.0M | 1.20% | |
| 35 | AKTSQAKOUSTIS TECHNOLOGIES INC | 922,095 | $9.9M | 1.19% | |
| 36 | —Varonis Systems Inc | 5,000,000 | $9.8M | 1.18% | |
| 37 | —Airbnb Inc | 10,000,000 | $9.4M | 1.14% | |
| 38 | —Magnite Inc | 10,347,000 | $9.3M | 1.12% | |
| 39 | —Zogenix Inc | 9,000,000 | $9.2M | 1.11% | |
| 40 | TK 5 01/15/23TEEKAY CORPORATION | 9,340,000 | $9.2M | 1.11% | |
| 41 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 6,500,000 | $8.5M | 1.03% | |
| 42 | —GOLAR LNG LTD | 8,500,000 | $8.4M | 1.02% | |
| 43 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 7,250,000 | $7.7M | 0.93% | |
| 44 | —RADIUS HEALTH INC | 8,000,000 | $7.5M | 0.90% | |
| 45 | ETSY 0.125 10/01/26ETSY INC | 3,000,000 | $7.2M | 0.87% | |
| 46 | —FLUIDIGM CORP DEL | 3,000,000 | $6.7M | 0.81% | |
| 47 | —Ivanhoe Mines Ltd | 5,000,000 | $6.1M | 0.74% | |
| 48 | INFN 2.5 03/01/27INFINERA CORP | 4,001,000 | $6.1M | 0.74% | |
| 49 | —PARATEK PHARMACEUTICALS INC | 6,707,000 | $6.1M | 0.73% | |
| 50 | CLFCLEVELAND-CLIFFS INC NEW | 269,900 | $5.8M | 0.70% | Call |
| 51 | MXMAGNACHIP SEMICONDUCTOR CORP | 226,965 | $5.4M | 0.65% | |
| 52 | —Enphase Energy Inc Tranche A | 4,883,000 | $4.8M | 0.58% | |
| 53 | —ENCORE CAP GROUP INC | 4,150,000 | $4.7M | 0.57% | |
| 54 | PATK 1 02/01/23PATRICK INDS INC | 3,525,000 | $3.8M | 0.46% | |
| 55 | —MicroStrategy Inc | 5,000,000 | $3.7M | 0.45% | |
| 56 | —CREE INC | 1,665,000 | $2.8M | 0.33% | |
| 57 | —KINDRED BIOSCIENCES INC | 300,000 | $2.8M | 0.33% | |
| 58 | —fuboTV Inc | 2,500,000 | $2.5M | 0.30% | |
| 59 | —Invacare Corp (Pending) | 2,000,000 | $2.0M | 0.24% | |
| 60 | —TELIGENT INC NEW | 3,514,471 | $1.9M | 0.23% | |
| 61 | —SERVICESOURCE INTL INC | 1,279,182 | $1.8M | 0.22% | |
| 62 | 0VVBVIACOMCBS INC | 28,938 | $1.3M | 0.16% | |
| 63 | —MCAP ACQUISITION CORP | 125,000 | $1.2M | 0.15% | |
| 64 | —ACCELERATE ACQUISITION CORP | 100,000 | $969K | 0.12% | |
| 65 | —AF ACQUISITION CORP | 75,000 | $732K | 0.09% | |
| 66 | —GX ACQUISITION CORP II | 25,000 | $241K | 0.03% | |
| 67 | —GORES GUGGENHEIM INC | 15,000 | $146K | 0.02% | |
| 68 | —KHOSLA VENTURES ACQUT CO III | 10,000 | $99K | 0.01% | |
| 69 | —THUNDER BRIDGE CAP PRTNRS II | 10,000 | $97K | 0.01% | |
| 70 | —MCAP ACQUISITION CORP | 41,666 | $44K | 0.01% | |
| 71 | —ACCELERATE ACQUISITION CORP | 33,333 | $41K | 0.00% | |
| 72 | —AF ACQUISITION CORP | 24,999 | $22K | 0.00% | |
| 73 | —GX ACQUISITION CORP II | 8,333 | $8K | 0.00% | |
| 74 | —GORES GUGGENHEIM INC | 3,000 | $4K | 0.00% | |
| 75 | —THUNDER BRIDGE CAP PRTNRS II | 2,000 | $3K | 0.00% |